Disciplinary Proceedings Against Lister
2010 WI 108, 329 Wis.2d 289, 787 N.W.2d 820 (2010)
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ATTORNEY disciplinary
proceeding. Attorney's license
suspended.
¶1 PER CURIAM. Attorney Ryan Lister
appeals the referee's findings, conclusions,
and recommendation in this lawyer discipline
matter. The referee, Richard P. Mozinski,
determined the Office of Lawyer Regulation
(OLR) met its burden to prove violations of
duties of diligence, communication,
termination of representation, and
cooperation with the OLR investigation.
Referee Mozinski recommends a 90-day license
suspension, restitution of an unearned fee
($135.60), and costs.
¶2 Attorney Lister challenges the
sufficiency of the evidence supporting each
of the four violations. He also objects to
a 90-day suspension and argues a public
reprimand would be sufficient discipline.
Attorney Lister does not dispute restitution
and does not challenge the imposition of
costs.
¶3 After fully reviewing the matter, we
conclude the record supports the referee's
findings of fact and conclusions of law. We
uphold the referee's determination that
Attorney Lister committed four counts of
misconduct as alleged in the OLR's
complaint. Under the circumstances, we
reject Attorney Lister's argument that a
public reprimand is sufficient discipline.
We conclude his misconduct warrants a 60-day
license suspension. Finally, we order that
Attorney Lister pay restitution of the
$135.60 unearned fee together with the costs
of this proceeding.
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¶4 Attorney Lister was licensed to
practice law in Wisconsin in 1976 and has
practiced in Wausau. In 1986 he was
publicly reprimanded for misconduct
involving neglect of legal matters, failure
to carry out a contract of employment with a
client, and conduct constituting
misrepresentation. See In re
Disciplinary
Proceedings Against Lister, 127 Wis. 2d
453,
380 N.W.2d 370 (1986). Effective June 15,
2007, Attorney Lister's license was
suspended for five months for violations
involving seven separate grievance
investigations. See In re
Disciplinary
Proceedings Against Lister, 2007 WI 55,
300
Wis. 2d 326, 731 N.W.2d 254. His misconduct
violated his duties of competence,
diligence, keeping a client informed,
cooperation with an OLR investigation,
candor to a tribunal, and to refund advanced
fees. His misconduct also involved
misrepresentation and dishonesty. Id.,
¶55.
¶5 The present disciplinary action
arose from Attorney Lister's representation
of J.H. in a federal lawsuit against
Marathon County and its sheriff, relating to
the jail personnel's treatment of J.H. while
confined in the Marathon County jail. In
2001 J.H. had retained Attorney Lister after
her arrest in Marathon County for first
offense operating while intoxicated (OWI).
She ultimately pled to a reduced charge of
reckless driving and paid a fine. After
completing his representation of J.H. in the
OWI case, Attorney Lister suggested to J.H.
that she sue Marathon County regarding her
treatment while in jail.
¶6 On May 8, 2004, J.H. signed a
contingency fee agreement providing Attorney
Lister's fee would amount to one-third of
any recovery. J.H. paid Attorney Lister
$500; he expended $364.40 for filing and
postage. He did not return to J.H. the
unused portion of the $500 payment.
¶7 On January 25, 2007, Attorney Lister
filed a federal lawsuit on J.H.'s behalf but
never served Marathon County or the
sheriff. The U.S. District Court for the
Western District of Wisconsin sent Attorney
Lister a notice that a telephone pretrial
conference was scheduled for March 20,
2007.
¶8 On March 20, 2007, J.H.'s federal
lawsuit was dismissed with prejudice for
lack of prosecution. The dismissal order
stated the plaintiff had failed to appear
for the March 20, 2007, pretrial
conference. At the disciplinary hearing,
Attorney Lister did not dispute he failed to
appear for the pretrial conference, but
argued he had not received the scheduling
notice. He also claimed he did not receive
notice of the dismissal.
