Disciplinary Proceedings Against Coe
2003 WI 117, 265 Wis. 2d 27, 665 N.W.2d 849 (2003)
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ATTORNEY disciplinary proceeding.
Proceeding dismissed.
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¶1. PER CURIAM. The Office of Lawyer
Regulation (OLR) appeals from the report
and recommendation of the referee that
concluded that the OLR failed to establish
that Attorney Rocky Coe violated SCR
20:3.10 in a letter he sent to opposing
counsel. Attorney Coe cross-appeals from
several aspects of the referee's report and
recommendation. He specifically objects to
the referee's recommendation that this
court admonish Attorney Coe for
disrespectful conduct toward the referee.
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¶2. We adopt the recommendation of the
referee and agree that the OLR has failed
to establish, under the facts of this case,
that Attorney Coe violated SCR 20:3.10.
Accordingly, we dismiss the complaint
against Attorney Coe. However, the record
before us is replete with examples of
Attorney Coe's disrespectful and cavalier
attitude toward the referee, and the court
in general. We hereby admonish him pursuant
to SCR 62.02(1).
¶3. Attorney Coe was admitted to practice
in Wisconsin in 1977. He has no
disciplinary history.
¶4. In the fall of 2000 Attorney Coe began
representing the Opportunities
Industrialization Center of Greater
Milwaukee, Inc. (OIC) in connection with an
ongoing unemployment compensation case and
related sexual harassment case in which the
OIC was named as defendant.
¶5. The plaintiff in the underlying matter
had resigned her employment with the OIC.
Several months later she filed a claim for
unemployment compensation (the "UC case").
She also filed a claim with the State of
Wisconsin Equal Rights Division, alleging
that she resigned from the OIC because of
sexual harassment by an OIC supervisor
(the "ERD case").
¶6. The initial decision in the UC case was
unfavorable to the plaintiff. The plaintiff
appealed and the Labor & Industry Review
Commission (LIRC) reversed, declaring that
she was eligible for unemployment benefits.
The OIC, represented by Attorney Coe,
appealed the LIRC decision to the Milwaukee
County Circuit Court in OIC v. LIRC and
Dates, Case No. 00-CV-07743. Meanwhile,
in
June 2000 the ERD issued a probable cause
finding in favor of the plaintiff and
against the OIC with regard to her sexual
harassment claim.
¶7. While both of these matters were
pending, Attorney Coe interviewed several
potential witnesses. Some of these
witnesses had unfavorable things to say
about the plaintiff. Without detailing the
specific allegations, certain former co-
workers and a former boyfriend, who happens
to be a married minister, essentially
alleged that the plaintiff had concocted
the sexual harassment allegations in order
to obtain money and alleged further that
she had behaved in a manner that did not
support her claims of harassment by her
former supervisor. Testimony introduced at
the evidentiary hearing in the disciplinary
matter further indicates that on or about
December 4, 2000, the plaintiff's former
boyfriend contacted Attorney Coe because he
had received a telephone call from one of
the plaintiff's lawyers and was anxious
about his involvement with the case and
concerned that his extramarital
relationship with the plaintiff would be
publicized.
¶8. On December 5, 2000, Attorney Coe sent
a letter to the lawyers who represented the
plaintiff in the UC matter and the ERD
matter. That letter forms the basis for the
disciplinary complaint subsequently filed
against Attorney Coe by the OLR. The first
paragraph of the letter states: ". . . I am
expediting my proposed settlement to
humanely put these cases out of their
misery." It continues:
if you continue to proceed, thereby
dragging more innocent people into this
already sordid affair, I will have no
choice but to recommend [plaintiff] to the
District Attorney for prosecution for
perjury and fraud. Moreover, let this be
official notice that I am now aware that
all of you know or should know of what kind
of scamming and lying character you proffer
as honest.
Although my client has exerted a lot of
energy and expenses defending this ruse, as
a gesture of peace during the holidays, I
will strongly recommend letting this matter
drop, if this is ended now. Otherwise, I am
going to the DA.
(Emphasis in original.) Subsequently, a
grievance was filed with the OLR regarding
this letter.
