Disciplinary Proceedings Against Tjader
2018 WI 96, 10/16/18 (2018)
|
ATTORNEY disciplinary
proceeding. Attorney publicly
reprimanded.
¶1 PER CURIAM. We review the
supplemental report filed by Referee John
Nicholas Schweitzer, adopting an amended
stipulation entered between the Office of
Lawyer Regulation (OLR) and Attorney Michele
A. Tjader.
¶2 After careful review, we accept the
referee's recommendation and parties'
stipulation wherein Attorney Tjader
stipulates that she does not contest six
counts of misconduct alleged in the OLR's
complaint and the OLR seeks dismissal of
three counts. We agree with the parties and
the referee that a public reprimand is an
appropriate level of discipline for Attorney
Tjader's misconduct, that restitution is not
required, and that Attorney Tjader should be
assessed the full costs of the proceeding,
which are $3,298.19 as of June 26, 2018.
|
|
|
¶3 Attorney Tjader was admitted to
practice law in Wisconsin in 1996. She
practices in Madison. She has been
disciplined by this court on three prior
occasions. In 2002, we publicly reprimanded
Attorney Tjader for lack of competence, lack
of diligence, failing to comply with
reasonable requests for information, failing
to promptly return an advance payment of
fees that had not been earned, and conduct
involving dishonesty, deceit, and
misrepresentation. In re Disciplinary
Proceedings Against Tjader 2002 WI 37, 252
Wis. 2d 94, 643 N.W.2d 87. In 2006,
Attorney Tjader received a private reprimand
for failing to comply with reasonable
requests for information and failing to
explain a matter to the extent reasonably
necessary to permit the client to make
informed decisions regarding the
representation. Private Reprimand No.
2006-2 (electronic copy available at
https://compendium.wicourts.gov/app/raw/00185
5.html). In 2014, Attorney Tjader received
another private reprimand for committing a
criminal act that reflected adversely on her
honesty, trustworthiness or fitness as a
lawyer in other respects as a result of
being convicted of operating while
intoxicated (OWI) – second offense.
Private Reprimand No. 2014-20 (electronic
copy available at https://compendium.
wicourts.gov/app/raw/002709.html).
¶4 This disciplinary proceeding
commenced on March 7, 2017, when the OLR
filed a complaint alleging that Attorney
Tjader committed nine counts of professional
misconduct involving three clients. The OLR
initially recommended a 60-day suspension
and that Attorney Tjader be ordered to pay
restitution in one client matter, for
failure to reimburse an expert for an
accident report. During the course of
litigation, the OLR concluded that it would
not be able to meet its burden of proof as
to three of the nine alleged counts.
Accordingly, the OLR reduced the recommended
sanction to a public reprimand.
¶5 On January 22, 2018, the parties
executed an initial stipulation in which the
OLR recommended dismissal of three counts,
Attorney Tjader stated she did not contest
the remaining six counts, and the parties
agreed a public reprimand was appropriate.
However, this stipulation failed to address
restitution.
|
|
|
¶6 The referee issued a report on
February 13, 2018, in which he accepted the
recommendations in the stipulation but
further recommended that this court order
Attorney Tjader to refund each of the three
clients the full amount of fees paid, an
amount that would exceed $34,000. He
recommended the court place the burden on
Attorney Tjader to demonstrate what, if
anything, she earned if she wanted to reduce
this amount.
¶7 After the referee's initial report
was filed, the OLR filed a restitution
statement stating that it does not seek
restitution in this matter because
restitution with respect to the first two
clients was "not reasonably ascertainable"
and the OLR had determined that the expert
who prepared the accident report has since
been paid. In view of this discrepancy, we
remanded the matter with directions to the
parties to amend their stipulation to
address restitution and directed the OLR to
explain the basis for the recommended
discipline.
|
|
|
¶8 An amended stipulation was filed on
May 8, 2018. In the amended stipulation the
OLR again recommends the court dismiss three
of the alleged counts of misconduct.
Attorney Tjader states that she does not
contest the remaining six misconduct counts,
which alleged violations of former SCR
20:1.15(b)(4m)b and SCR 20:1.16(d), stemming
from her representation of three clients.
¶9 The relevant facts are as follows.