¶9 The referee noted that when Attorney
Lister filed his pleadings in federal court,
he included a postage-paid return envelope
with his Wausau address. Also, Attorney
Lister had admitted the notices of the
scheduling conference and dismissal were
mailed by the U.S. District Court for the
Western District of Wisconsin. The referee
found that Attorney Lister's address had not
changed before March 2007. The referee
found incredible Attorney Lister's assertion
that he did not receive the scheduling
notice and dismissal order, given the
undisputed evidence that they had been sent
to Attorney Lister's law office address.
¶10 J.H. testified she had been
unsuccessful in her repeated attempts to
contact Attorney Lister regarding the status
of her federal action. The first she
learned of the dismissal was through
Attorney Jay Kronenwetter, whom she
consulted regarding her federal lawsuit.
The referee found that Attorney Lister had
not advised J.H. of the scheduling
conference and dismissal of her federal
claim with prejudice.
¶11 Attorney Kronenwetter testified he
requested J.H.'s file in a June 15, 2007,
telephone conversation with Attorney
Lister. Attorney Kronenwetter said he
confirmed his request by letter the same
day. After receiving these requests,
Attorney Lister did not call J.H. to confirm
her permission to send the file. Also
during the telephone conversation, Attorney
Lister did not advise Attorney Kronenwetter
the federal lawsuit had been dismissed.
Sometime after June 15, 2007, Attorney
Kronenwetter again telephoned Attorney
Lister but was unable to reach him.
Attorney Kronenwetter testified he was
unable to leave a message because, each time
he called, he received a recording that the
voicemail box was full or unable to receive
messages.
¶12 Eventually, Attorney Kronenwetter
had a second telephone discussion with
Attorney Lister, in which Attorney Lister
promised to provide the J.H. file. When
Attorney Kronenwetter eventually received
J.H.'s file, it contained no indication the
federal lawsuit had been dismissed.
Attorney Kronenwetter testified he
discovered J.H.'s lawsuit had been dismissed
when he accessed the federal court's
electronic docket.
¶13 Attorney Kronenwetter testified he
received J.H.'s file in late September
2007. Attorney Lister, on the other hand,
claimed he conveyed the file by August 15,
2007. Attorney Lister claimed he did not
promptly transmit the file because doing so,
he believed, would have been practicing law
during his license suspension. He said he
sought ethics advice to determine whether he
could copy and transfer the file without
violating a duty not to practice law during
his suspension.
¶14 The referee concluded the dispute
over the date of delivery of the file was
immaterial because Attorney Lister provided
no reasonable explanation as to why it would
have taken two months to transfer the file.
The referee noted the supreme court rules
provide a 15-day grace period to wind up a
suspended attorney's practice, so Attorney
Lister's claimed ethical concern was not
grounded. The referee rejected Attorney
Lister's explanation as not credible, noting
Attorney Lister had testified he had been
busy on the day Attorney Kronenwetter had
requested the file.
¶15 The OLR also presented the testimony
of Attorney Dawn Lemke, a member of the OLR
District 16 investigative committee, who was
assigned in May 2008 to investigate J.H.'s
grievance. Attorney Lister had received and
replied to various letters from the OLR
during its initial investigation. Attorney
Lemke testified as to her subsequent
unsuccessful attempts to elicit additional
information from Attorney Lister regarding
the grievance. She said she left six
voicemail messages on Attorney Lister's
telephone answering system in June 2008.
She said all of Attorney Lister's outgoing
telephone messages had stated, "You have
reached Lister Law Offices . . . ."
Attorney Lemke was unable to reach Attorney
Lister and her voice mail messages were not
returned.
¶16 Attorney Lemke explained that on
June 5, 2008, for example, she left a
message identifying herself as a member of
the OLR District 16 committee investigating
J.H.'s grievance. Attorney Lemke received
an outgoing recorded message by Attorney
Lister, stating it was May 30 and he would
be back in the office on June 2. Attorney
Lemke left additional messages on Attorney
Lister's phone answering service on June 6,
June 9, June 10, and June 11, and each time
received the same recorded voice mail
message.