¶9. The OLR made a preliminary evaluation
and determined that Attorney Coe's conduct
potentially violated the Rules of
Professional Conduct, namely, SCR 20:3.10,
which prohibits a lawyer from presenting,
participating in presenting or threatening
to present criminal charges solely to
obtain an advantage in a civil matter. The
OLR investigated the matter and offered
Attorney Coe the opportunity to resolve the
matter privately, which he declined. The
OLR Director then presented an
investigative report to the Preliminary
Review Committee, which found cause to
proceed with the filing of a complaint
against Attorney Coe, alleging a violation
of SCR 20:3.10.
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¶10. A complaint was filed on September 18,
2001, alleging that Attorney
Coe "presented, participated in presenting
or threatened to present criminal charges
solely to obtain an advantage in a civil
matter, in violation of SCR 20:3.10."
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¶11. The Honorable David Friedman was
appointed referee on October 1, 2001.
Attorney Coe answered, moved to dismiss the
complaint, and filed counterclaims against
the OLR, alleging malicious prosecution,
abuse of authority, failure to cooperate,
and intentional infliction of emotional
distress. He demanded the OLR compensate
him at a rate of $275/hour for the time he
spent responding to the OLR complaint. The
OLR moved to dismiss the counterclaims.
Attorney Coe opposed the motion and moved
for summary judgment on the claims.
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¶12. The referee found the complaint
legally sufficient, dismissed Attorney
Coe's counterclaims, and denied Attorney
Coe's motion for summary judgment on
December 27, 2001. The matter proceeded to
an evidentiary hearing. After the hearing
and following post-hearing supplemental
briefing (to which Attorney Coe objected)
the referee issued the report and
recommendation on August 7, 2002.
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¶13. The referee found that Attorney Coe
had sent the letter of December 5, 2001, to
gain an advantage, but ultimately concluded
that Attorney Coe did not threaten criminal
prosecution solely to obtain an
advantage in a civil matter, and
consequently did not violate SCR 20:3.10.
Accordingly, the referee recommended this
court dismiss the complaint against
Attorney Coe. However, the referee also
suggested that this court consider
admonishing Attorney Coe for his
disrespectful conduct toward the office of
the referee. Both parties appeal.
¶14. The parties agree that the referee's
findings of fact will be upheld unless they
are clearly erroneous and that the
referee's conclusions of law are to be
reviewed de novo. In re Disciplinary
Proceedings Against Swartwout, 116 Wis.
2d 380, 342 N.W.2d 406 (1984).
¶15. We begin with the OLR's appeal, which
asserts that certain of the referee's
findings of fact were clearly erroneous and
that the referee erred in concluding that
Attorney Coe did not violate SCR 20:3.10.
The OLR is of the opinion that Attorney
Coe's letter "represents one of the
clearest violations of SCR 20:3.10
imaginable" and contends that the record
evidence warrants the conclusion that
Attorney Coe did, in fact, violate SCR
20:3.10.
¶16. Attorney Coe defended his letter,
variously asserting the following
positions: (1) he would not gain an
advantage from the letter; (2) his letter
was facetious; (3) he was trying to "help"
adverse counsel avoid ethical violations;
(4) he was reminding LIRC to act properly;
and, (5) he was protecting an "innocent
witness."
¶17. The referee found that the first
four "justifications" were neither credible
nor supported by the evidence. However, the
referee was persuaded that Attorney Coe
was, at least in part, genuinely trying to
protect the privacy of one of his
witnesses, the former boyfriend of the
plaintiff. The man was married and had
emphasized to Attorney Coe the day before
the letter was sent, that disclosure of his
extramarital relationship with the
plaintiff would be undesirable.
¶18. With respect to the UC case, the
referee noted that it was unclear to what
extent Attorney Radtke (one of the
recipients of the December 5 letter) was
involved with the case. In addition, the
referee was not persuaded that counsel for
the plaintiff could have influenced an
advantageous dismissal of the UC case, in
that the OIC was appealing the matter.
While the OLR objects to these findings
as "simply wrong" we cannot, based on the
record before us, agree that they are
clearly erroneous.
¶19. With respect to the ERD case, the
referee found that Attorney Coe's purpose
in sending the letter was not solely to
gain advantage and that he was motivated,
at least in part, by a desire to protect
his witness.
