Disciplinary Proceedings Against Boyle
2015 WI 90, 9/16/2015 (2015)
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ATTORNEY disciplinary proceeding.
Attorney publicly reprimanded.
¶1 PER CURIAM. We review the report
of the referee, Attorney Michael F. Dubis,
recommending that Attorney Charles A.
Boyle's license to practice law in Wisconsin
be suspended for a period of 90 days and
that he be required to pay the full costs of
this disciplinary proceeding, which were
$15,453.40 as of February 4, 2014. Because
no appeal has been filed, we proceed with
our review of the referee's report and
recommendation pursuant to Supreme Court
Rule (SCR) 22.17(2).
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¶2 The standard we employ to review a
referee's report and recommendation in an
attorney disciplinary case is well-
established. We affirm a referee's findings
of fact unless they are found to be clearly
erroneous, but we review the referee's
conclusions of law on a de novo basis. In
re Disciplinary Proceedings Against
Inglimo, 2007 WI 126, ¶5, 305 Wis. 2d 71,
740 N.W.2d 125. We determine the
appropriate level of discipline to impose
given the particular facts of each case,
independent of the referee's recommendation,
but benefiting from it. In re
Disciplinary Proceedings Against Widule,
2003 WI 34, ¶44, 261 Wis. 2d 45, 660 N.W.2d
686.
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¶3 Given Attorney Boyle's failure to
answer or otherwise respond in a timely
manner to the amended complaint filed by the
Office of Lawyer Regulation (OLR) and the
referee's resulting declaration of a
default, we conclude that Attorney Boyle
committed the five counts of misconduct
arising out of his actions in attempting to
represent a widow in a Racine County civil
action. We choose, however, not to address
at this time the other five counts alleged
in the OLR's amended complaint arising out
of Attorney Boyle's actions in a case that
was litigated in the United States District
Court for the Northern District of Illinois
(the Northern District Court). We therefore
dismiss those counts. In light of the
unique facts of this case, Attorney Boyle's
lack of prior discipline in this state, and
the reduced number of ethical violations, we
believe that a public reprimand is
sufficient to convey to Attorney Boyle the
seriousness of his misconduct and to deter
him from similar actions in the future.
Finally, in light of the facts that the
drafting of the amended complaint was
required due to the OLR's error and that
there should have been no need for an
extensive "prove-up" hearing after a
declaration of default, we reduce the
requested cost amount that Attorney Boyle
must pay by 40%, which will result in a cost
assessment of $9,272.04.
¶4 Attorney Boyle was admitted to the
practice of law in Illinois in November
1966. According to one of his filings,
which the OLR did not dispute, beginning in
1967 Attorney Boyle served for a number of
years as an Assistant United States Attorney
in the Northern District Court, which
included trying cases on behalf of the
United States. He was admitted to the
general bar of the Northern District Court
in 1974. He has subsequently engaged in the
private practice of law in Chicago.
¶5 Attorney Boyle was granted admission
to the practice of law in Wisconsin in June
1985. He has never been the subject of
discipline in this state, although his
Wisconsin license has been administratively
suspended on a few occasions. The last two
administrative suspensions (for failure to
report continuing legal education (CLE)
credits and for failure to pay bar dues)
took effect in 2006. As will be discussed
in more detail below, Attorney Boyle's
license was reinstated in April 2012. His
license to practice law in this state
currently remains active and in good
standing.
¶6 On October 24, 2012, the OLR
initiated this disciplinary proceeding by
filing a complaint alleging nine counts of
professional misconduct. Attorney Boyle
ultimately responded to the complaint by
filing a motion to dismiss. The referee
denied the motion to dismiss and set a date
for a telephonic scheduling conference.
Pursuant to the referee's order, Attorney
Boyle filed an answer to the OLR's initial
complaint.
¶7 Attorney Boyle failed to appear for
the telephonic scheduling conference. At
this conference the OLR requested the
ability to file an amended complaint. The
referee subsequently entered a written order
allowing the OLR to file an amended
complaint by June 30, 2013, and requiring
Attorney Boyle to file an answer to the
amended complaint within 20 days after
service.
¶8 Before the OLR filed its amended
complaint, however, Attorney Boyle filed a
second motion to dismiss. During a
subsequent telephonic conference, the
referee asked Attorney Boyle whether he
would withdraw his second motion to dismiss
since the amended complaint had not yet been
filed, which rendered the motion to dismiss
premature. Attorney Boyle responded that he
would not withdraw the second motion. He
stated during the telephone conference that
the referee should do whatever he wanted
with the second motion to dismiss. When
asked whether he intended to file a new
answer to the amended complaint, Attorney
Boyle indicated that he did not intend to do
so. Following the telephonic conference,
the referee issued a written order denying
Attorney Boyle's second motion to dismiss
and directing him to file an answer to the
amended complaint within 20 days after
service.
¶9 The OLR filed its amended complaint
on June 27, 2013. The amended complaint
contained essentially the same allegations
as the original complaint. The primary
difference related to the ethical rules
which Attorney Boyle was alleged to have
violated in the case in the Northern
District Court. The original complaint had
alleged in connection with that case that
Attorney Boyle had violated certain
provisions of the Wisconsin Rules of
Professional Conduct for Attorneys (the
Wisconsin ethical rules). Because the
alleged misconduct had occurred in a federal
court in another state, the amended
complaint alleged violations of the Northern
District Court's ethical rules rather than
the Wisconsin ethical rules. Because of the
change in the applicable law, the amended
complaint also broke out some allegations
into an additional count. Thus, the amended
complaint contained ten counts of alleged
misconduct rather than the nine counts
contained in the original complaint.