¶17 Finally, on June 12, she left a
sixth message. On this occasion, she
received a recorded message stating Attorney
Lister would be back on June 12. Attorney
Lemke requested Attorney Lister return her
call and advised him of her previous calls.
Attorney Lemke testified she tried calling a
different phone number for Attorney Lister
that was noted on his letterhead but, when
she called that number, she learned it had
been disconnected. She received no return
phone call from Attorney Lister.
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¶18 The referee rejected Attorney
Lister's explanations in defense of the four
counts. With respect to Count One, the
referee found Attorney Lister's testimony——
that he had experienced problems with mail
being received——was not persuasive or
credible. The referee observed the evidence
of mailing raised the rebuttable presumption
that the addressee had received the letter
and, once that presumption had been
established, the burden shifted to the party
challenging receipt to present credible
evidence of non-receipt. See American
Family Mut. Ins. Co. v. Golke, 2009 WI 81,
¶36, 319 Wis. 2d 397, 768 N.W.2d 729. The
referee concluded Attorney Lister's
testimony was not specific as to the time
frame in which the federal court
notification had been sent, and a bare
assertion he did not receive the federal
court notice was insufficient to create
credible evidence of non-receipt. As a
result, the referee concluded the evidence
supported Count One:
By failing to have the defendants served
in
[J.H.]'s federal civil rights lawsuit and by
failing to appear at a court telephonic
scheduling conference on March 20, 2007, or
file a preliminary pretrial conference
report, all as required by the Federal
District Court for the Western District of
Wisconsin, [Attorney] Lister violated SCR
20:1.3.
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¶19 As for Count Two, the referee noted
that Attorney Lister acknowledged he had
been informed the federal case was assigned
to a procedurally demanding judge. The
referee found Attorney Lister was
perpetually unavailable to J.H. and made no
reasonable efforts to keep her informed of
the status of her case. The referee
observed Attorney Lister admitted receiving
information regarding the dismissal of the
case from successor counsel while it was
Attorney Lister's professional duty to have
the case knowledge necessary to advise J.H.
of the dismissal. The referee concluded
Attorney Lister failed to fulfill that
duty. As a result, the referee
determined:
By his failure to inform [J.H.] that the
United States District Court for the Western
District of Wisconsin had dismissed her
lawsuit, [Attorney] Lister violated former
SCR 20:1.4(a).
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¶20 With respect to Count Three, the
referee rejected Attorney Lister's
explanation that he did not timely forward
J.H.'s file to Attorney Kronenwetter due to
ethical concerns. See SCR 22.26(1)(d)
(providing 15 days to wind up an attorney's
practice following a license suspension).
The referee stated it was incumbent upon
Attorney Lister to protect his client's
interests by making immediate arrangements
to copy the 38-page file and transmit it to
Attorney Kronenwetter. Therefore, the
referee concluded:
By failing to promptly respond to
numerous
requests from successor counsel to forward
to successor counsel the [J.H.] case file
and by failing to refund to [J.H.] the
unused balance of $135.60 of the $500
retainer fee previously advanced, [Attorney]
Lister violated SCR 20:1.16(d).
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¶21 Additionally, the referee concluded,
Attorney Lister's testimony that he was
having a problem with his phone service was
insufficient to provide any defense to Count
Four. The referee said Attorney Lister
received, or should have received, and
responded to Lemke's six telephone calls
regarding the grievance investigation. The
referee noted that during June 2008 Attorney
Lister was not suspended and was a full-time
lawyer. He presented no records from his
phone service demonstrating what days he had
problems. The referee concluded Attorney
Lister's failure to respond to Lemke's
inquiries constituted a failure to cooperate
with the District 16 investigator assigned
to the grievance. The referee concluded:
By failing to return any of the six
telephone messages that OLR's District 16
Committee Investigator left for [Attorney]
Lister during the period June 5, 2008
through June 12, 2008, [Attorney] Lister
violated SCR 21.15(4), 22.03(2), and 22.04
(1).