¶20. The OLR maintains this finding is
clearly erroneous as well. The OLR
contends: "Coe presented no evidence that
any witnesses . . . were in need of
protection." The OLR notes that prior to
sending the letter Attorney Coe had never
discussed protecting witnesses with
opposing counsel. The OLR sets forth in
detail the sequence of events that preceded
and succeeded the letter to demonstrate
that Attorney Coe was not particularly
interested in protecting this witness's
privacy, including the fact that Attorney
Coe had filed the witness's affidavit in
the public record as part of the ERD case.
Ultimately, the OLR contends that
the "record rebuts every purported
motivation alleged by Attorney Coe."
According to the OLR, "there is no scenario
in which Attorney Coe could have been found
to be assisting [the witness] in that
matter as of December 5, 2000."
¶21. We observe that the witness in
question testified that he believed that
Attorney Coe sent the letter of December 5
in order to protect him. The referee
explicitly stated that it found this
witness credible. The referee's assessment
of this witness and of Attorney Coe's
intent in sending the letter required a
credibility determination that we are
extremely reluctant to disturb on appeal.
We are mindful that Attorney Coe's zealous
style of advocacy transcends that typically
encountered, even in the most aggressive
litigator; this may have influenced the
referee's findings. We emphasize that in
another case a letter with identical
wording might well be found to violate SCR
20:3.10. Based on the record before us,
however, we must conclude that the
referee's finding that Attorney Coe did not
send the letter "solely" to obtain an
advantage is not clearly erroneous.
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¶22. As the parties have noted there is
little precedent regarding SCR 20:3.10 and
these matters are highly fact specific.
See, e.g., In re Disciplinary
Proceedings
Against Johann, 216 Wis. 2d 118, 574
N.W.2d
218 (1998). Because the referee's factual
findings on this record are not clearly
erroneous we conclude that the referee
correctly concluded, as a matter of law,
that the OLR failed to establish that
Attorney Coe violated SCR 20:3.10 in this
matter. We emphasize that our conclusion is
limited to the facts of this case.
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¶23. We turn to Attorney Coe's cross-appeal
which is somewhat diffuse in its rather
sweeping accusations against the referee
and the OLR. On appeal, Attorney Coe claims
that the OLR violated his constitutional
and/or other substantive rights in
prosecuting him, and that its prosecution
of him was "malicious." He is angry with
the OLR for failing to prosecute the
plaintiff's lawyers apparently for
undertaking representation of an individual
that Attorney Coe deems to be of poor
character. He claims that the referee was
biased against him and
intentionally "covered-up" the OLR's
malicious prosecution of him. He complains
that the referee's finding that he sent the
December 5 letter to obtain an "advantage"
was "clearly erroneous." He suggests racial
bias played a role in this matter. Attorney
Coe also challenges the referee's
suggestion that he be admonished for his
conduct. We will address these issues as
they are advanced in Attorney Coe's brief:
1. Did the OLR violate Rocky L.
Coe's constitutional right to freedom of
speech and a due process fair trial by
finding that Coe sought an advantage and by
not addressing the issue of perjury and
fraud in his report?
2. Did the referee in his
recommendation to admonish Coe despite
finding Coe innocent, evidence his personal
bias?
3. Did the OLR unethically prosecute
Coe using perjury and fraud?
4. Did the OLR by not engaging in
discovery or cooperating with Coe, violate
his right to due process?
5. Did the OLR in using the perjury and
fraud to prosecute Coe, and not Attorney
Rotker violate Coe's constitutional right
to equal protection under the laws?
¶24. With respect to the first issue we
note that it was the referee, not the OLR,
who found that Attorney Coe sought an
advantage in sending the letter of December
5 and who declined to address the issue
of "perjury" and "fraud" in the report and
recommendation.
¶25. In four of the five issues presented
to the court, and throughout his briefs and
motions, Attorney Coe makes reference to
the facts of the underlying matter,
including his repeated references
to "perjury" and "fraud." Attorney Coe
seems to believe that the fact that certain
witnesses were prepared to make statements
that reflect unfavorably upon the
credibility of the plaintiff in the
underlying matter is somehow relevant to,
or justification for, his own conduct.
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¶26. We conclude that the referee's
discretionary decision not to discuss
Attorney Coe's extensive allegations
of "perjury" and "fraud" by the plaintiff
was entirely proper. Even if true, these
allegations would not justify an attempt by
counsel to threaten criminal charges solely
to obtain an advantage in a civil matter.
