Disciplinary Proceedings Against Carson
2015 WI 26, 3/10/2015 (2015)
|
ATTORNEY disciplinary
proceeding. Attorney's license
suspended.
¶1 PER CURIAM. We review a
stipulation filed pursuant to Supreme Court
Rule (SCR) 22.12 by the Office of Lawyer
Regulation (OLR) and Attorney Christopher S.
Carson. In the stipulation, Attorney Carson
agrees that he engaged in eight counts of
misconduct involving four clients. Attorney
Carson also agrees that a 90-day suspension
of his license to practice law in Wisconsin
is an appropriate sanction for his
misconduct. The OLR does not request
restitution, and it also does not seek the
imposition of costs against Attorney Carson.
¶2 After careful review of the matter,
we approve the stipulation and agree that a
90-day suspension of Attorney Carson's
license to practice law is an appropriate
sanction. Because this matter is being
resolved without the appointment of a
referee, we do not impose any costs on
Attorney Carson.
|
|
|
¶3 Attorney Carson was admitted to
practice law in Wisconsin in 1992. The most
recent address furnished by Attorney Carson
to the State Bar of Wisconsin is New Berlin,
Wisconsin.
¶4 In 2008, Attorney Carson was
privately reprimanded for misconduct in two
matters. In one matter, he wrote to a judge
without copying the other lawyers. In the
second matter, he failed to obey a court
order. Private Reprimand 2008-15.
¶5 In 2009, Attorney Carson was
publicly reprimanded for misconduct in a
divorce matter. Public Reprimand of
Christopher S. Carson, No. 2009-10.
¶6 On November 26, 2014, the OLR filed
a complaint alleging that Attorney Carson
engaged in eight counts of misconduct
involving four separate clients. The OLR
and Attorney Carson contemporaneously filed
a stipulation incorporating the allegations
of the complaint.
¶7 The first client matter detailed in
the complaint and stipulation involved
Attorney Carson's representation of N.S. In
or around April of 2010, N.S. retained
Attorney Carson to represent her in two
operating while intoxicated cases and a
forthcoming felony drug possession case.
Prior to commencement of the lawyer-client
relationship, no consensual sexual
relationship existed between N.S. and
Attorney Carson.
¶8 N.S.'s initial court appearance in
the drug possession case occurred in August
of 2010. N.S. and Attorney Carson both
attended the court appearance. The court
set a signature bail bond which provided
that N.S. was not to possess or consume any
alcohol or drugs. The drug possession case
was concluded in late May of 2011. The
terms of the August 2010 bail bond remained
in effect.
¶9 In April of 2011, Attorney Carson
and N.S. engaged in sexual relations on two
occasions.
¶10 The OLR's complaint alleged three
counts of misconduct with respect to
Attorney Carson's relationship with N.S.:
|
|
[COUNT ONE] By purchasing two
alcoholic drinks for N.S. on April 23, 2011,
when the bail bond that N.S. signed on
August 11, 2010, in Carson's presence
prohibited her from consuming alcohol, and
while the conditions of the bail bond were
still in effect, Carson violated SCR 20:1.2
(d).
|
|
[COUNT TWO] By engaging in sexual
relations with N.S., a current client, on
April 23 and 24, 2011, while he was
representing her on criminal charges, when a
consensual sexual relationship did not exist
between them when the lawyer-client
relationship commenced, Carson violated SCR
20:1.8(j).
|
|
[COUNT THREE] By denying to OLR's
District Committee that he purchased
clothing for N.S. during their trip on April
23, 2011, and by stating to OLR's District
Committee that it was impossible for him to
have looked through a back window at N.S.'s
home and observe her and her boyfriend in
the living room on April 24, 2011, because
there was no such window, and it would have
been impossible for him to see into the
living room from the back porch, when one or
both of such statements were
misrepresentations, Carson violated SCR 22.03
(6) and SCR 22.04(1).
¶11 The second client matter detailed in
the complaint and stipulation involved
Attorney Carson's representation of M.G. In
2005, M.G. was sentenced to 13 years of
prison for repeated first degree sexual
assault of a child. The judgment of
conviction ordered M.G. to have no contact
with minor children unless approved by his
offender agent.
¶12 M.G. and his wife wanted M.G. to
have visitation with their recently born
daughter during his incarceration. They
sought permission for visits from M.G.'s
social worker and agent. Their requests
were denied. They sought review of the
denial from the warden, who upheld the
denial, subject to reconsideration upon
successful completion of treatment programs.