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¶22 On the basis of these findings and
conclusions, Referee Mozinski concluded a 90-
day suspension was warranted. He noted
Attorney Lister's disciplinary history was
an aggravating factor, involving essentially
the same type of misconduct charged here.
The referee found that Attorney Lister's
misconduct caused a significant degree of
emotional distress to J.H., which was
evident from her testimony and demeanor.
Thus, the referee concluded, Attorney
Lister's misconduct resulted in harm to the
client.
¶23 The referee observed Attorney Lister
had provided some evidence of mitigating
factors in the form of testimony from a
professional colleague, Attorney Peter
Rotter, who had shared office space with
Attorney Lister for a time. Also, Attorney
Lister had elicited testimony from Attorney
Jay Kronenwetter that he believed Attorney
Lister was concerned about practicing
ethically and took his ethical duties
seriously. The referee stated:
The quandary then is how can an
attorney who on the one hand exhibits a high
motivation towards professional legal
standards then commit repeated acts of
misconduct, including those in the instant
case. Part of the problem appears to be
[Attorney] Lister does not appreciate the
need to conform to ethics standards not
strictly as he perceives them, but as
written. The other conclusion that can be
drawn is that [Attorney] Lister needs to
engage in the type of legal practice that
will facilitate his ability to maintain
appropriate client communication and meet
deadlines. This may require some
significant changes in the type and number
of cases [Attorney] Lister handles in the
future. (Emphasis in original.)
¶24 Referee Mozinski observed this
disciplinary matter bore similarity to In
re
Disciplinary Proceedings Against Converse,
2004 WI 10, 268 Wis. 2d 562, 675 N.W.2d 238,
which imposed a 90-day suspension. The
referee noted Attorney Converse had
committed similar misconduct, had a prior
disciplinary history, and also had failed to
cooperate with an OLR investigation. As a
result, Referee Mozinski recommended
Attorney Lister's license to practice law be
suspended for 90 days.
¶25 On appeal, Attorney Lister presents
two issues. First, Attorney Lister argues
the OLR failed to meet its burden of proving
each of the four counts. Second, he
contends the sanction of a public reprimand
is all that would be required to impress
upon him the importance of complying with
the rules of professional conduct.
¶26 Attorney Lister claims the referee's
findings are unsupported by the record and
clearly erroneous. He says his character
witnesses established his dedication and
strong work ethic, and his mistake in
failing to serve the summons and complaint
was not a failure to act with reasonable
diligence. Attorney Lister says he told his
client he had not done a civil rights action
in a long time, did not want to do an
action, and tried to find counsel to
represent her. Attorney Lister explains his
client had taken vacation time in California
and was uncertain about filing the civil
rights action. Attorney Lister contends he
filed the action to protect her claim and,
when he became aware of the dismissal, he
advised Attorney Kronenwetter that he would
assist in any way he could to reopen the
case. Therefore, Attorney Lister claims the
referee's finding of a lack of diligence is
clearly erroneous.
¶27 Next, Attorney Lister argues he did
not receive the federal scheduling order and
the order of dismissal. He claims he is
experienced in federal court matters and
zealously represents his clients. Also,
Attorney Lister claims, if he had received
the order of dismissal, he would have moved
to have the matter reopened. He says he
showed full acceptance of responsibility
when he offered Attorney Kronenwetter
assistance in reopening the matter. He
claims the record establishes he did not
receive the documents and, therefore, could
not be faulted for failing to keep J.H.
informed. As a result, he contends, he did
not violate his duty to keep his client
informed as alleged in Count Two.