See SCR 20:3.10.
¶27. In any event, Attorney Coe challenges
the referee's finding that he sent the
letter to "obtain an advantage." He also
claims it is "glaring evidence of the
referee's zealous bias." We are somewhat
perplexed as to why Attorney Coe objects to
this finding when the referee ultimately
determined that it was inadequate to
support a conclusion that Attorney Coe
violated SCR 20:3.10. In any event, the
referee's finding of fact on this point is
not clearly erroneous. As the OLR observes
in its brief, the letter was sent to the
plaintiff's counsel by Attorney Coe, as
defense counsel for the OIC, with the
intent to induce the plaintiff's counsel to
dismiss her case-in other words, to gain a
benefit, or advantage, for Attorney Coe's
client. It is readily apparent that
Attorney Coe would have obtained a benefit
or advantage if the letter had accomplished
its objective of inducing the plaintiff to
dismiss the ERD case.
¶28. We turn to Attorney Coe's assertion
that the referee in this matter was guilty
of bias. As a preliminary matter, the OLR
correctly observes that Attorney Coe's
claims regarding the referee's and OLR's
handling of this disciplinary matter are
not properly before the court on this
appeal. However, in the interests of
judicial efficiency, we will dispose of
them on the merits.
¶29. A charge of bias is a serious
allegation and should not be made lightly.
We have carefully reviewed the record and
conclude that Attorney Coe's allegation
with respect to Referee Friedman is utterly
without support in the record. Indeed,
Referee Friedman appears to have conducted
himself with the utmost self-control and
patience in what must have been a very
trying matter.
¶30. We also reject Attorney Coe's claim
that the OLR "unethically persecute[d]" him
using "perjury and fraud" and that the OLR
violated his constitutional rights to due
process and equal protection. Attorney
Coe's allegations against the OLR are both
conclusory and unsupported by the evidence
in the record.
¶31. There is simply no evidence before us
that supports Attorney Coe's contention
that the OLR engaged in malicious
prosecution, that the referee was unfairly
biased against him, or that Attorney Coe's
fundamental rights were in any way violated
by this proceeding. Therefore, the referee
did not err in dismissing Attorney Coe's
counterclaims.
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¶32. We appreciate that we may not have
specifically addressed each and every one
of Attorney Coe's claims on appeal. To the
extent we have not addressed an argument
raised on appeal, the argument is deemed
rejected. State v. Waste Mgmt. of Wis.,
Inc., 81 Wis. 2d 555, 564, 261 N.W.2d 147
(1978) ("An appellate court is not a
performing bear, required to dance to each
and every tune played on an appeal.").
¶33. We now turn to the referee's
suggestion that this court consider
admonishing Attorney Coe for his
disrespectful conduct toward the referee.
The referee emphasizes that he was not
personally concerned about Attorney Coe's
disparaging comments, but rather about his
lack of respect for the position of referee.
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¶34. The OLR agrees that it is the court's
prerogative to admonish Attorney Coe and
opines that the recommendation "is well
supported." The OLR adds that the
recommendation "would appear consistent
with precedent interpreting SCR 20:8.2(a)."
¶35. The OLR cites a number of the many
examples of Attorney Coe's disrespectful
attitude toward the referee and/or the
court system in general. Only a few will be
repeated here. Attorney Coe has stated on
the record:
This [referee's] patent and
reprehensible
masquerade of fairness to support Attorney
Rotker and the OLR, is not only an
embarrassment to the history of
jurisprudence, but is a brutally
unconscionable slight . . . .
Ostensibly, the referee was nothing but
a
cheerleader for the OLR.
Clearly, the referee, in an attempt to
keep
the gross injustice of this case in the
dark, conveniently kept his intellectual
light bulb turned off.
Without question, it would be easier for
a
snowman to put on a gasoline suit and
stroll hand in hand with the devil through
the flames of hell, than for me to get a
fair report from this referee.