In 2013 and 2014, Attorney Tjader
represented N.B. in a criminal OWI matter;
K.D. in a civil OWI matter; and L.H. in a
felony matter. Each of those clients paid
advance fees to Attorney Tjader. N.B. paid
Attorney Tjader $3,500 in advanced fees,
K.D. paid her $4,500, and L.H. paid her
$25,000. Attorney Tjader deposited all
these fees directly into her business
account. Nevertheless, at the conclusion of
her representation of each client, Attorney
Tjader failed to provide them with the
notices required under former SCR 20:1.15(b)
(4m)b. Attorney Tjader also failed to
provide each of the clients with a refund of
unearned fees, if any, or sufficient
information to show that no such refund was
owing, in violation of SCR 20:1.16(d).
¶10 In the amended stipulation, Attorney
Tjader avers that the stipulation did not
result from plea-bargaining, that she does
not contest the facts and misconduct alleged
by the OLR in counts 2, 3-5, and 8-9, and
that the facts alleged in the complaint form
a basis for the discipline requested.
Attorney Tjader further represents that she
fully understands the misconduct
allegations; fully understands the
ramifications should this court impose the
stipulated level of discipline; fully
understands her right to contest the matter;
fully understands her right to consult with
counsel; that her entry into the stipulation
is made knowingly and voluntarily; and that
the stipulation represents her decision not
to contest the level and type of discipline
sought by the OLR director.
¶11 The referee filed a supplemental
report on May 31, 2018, adopting the
stipulation. The referee agreed that a
public reprimand was an appropriate sanction
for the misconduct described above, and
acceded to the parties' recommendation that
no restitution is warranted.
|
|
|
¶12 No appeal has been filed so we
review this matter pursuant to SCR 22.17
(2). A referee's findings of fact are
affirmed unless clearly erroneous.
Conclusions of law are reviewed de novo.
See In re Disciplinary Proceedings
Against Eisenberg, 2004 WI 14, ¶5, 269
Wis. 2d 43, 675 N.W.2d 747. The court may
impose whatever sanction it sees fit
regardless of the referee's recommendation.
See In re Disciplinary Proceedings
Against Widule, 2003 WI 34, ¶44, 261 Wis.
2d 45, 660 N.W.2d 686.
¶13 There is no showing that any of the
referee's findings of fact, based on the
parties' amended stipulation, are clearly
erroneous. Accordingly, we adopt them. We
agree that dismissal of counts 1, 6, and 7
is appropriate, and we agree that Attorney
Tjader violated supreme court rules noted
above.
|
|
|
¶14 With respect to the appropriate
sanction, this court follows a general
policy of progressive discipline. In re
Disciplinary Proceedings Against
Nussberger,
2006 WI 111, 296 Wis. 2d 47, 719 N.W.2d
501. Attorney Tjader's record of three
previous reprimands makes another public
reprimand somewhat lenient, but we are
persuaded by the referee's recommendation.
¶15 The referee observed that Attorney
Tjader's failure to comply with SCR 20:1.15
(b)(4m)b "amounted to technical violations
of essentially a failure to provide
appropriate notice to her clients" citing
In
re Disciplinary Proceedings Against Rajek,
2015 WI 18, 361 Wis. 2d 60, 859 N.W.2d 439.
In light of this precedent, the referee
agreed that, notwithstanding the policy of
progressive discipline, a public reprimand
is appropriate here. See In re
Disciplinary
Proceedings Against Shepherd, 2017 WI 66,
376 Wis. 2d 129, 897 N.W.2d 44 (concluding a
public reprimand was warranted where, in
addition to other allegations, an attorney
failed to provide notices and refunds of
unearned fees); In re Disciplinary
Proceedings Against Smead, 2013 WI 19, 345
Wis. 2d 625, 827 N.W.2d 81 (imposing a
public reprimand for seven counts of
misconduct including failing to deposit fees
into a trust account and failing to return
unearned fees).
¶16 The OLR assured the court in its
memorandum in support of the amended
stipulation that it carefully considered
Attorney Tjader's disciplinary history when
determining the OLR's recommendation for a
public reprimand. Consistent with
Rajek,
Attorney Tjader's misconduct in these
matters, absent her disciplinary history,
might have warranted a diversion or private
reprimand. The OLR explains that it
maintained pursuit of a public reprimand,
rather than private discipline, precisely
because of Attorney Tjader's disciplinary
history.
¶17 Moreover, with respect to
restitution, although the parties have
stipulated that Attorney Tjader violated SCR
20:1.16(d), the OLR does not dispute that
Tjader performed the services each of these
clients hired her to do. The OLR notes that
to the extent that any of these clients
believe the fees they were charged were not
reasonable, the State Bar of Wisconsin
offers fee arbitration to address such
concerns. In the amended stipulation,
Attorney Tjader has explicitly confirmed her
willingness to participate in fee
arbitration if initiated by any of her
clients and has agreed that she would comply
with any arbitration award.