¶28 Next, Attorney Lister argues that
Attorney Kronenwetter's testimony that he
called Attorney Lister is a physical
impossibility. Attorney Lister says that
around June 15, 2007, the telephone number
was terminated and never reinstated. He
also claims he surrendered the J.H. file to
Attorney Kronenwetter as soon as reasonably
practicable. In addition, he says he
provided an explanation of the
circumstances, offered to assist in
reopening the file, and offered financial
assistance to Attorney Kronenwetter.
Therefore, Attorney Lister argues, the OLR
failed to prove he violated his duty to a
client when terminating representation, as
alleged in Count Three.
¶29 With respect to Count Four, Attorney
Lister contends no evidence indicates he hid
anything from the district committee. He
says his undisputed testimony was that he
contacted another district committee member
to see whether any additional information
was needed. Attorney Lister argues the
referee failed to consider his reinstatement
in November of 2007, and due to tremendous
financial problems, he could not hire a
secretary and instead hired a telephone
service. Attorney Lister claims he had
numerous problems with the service; it would
not accept new messages and, therefore, he
was not receiving messages left for him.
Attorney Lister says there came a point when
he changed services and corrected the
problem. Attorney Lister asserts that
because he did not hide anything from the
district committee, the OLR failed to prove
the violations charged in Count Four.
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¶30 We are unpersuaded. The OLR has the
burden of demonstrating its allegations of
misconduct by clear, satisfactory, and
convincing evidence. See SCR 22.16(5).
The
referee's findings of fact will be adopted
unless they are clearly erroneous. In
re Disciplinary Proceedings Against Paget,
2003
WI 26, ¶12, 260 Wis. 2d 604, 660 N.W.2d
255. We review conclusions of law de novo.
In re Disciplinary Proceedings Against
Eisenberg, 2004 WI 14, ¶5, 269 Wis. 2d 43,
675 N.W.2d 747.
¶31 Attorney Lister's arguments
essentially challenge the referee's
assessment of weight and credibility of the
testimony. He asks this court to overturn
the referee's determination that his
testimony in support of his defenses was
neither credible nor persuasive. Attorney
Lister also asks the court to make
inferences opposing those drawn by the
referee. For instance, he asks the court to
infer from his character witnesses'
testimony that because he is a zealous
advocate, he could not have lacked diligence
in representing J.H.
¶32 Attorney Lister's arguments neglect
the court's standard of review. An appeal
from the referee's report is conducted under
the rules governing civil appeals to the
supreme court. SCR 22.17(3). When
testimony is conflicting, the referee is the
ultimate arbiter of credibility. In re
Disciplinary Proceedings Against Pump, 120
Wis. 2d 422, 426-27, 355 N.W.2d 248 (1984).
In reviewing the referee's findings of fact:
The test for an appellate court to apply
in
matters of witness credibility is
whether "the trier of facts could, acting
reasonably, be convinced to the required
degree of certitude by the evidence which it
had a right to believe and accept as
true."
In re Disciplinary Proceedings Against
Elverman, 2008 WI 28, ¶41, 308 Wis. 2d
524,
746 N.W.2d 793. An appellate court does not
substitute inferences for reasonable
inferences drawn by the fact-finder.
Cogswell v. Robertshaw Controls Co., 87
Wis.
2d 243, 250, 274 N.W.2d 647 (1979).
Attorney Lister has not demonstrated the
referee's credibility assessments and
inferences are clearly erroneous.
¶33 It is undisputed that Attorney
Lister failed to serve the defendants in
J.H.'s federal civil rights lawsuit and
failed to appear at the court's telephone
status conference, supporting the
determination of a lack of diligence (Count
One). Also, it is undisputed Attorney
Lister failed to inform J.H. that her
federal lawsuit was dismissed, supporting a
finding that he failed to keep his client
reasonably informed (Count Two).