¶13 In September of 2005, three weeks
before the warden sustained the denial of
visitation, the circuit court amended the
judgment of conviction to permit M.G. to
have supervised and monitored prison visits
with his daughter. However, the amended
judgment did not strike the pre-existing
order prohibiting contact with minor
children without the approval of M.G.'s
agent.
¶14 Visitation was further denied to
M.G. by prison officials later in 2005 and
again in 2006 and 2007. In each of those
instances, M.G. and/or his wife were
informed of their appeal rights.
¶15 Wisconsin Admin. Code § DOC 310
provides the administrative remedy framework
for review of inmate complaints, the Inmate
Complaint Review System (ICRS). Under the
ICRS, inmate complaints are first processed
by the institution complaint examiner, who
makes disposition recommendations to the
reviewing authority. An inmate dissatisfied
with the reviewing authority's decision
generally may appeal it. The appeal is
initially reviewed by a corrections
complaint examiner, who recommends a
decision to the secretary of the Department
of Corrections (DOC). The secretary's
decision is final. M.G. never used the ICRS
to contest any denials of visitation in
prison with his daughter. He never appealed
under the ICRS any denials of visitation to
the secretary of the DOC. In addition, M.G.
failed to exhaust his administrative
remedies with the DOC for each of the
denials of visitation.
¶16 In early 2009, M.G.'s wife retained
Attorney Carson to take legal action seeking
to permit M.G. to have prison visitation
with his daughter. M.G.'s wife provided
Attorney Carson with a copy of M.G.'s prison
case notes, which state that there is an
appeal process. Attorney Carson never
independently investigated whether M.G.
exhausted his administrative remedies
regarding prior denials of visitation with
his daughter.
¶17 M.G. filed three separate motions
for writ of mandamus in the criminal case
seeking to compel the DOC to permit
visitation. Each of the motions were
eventually withdrawn.
¶18 The OLR's complaint alleged the
following count of misconduct with respect
to Attorney Carson's handling of M.G.'s case:
|
|
[COUNT FOUR] After being hired to
represent an incarcerated man who had
unsuccessfully sought prison visitation with
his minor child, and after being provided
with "prison case notes" stating that an
appeals process had been explained to the
man and that notice of appeal rights had
been sent to the man's wife, by failing to
obtain information about the administrative
appeal process within the Department of
Corrections or familiarize himself on the
relevant law and codes on the appeal
process; and/or by thereafter seeking
visitation rights by filing a series of
three motions in the client's prior criminal
case instead of first exhausting the
client's administrative remedies and by
failing to file a motion against the State
of Wisconsin in the proper venue, Carson
violated SCR 20:1.1.
¶19 The third client matter detailed in
the complaint and stipulation involved
Attorney Carson's representation of L.W.,
who was sentenced in Milwaukee County
circuit court to 42 months in prison,
followed by 42 months of extended
supervision, following his conviction for
possession with intent to deliver THC. On
July 20, 2010, while on extended
supervision, L.W.'s extended supervision was
revoked by the DOC for two counts of sex
with a child and one count of failing to
report to his agent, all of which occurred
in 2009.
¶20 Two days later, L.W. was convicted
in Milwaukee County circuit court for two
counts of second degree sexual assault of a
child and one count of child enticement.
The child involved was the same child that
was the subject of L.W.'s extended
supervision revocation. On the new
conviction, L.W. was sentenced to nine years
in prison, followed by seven years of
extended supervision.
¶21 In late 2011 or early 2012, L.W.
retained Attorney Carson to challenge the
2010 revocation of his extended supervision
from the 2002 drug case, on the basis that
L.W. received ineffective assistance of
counsel at the extended supervision
revocation hearing. The time to file a
petition for writ of certiari from the
extended supervision revocation had expired
in 2010, so Attorney Carson filed a petition
for writ of habeas corpus in Milwaukee
County circuit court. Wisconsin Stat. §
801.50(4)(b) requires that a petition for
writ of habeas corpus be filed in the
county "[w]here the liberty of the plaintiff
is restrained if the action seeks relief
concerning any other matter relating to a
restraint on the liberty of the plaintiff."