¶18 Finally, we agree with the referee
that, consistent with our general policy,
Attorney Tjader should be required to pay
the full costs of the proceeding, which are
$3,298.19. SCR 22.24(1m).
¶19 IT IS ORDERED that Michele A. Tjader
is publicly reprimanded for professional
misconduct.
¶20 IT IS FURTHER ORDERED that, as
stipulated, Michele A. Tjader shall submit
any fee dispute, if pursued by any of the
three grievants noted in this decision, to
binding fee arbitration before the State Bar
of Wisconsin Fee Arbitration Program and
shall comply with any arbitration award.
¶21 IT IS FURTHER ORDERED that within 60
days of the date of this order, Michele A.
Tjader shall pay to the Office of Lawyer
Regulation the costs of this proceeding,
which are $3,298.19 as of June 26, 2018.
¶22 IT IS FURTHER ORDERED that the
director of the Office of Lawyer Regulation
shall advise the court if there has not been
full compliance with all conditions of this
order.
¶23 REBECCA FRANK DALLET, J., did not
participate.
|
|
|
¶24 ANN WALSH BRADLEY, J.
(dissenting). In spite of Attorney
Tjader
having received three prior reprimands, the
court imposes yet another reprimand.
Accepting the recommendation of the referee,
which in turn accepted the amended
stipulation of the parties, it determines
that a public reprimand is appropriate.
¶25 In justifying its decision, the
court apparently is persuaded by the Office
of Lawyer Regulation's (OLR) assurance that
a public reprimand is the correct level of
discipline. See per curiam, ¶16. I am
not
persuaded by OLR's assurance. Instead, for
the reasons set forth below, I would impose
progressive discipline and place the onus on
Attorney Tjader to demonstrate that no
restitution is required.
¶26 First, the opinion of this court
states that "the OLR assured the court in
its memorandum in support of the amended
stipulation that it carefully considered
Attorney Tjader's disciplinary history when
determining OLR's recommendation for a
public reprimand." Part of that
disciplinary history includes a private
reprimand issued by OLR——not this court——for
a second offense OWI.
¶27 I thought that we were long since
past the time of addressing multiple OWI
convictions (a criminal offense) by imposing
merely a private reprimand. See e.g.,
In re
Disciplinary Proceedings Against Horsch,
2017 WI 105, ¶23, 378 Wis. 2d 554, 905
N.W.2d 129 (explaining that "multiple OWI
convictions are unquestionably a serious
failing that 'reflects adversely on [an
attorney's] fitness as a lawyer in other
respects.'") The OLR's assurance that "it
carefully considered" Attorney Tjader's
disciplinary history when making this
recommendation for a public reprimand rests
on what appears to be the misguided
foundation of OLR's private reprimand for
her prior criminal conviction.
|
|
|
¶28 Second, the OLR seems to be taking a
statement by this court regarding
progressive discipline and turning it on its
head. As justification for going along with
the stipulation, the referee in this case
observed that OLR apparently took the
position that because Attorney Tjader's
prior misconduct did not involve the same
violations asserted here, that progressive
discipline need not be imposed. For this
dubious proposition it relied on our
statement recognizing that progressive
discipline should be followed, especially in
cases of repeated violations of the same
code provision. In re Disciplinary
Proceedings Against Nussberger, 2006 WI
111, ¶27, 296 Wis. 2d 47, 719 N.W.2d 501.
Somehow, the OLR apparently now relies on
this statement as a justification to not
impose progressive discipline when there are
violations of different code provisions.
|
|
|
¶29 Finally, the OLR's position on
restitution is misguided. It places the
onus for professional misconduct on the
victim of that misconduct rather than on the
attorney engaging in the misconduct. We
recently advised the OLR of the error of its
ways in Matter of Med. Incapacity
Proceedings Against Muwonge, 2017 WI 12,
¶23, 373 Wis. 2d 173, 890 N.W.2d 575
(explaining that restitution "may be reduced
by any amount that [the] [a]ttorney [] can
establish, to the satisfaction of the OLR,
represents the value of legal services he
actually performed for [the client].").
¶30 Accordingly, I respectfully dissent.
¶31 I am authorized to state that
Justice SHIRLEY S. ABRAHAMSON, joins this
dissent.
|
|
|