¶34 In addition, Attorney Lister admits
he did not transfer J.H.'s file to Attorney
Kronenwetter for at least two months and
does not dispute he failed to refund
promptly J.H.'s unused retainer fee. As a
result, the record supports a determination
that Attorney Lister violated his duties
upon termination of representation (Count
Three). The record also shows Attorney
Lister failed to return numerous telephone
messages from the OLR's District 16
committee investigator, supporting the
conclusion Attorney Lister failed to
cooperate with the OLR investigator (Count
Four). Therefore, we approve and adopt the
referee's findings and conclusions that the
OLR met its burden to prove the four counts
of misconduct by evidence that is clear,
satisfactory, and convincing.
¶35 Next, we consider Attorney Lister's
challenge to the referee's recommendation of
a 90-day suspension. While we take the
referee's recommendation as to the
discipline into account, we are not bound by
it. See In re Disciplinary
Proceedings
Against Reitz, 2005 WI 39, ¶74, 279 Wis.
2d
550, 694 N.W.2d 894. We must consider the
seriousness of the misconduct, as well as
the need to protect the public, courts, and
legal system from repetition of misconduct
and to deter attorneys from engaging in
similar misconduct. See In re
Disciplinary
Proceedings Against Arthur, 2005 WI 40,
¶78,
279 Wis. 2d 583, 694 N.W.2d 910.
¶36 Attorney Lister argues Wisconsin
case law does not support the referee's
recommended sanction of a 90-day license
suspension. Attorney Lister relies on In
re
Disciplinary Proceedings Against
Nussberger,
2006 WI 111, 296 Wis. 2d 47, 719 N.W.2d 501,
where the attorney advised a client to
engage in activity that, if completed, could
have resulted in criminal charges. A 60-day
suspension was ordered. Id., ¶2.
Attorney
Lister argues that none of the allegations
here rise to the seriousness of the
allegation of criminal activity in the
Nussberger case. He claims his
witnesses,
Attorney Rotter and Attorney Kronenwetter,
establish his concern with ethics and
diligence. Attorney Lister says it is
undisputed he zealously represents his
clients. He points out the allegations in
this matter arose before his previous
suspension and, since his reinstatement he
has practiced in a very professional and
ethical manner. He claims a public
reprimand, together with costs, would
constitute a substantial penalty and impress
upon him the need to comply with supreme
court rules.
¶37 The OLR responds that the referee
properly recommended a 90-day suspension.
The OLR notes progressive discipline is
endorsed by this court. See
Nussberger, 296
Wis. 2d 47, ¶27. The OLR contends Attorney
Lister's misconduct is aggravated,
particularly in consideration of his
disciplinary history. See In re
Disciplinary Proceedings Against Wells,
2000
WI 1, ¶9, 231 Wis. 2d 364, 603 N.W.2d 743
(an extended pattern of professional
misconduct is an aggravating factor).
¶38 Additionally, the OLR argues that
Attorney Lister does not assume personal
responsibility but blames others. The OLR
says Attorney Lister's claim that his
telephone service was defective was found by
the referee to be incredible. The OLR
contends the referee properly found Attorney
Lister appears not to appreciate the need to
conform to ethical rules. According to the
OLR, because Attorney Lister has substantial
experience and has previously violated the
same ethical rules, he should have been more
cautious in adhering to rules of
professional conduct. The OLR contends the
referee appropriately addressed the harm to
J.H., who was deprived of her opportunity to
pursue a federal civil rights claim, causing
her emotional distress. The OLR asserts that
these aggravating factors overcome any
mitigating factors elicited from the
testimony of colleagues regarding Attorney
Lister's reputation in the legal community.
¶39 We reject Attorney Lister's request
to limit the sanction to a public
reprimand. This is Attorney Lister's third
disciplinary proceeding involving similar
misconduct. The referee found the
misconduct caused J.H. harm and that
Attorney Lister's excuses were not
credible. Given Attorney Lister's
disciplinary history, his pattern of similar
violations, and his hesitation to accept
full responsibility for his violations, we
are satisfied that a suspension is necessary
to achieve the purposes of lawyer discipline.