At the time Attorney Carson filed the habeas
petition, L.W. was incarcerated at
Redgranite Correctional Institution (RGCI),
which is located in Waushara County.
¶22 Wisconsin Stat. § 782.04(1) provides
that a habeas petition must state "the
person by whom imprisoned and the place
where, naming both parties, if their names
are known, or describing them if they are
not." Attorney Carson failed to name the
warden at RGCI in the petition. Wisconsin
Stat. § 782.10 requires that a habeas
petition be served upon the warden or left
with an underofficer at the institution that
has charge of the inmate. Attorney Carson
only mailed the petition to the warden.
Wisconsin Stat. § 782.04 requires that a
habeas petition be verified. The petition
filed by Attorney Carson was not verified.
¶23 In the conclusion of the habeas
petition, Attorney Carson requested "the
remedy of immediate release." However, if
the writ was granted, the remedy would be a
new hearing on L.W.'s ineffective assistance
claim, not release. In addition, at the
time the petition was filed, L.W. was less
than two years into a nine-year prison
sentence for the sexual assault of a child
conviction, so no action of the circuit
court on the habeas petition could have
resulted in release from incarceration.
¶24 The assistant legal counsel for the
DOC filed a motion to dismiss the petition
and to declare a "strike" against L.W. under
the Prisoner Litigation Reform Act. The
assistant legal counsel filed a separate
motion for sanctions against Attorney
Carson, seeking a finding that the habeas
petition was frivolous and seeking an award
of actual attorneys fees. Attorney Carson
voluntarily dismissed the habeas petition,
and the DOC's assistant legal counsel agreed
to dismiss her motions to dismiss and for
sanctions.
¶25 In February of 2012, Attorney Carson
filed a new petition for writ of habeas
corpus in Waushara County circuit court.
The DOC's assistant legal counsel filed a
motion to dismiss the second petition and to
declare a "strike" against L.W. under the
Prisoner Litigation Reform Act. The
assistant legal counsel filed a separate
motion for sanctions against Attorney
Carson, again seeking a finding that the
second habeas petition was frivolous and
seeking an award of actual attorneys fees.
¶26 Attorney Carson thereafter filed his
own motion for sanctions against the DOC's
assistant legal counsel. The second habeas
petition and the sanction motions were heard
in April of 2012. The circuit court denied
the second habeas petition and set the
matter for additional briefing and a
continued hearing as to the sanctions
motions. In May of 2012, Attorney Carson
withdrew his motion for sanctions against
the DOC's assistant legal counsel. The
hearing continued in September of 2012. At
the close of the hearing, the circuit court
concluded that the second habeas petition
was frivolous. The parties exchanged fee
submissions and at an October 2012 hearing,
the circuit court ordered Attorney Carson to
pay attorneys fees and costs totaling
$1,788.50. Attorney Carson appealed, and
the court of appeals summarily affirmed and
remanded for the determination and
assessment against Attorney Carson of
attorneys fees and costs reasonably incurred
by the State in the appeal.
¶27 The OLR's complaint alleged the
following count of misconduct with respect
to Attorney Carson's handling of L.W.'s case:
|
|
[COUNT FIVE] By making multiple
errors in a petition for a writ of habeas
corpus that he filed in Milwaukee County
Circuit Court on January 3, 2012, including
filing the petition in the wrong county,
failing to verify the petition by signing it
under oath, misstating the number of charges
of which his client had been convicted, and
seeking an inappropriate remedy, eventually
dismissing the petition and filing a revised
petition in Waushara County in which he
corrected some, but not all, of his previous
errors, Carson violated SCR 20:1.1.
¶28 The final client matter detailed in
the complaint and stipulation involved
Attorney Carson's representation of A.E.
A.E. met with Attorney Carson in July of
2010 for a consultation regarding possible
divorce representation. At the conclusion
of the consultation, A.E. gave Attorney
Carson a $700 advanced fee, but instructed
him not to use the funds and to take no
further action on her behalf unless her
husband filed for a divorce. Attorney
Carson did not deposit the $700 into his
office trust account but rather deposited it
into his office business account. Attorney
Carson later told an OLR investigator that
he deposited the $700 advanced fee into his
office business account because it was a
flat fee for representation of A.E. in an
uncontested divorce. Attorney Carson never
provided A.E. with the written notice set
forth in SCR 20:1.15(b)(4m).