¶36. Attorney Coe also referred to one of
the referee's comments as: "a rare moment
of intellectual activity." In addition, in
a motion filed with this court, Attorney
Coe contended that it was "brutally
unconscionable for this Court to allow an
attorney with my over 25 years of
accomplishments, to be subjected to
this 'high tech lynching.'" He calls the
referee "mean spirited" for mentioning "his
witness" by name in the report and
recommendation. He makes reference to the
referee's "antebellum condescension."
¶37. In a letter to the referee dated July
27, 2002, he stated:
And, I remind you that in your zealous
bias
for the OLR, you denied me the professional
courtesy of a postponement of this April
12, 2002 trumped up trial. Well, you are
now nearing almost three months overdue for
rendering a decision in a simple one-count
hearing. What happened to "Justice delayed,
is justice denied"?
¶38. Attorney Coe also describes the
referee as "personally upset and whining."
He adds that the referee "had become
intoxicated from his own whine and could
not write a complete or clear decision."
This is only a sampling of Attorney Coe's
rhetoric, which pervades the record, his
briefs and motions.
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¶39. We direct Attorney Coe's attention to
SCR 62.02(1), which provides in relevant
part:
(1) Judges, court commissioners,
lawyers, clerks and court personnel shall
at all times do all of the following: -
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(a) Maintain a cordial and respectful
demeanor and be guided by a fundamental
sense of integrity and fair play in all
their professional activities.
(b) Be civil in their dealings with
one another and with the public and conduct
all court and court-related proceedings,
whether written or oral, including
discovery proceedings, with civility and
respect for each of the participants.
(c) Abstain from making
disparaging,
demeaning or sarcastic remarks or comments
about one another.
(d) Abstain from any conduct that
may be characterized as uncivil, abrasive,
abusive, hostile or obstructive.
(h) Conduct themselves in a manner
which demonstrates sensitivity to the
necessity of preserving decorum and the
integrity of the judicial process.
SCR 62.01. (Emphasis added.) Violation of
the Standards of Courtesy and
Decorum "can . . . carry serious
consequences to the merits of a given
case." See Geneva Nat'l Cmty. Ass'n
v. Friedman, 228 Wis. 2d 572, 584, 598
N.W.2d 600 (Ct. App. 1999); Aspen Servs.,
Inc. v. IT Corp., 220 Wis. 2d 491, 498,
583 N.W.2d 849, 852 (Ct. App. 1998)
("[Aspen] is mistaken in its belief that
the Rules in SCR 62 and SCR 20 cannot be
the basis for imposing a sanction for
incivility during litigation.").
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¶40. In addition, we remind Attorney Coe
that SCR 62.02(4) provides that "Adherence
to standards of professionalism and
courtesy, good manners and dignity is the
responsibility of each judge, court
commissioner, lawyer, clerk, and other
personnel of the court who assist the
public." The Attorney's Oath also states
that each attorney shall "maintain the
respect due to courts of justice and
judicial officers." SCR 40.15.
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¶41. Attorney Coe's comments rise to the
level of a personal attack on the referee
and are unwarranted and unprofessional.
Even in zealous advocacy attorneys are
required to maintain respect to courts of
justice. See Preamble SCR Chapter 20;
SCR 62.02(c); In re Cannon, 206 Wis.
374, 407, 240 N.W.2d 441 (1932). His
excessive sarcasm and hyperbolic rhetoric
are unbecoming to a lawyer, and undermine
the decorum and integrity of the judicial
process. See SCR 62.02(1). Pursuant to
SCR 62.02(1), we hereby formally admonish
Attorney Coe for his disrespectful comments
made during the course of this disciplinary
proceeding. Although this admonishment will
not carry additional sanctions in this
proceeding, Attorney Coe is strongly
advised to curtail his rhetorical style in
future court proceedings or risk sanctions
pursuant to SCR 62.01.
¶42. Finally, both parties seek costs in
this case. As the OLR complaint will be
dismissed, the OLR is not entitled to
recoup its costs in this matter. Attorney
Coe's request for costs is denied.
¶43. IT IS ORDERED that the referee's
report and recommendation of August 7,
2002, is adopted by this court and the
complaint against Attorney Rocky Coe
alleging a violation of SCR 62.02(1) is
dismissed.
¶44. IT IS FURTHER ORDERED that Attorney
Rocky Coe is hereby admonished pursuant to
SCR 62.02(1) for conduct in violation of
the standards articulated therein.
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