¶40 Attorney Lister is reminded
Wisconsin adheres to the practice of
progressive discipline. See
Nussberger, 269
Wis. 2d 47, ¶27. Nonetheless, we do not
conclude a 90-day suspension is necessary
and, instead, impose a minimal suspension of
60 days. While we share the concerns
expressed by the OLR and the referee, we
note that each case must turn on its
individual facts. We note Attorney Lister's
argument that J.H.'s case arose before his
previous suspension and, since his
reinstatement, he has been very careful to
practice ethically. Attorney Lister
expresses his awareness that attorneys
licensed to practice in Wisconsin are held
to the highest standard of conduct and we
may expect nothing less from him. We are
satisfied that a 60-day license suspension,
together with costs and restitution, will
impress upon Attorney Lister the need to
adhere to rules of professional conduct, and
will deter other attorneys from engaging in
misconduct.
¶41 On April 27, 2010, the OLR filed a
statement seeking costs in the total sum of
$9,250.86. Attorney Lister does not dispute
the assessment of the costs and has not
presented extraordinary circumstances to
justify a reduction in costs. See SCR
22.24
(1m). In addition, Attorney Lister does not
object to the referee's recommendation of
restitution.
¶42 Accordingly, we adopt the referee's
recommendation that Attorney Lister pay full
costs and restitution.
¶43 IT IS ORDERED that the license of
Ryan D. Lister to practice law in Wisconsin
is suspended for a period of 60 days,
effective October 4, 2010.
¶44 IT IS FURTHER ORDERED that within 60
days of the date of this order, Ryan D.
Lister shall pay restitution to J.H. in the
total sum of $135.60. If the restitution is
not paid within the time specified, Ryan D.
Lister's license to practice law in
Wisconsin shall remain suspended until
further order of the court.
¶45 IT IS FURTHER ORDERED that within 60
days of the date of this order Ryan D.
Lister pay to the Office of Lawyer
Regulation the costs of this proceeding in
the sum of $9,250.86. If costs are not paid
within the time specified and absent a
showing of his inability to pay, Ryan D.
Lister's license to practice law in
Wisconsin shall remain suspended until
further order of the court.
¶46 IT IS FURTHER ORDERED that the
restitution is to be paid in full prior to
paying costs to the Office of Lawyer
Regulation.
¶47 IT IS FURTHER ORDERED that Ryan D.
Lister shall comply with SCR 22.26 regarding
the duties of a person whose license to
practice law in Wisconsin has been suspended.
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¶48 ANN WALSH BRADLEY,
J. (dissenting). Given that this is
Attorney Lister's third disciplinary
proceeding involving similar misconduct, I
conclude that the discipline ordered by the
majority is too light. I would instead
impose a 90-day suspension.
¶49 Referee Mozinski got it right when
he recommended that this court impose a 90-
day suspension of license as discipline. He
weighed the credibility of the testimony
presented and the arguments advanced.
¶50 The referee concluded that Attorney
Lister had violated duties of diligence,
communication, termination of
representation, and cooperation with the
Office of Lawyer Regulation investigation.
This misconduct is similar to the misconduct
for which Attorney Lister previously was
disciplined by this court in 1986 and again
in 2007. See In re Disciplinary
Proceedings
Against Lister, 127 Wis. 2d 453, 380
N.W.2d
370 (1986); In re Disciplinary Proceedings
Against Lister, 2007 WI 55, 300 Wis. 2d
326,
731 N.W.2d 254.
¶51 The majority of the court
acknowledges that Attorney Lister's
misconduct caused harm to his client and
that some of his excuses were not credible.
Per curiam, ¶39. It recognizes
that "Wisconsin adheres to the practice of
progressive discipline." Id., ¶40.
Nevertheless, it rejects the referee's
recommendation and instead lessens the
discipline imposed.
¶52 I think that the majority of the
court is headed in the wrong direction.
Accordingly, I respectfully dissent.
¶53 I am authorized to state that Chief
Justice SHIRLEY S. ABRAHAMSON joins this
dissent.
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