¶29 By March of 2011, A.E. began to
consider initiating the divorce proceedings
and met with Attorney Carson for legal
advice. She paid Attorney Carson an
additional $200, which Attorney Carson
deposited into his office business account.
On March 17, 2011, A.E. wrote to Attorney
Carson saying she still had not decided when
to file for divorce. On March 31, 2011,
A.E. sent Attorney Carson a certified letter
informing him that she and her husband were
reconciling and that she would not need
Attorney Carson's services. A.E. requested
a refund of the $700 advanced fee she paid
in July of 2010. Attorney Carson did not
respond to A.E.'s refund request.
¶30 On June 3, 2011, A.E. sent Attorney
Carson a second certified letter indicating
that the letter was her final request for
him to return her $700 advanced fee. Later
in June, Attorney Carson informed A.E. that
she was not entitled to a refund of any
portion of her advanced fee.
¶31 A.E. filed a grievance with the OLR
against Attorney Carson in August of 2011.
Attorney Carson told an OLR intake
investigator that the $700 constituted a
flat fee. The intake investigator directed
Attorney Carson to provide A.E. with the SCR
20:1.15(b)(4m) written notice regarding fee
accounting and dispute resolution upon
termination of representation. Attorney
Carson prepared a letter titled "Termination
of Services Letter and Accounting of Fees"
addressed to A.E., which indicated that it
was to be sent to her at the email address
shown on the letter. Attorney Carson sent
the letter to that email address, but the
address contained a typographical error and
consequently was not received by A.E.
¶32 The OLR's complaint alleged the
following counts of misconduct with respect
to Attorney Carson's representation of A.E.:
|
|
[COUNT SIX] By receiving a $700
advanced fee from [A.E.] on or about July
26, 2010, in anticipation of possible
representation in a divorce and depositing
those funds into his business account
without utilizing the alternative fee
placement measures permitted under SCR
20:1.15(b)(4m), Carson violated SCR 20:1.15
(b)(4).
|
|
[COUNT SEVEN] Having received a March
31, 2011, letter from [A.E.] in which she
terminated the legal representation and
inquired as to the possibility of having her
advanced fee returned to her, by failing
until June 2011 (and only after subsequent
inquires from [A.E.]) to address the matter
of the advanced fee either by refunding a
portion of the advance or by promptly
informing [A.E.] that no refund was
forthcoming in light of work performed,
Carson violated SCR 20:1.16(d).
|
|
[COUNT EIGHT] In September 2011, by
sending a "termination of services letter
and accounting of fees" to [A.E.] (at an
incorrect email address) that incorrectly
stated that a refund of an advanced fee was
possible only in hourly fee cases, and only
sending his letter more than five months
after [A.E.'s] termination of the legal
representation in a belated effort to comply
with the alternative fee placement measures
permitting deposit of an advanced fee into a
business account, Carson violated SCR 20:1.15
(b)(4m)b.
|
|
|
¶33 In the stipulation, Attorney Carson
represents that he fully understands the
misconduct allegations, fully understands
the ramifications should the court impose
the stipulated level of discipline, fully
understands his right to contest the matter,
and fully understands his right to counsel.
The stipulation also avers that Attorney
Carson's entry into the stipulation was made
knowing, voluntarily, and without coercion
by any person or agency, and that his entry
into the stipulation represents his
admission of all misconduct recited and his
assent to the level and type of discipline
sought by the OLR director.
¶34 Upon careful consideration of this
matter, we approve the stipulation and adopt
the stipulated facts and legal conclusions
of professional misconduct. We further find
that a 90-day suspension of Attorney
Carson's license to practice law in
Wisconsin is an appropriate sanction for his
misconduct. Because Attorney Carson entered
into a comprehensive stipulation under SCR
22.12, thereby obviating the need for the
appointment of a referee and a full
disciplinary proceeding, we do not impose
any costs in this matter.
¶35 IT IS ORDERED that the license of
Christopher S. Carson to practice law in
Wisconsin is suspended for a period of 90
days, effective April 9, 2015.
¶36 IT IS FURTHER ORDERED that
Christopher S. Carson shall comply with the
provisions of SCR 22.26 concerning the
duties of a person whose license to practice
law in Wisconsin has been suspended.
¶37 IT IS FURTHER ORDERED that
compliance with all conditions of this order
is required for reinstatement. See SCR 22.28
(2).
|
|
|