¶10 The OLR alleged and the referee
found that the OLR had served a copy of the
amended complaint on Attorney Boyle via
email and first-class mail to the Chicago
address he had listed on his earlier
filings. Attorney Boyle subsequently
alleged that he never received the amended
complaint at the time it was filed.
¶11 On July 29, 2013, the OLR filed a
motion for default against Attorney Boyle.
Shortly after the filing of the default
motion, Attorney Boyle asked counsel for the
OLR to send a copy of the amended complaint
to him, but that did not occur for several
weeks.
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¶12 The referee then sent out a notice
of a "prove-up" hearing on the OLR's default
motion to take place on September 23, 2013.
Although Attorney Boyle did not file an
answer or other response to the amended
complaint, he did file two motions between
the filing of the OLR's default motion and
the "prove up" hearing. The first motion
was a motion for summary judgment. The
second motion, served four days and filed
three days prior to the "prove-up" hearing,
sought to vacate any finding of default and
to strike the hearing on the OLR's default
motion. In this second motion, Attorney
Boyle asserted that he had never received a
copy of the OLR's amended complaint and
therefore had not responded to it. Attorney
Boyle at this time also served a voluminous
document request on the OLR, asking for the
OLR to provide the requested documents
within three days (i.e., prior to the "prove-
up" hearing).
¶13 At the hearing on September 23,
2013, there was an extended dialogue between
the referee and counsel regarding what had
occurred in the case over the preceding few
months and what would transpire at the
hearing. While counsel for the OLR
acknowledged that Attorney Boyle had
communicated to him in early August that he
had not received a copy of the amended
complaint and that counsel had not sent a
copy of the amended complaint until the
Friday before the hearing, he asserted that
the amended complaint had been properly
served via both email and first-class mail.
Nonetheless, counsel for the OLR informed
the referee that he was prepared to proceed
with an evidentiary hearing on the merits
without a declaration of default.
¶14 The referee denied both of Attorney
Boyle's motions. He concluded that the
summary judgment motion should be denied
because it was not supported by sufficient
affidavits and because it was filed before
Attorney Boyle had joined issue on the
amended complaint by filing an answer.
Despite the OLR's offer to proceed with an
unconditional hearing on the merits of its
allegations, the referee also denied
Attorney Boyle's motion to vacate or avoid a
declaration of default and to cancel the
hearing on the OLR's default motion.
¶15 Although the referee concluded at
that point that Attorney Boyle did not have
a basis for avoiding a declaration of
default, he nonetheless invited the OLR to
proceed with witness testimony.
Consequently, the OLR presented the
testimony of five witnesses, and Attorney
Boyle was allowed to cross-examine those
witnesses. There was confusion, however, as
to what precisely the nature of this
evidentiary hearing was and as to the scope
of Attorney Boyle's participation.
¶16 At the end of the hearing, the
referee indicated that he thought Attorney
Boyle was in default due to his failure to
answer or otherwise respond to the amended
complaint in a timely manner. Nonetheless,
he asked the OLR to submit another set of
proposed findings of fact and conclusions of
law, which he said the OLR might need to
modify based on the testimony that had been
given during the hearing. He also asked the
OLR once more to state its recommendation
regarding the proper level of discipline.
Despite his conclusion or at least his
belief that Attorney Boyle was in default,
the referee also gave Attorney Boyle an
opportunity to respond to the OLR's proposed
findings of fact, conclusions of law, and
recommendation as to discipline and to file
his own findings, conclusions, and
recommendation.
¶17 Ultimately, after receiving the
parties' post-hearing submissions, the
referee issued a written order memorializing
his denial of Attorney Boyle's two motions
and also granting the OLR's default motion.
At the same time, he also issued a report
and recommendation. Although the report
indicated that it was based on a review of
the entire record in the case, including the
testimony taken at the September 23, 2013
hearing, the referee included a conclusion
of law that the OLR was entitled to a
declaration of default and a subsequent
conclusion that all of the allegations of
the amended complaint had been admitted.
The findings of fact in the referee's report
tracked the allegations of the amended
complaint.
¶18 The first set of factual findings
relate to Attorney Boyle's representation of
L.S., who worked for Attorney Boyle and his
wife. On August 8, 2008, L.S.'s husband
died as a result of a motor vehicle accident
that occurred near the border of Racine and
Kenosha counties. L.S., who spoke only
limited English, initially was represented
by Attorney Thomas Durkin, who filed
a "Notice of Circumstances of Claim" with
the Kenosha County Clerk. Attorney Durkin,
however, informed L.S. in August 2009 that
he would not represent her in asserting
claims arising out of the death of her
husband.
¶19 L.S. apparently encountered problems
finding another attorney who would represent
her. Ultimately, at some point prior to
March 23, 2011, Attorney Boyle began to
represent L.S., which he asserts he did on a
pro bono basis after his wife urged him to
take on the case to help out L.S.
¶20 On August 5, 2011, Attorney Boyle
made a telephone inquiry to the Board of Bar
Examiners (BBE) about what he needed to do
to represent L.S. in a Wisconsin civil
action. On that same date the OLR mailed a
letter to Attorney Boyle regarding the
procedure for petitioning for the
reinstatement of his Wisconsin law license,
which at the time remained subject to an
administrative suspension. It is undisputed
that Attorney Boyle subsequently had
multiple discussions, both over the
telephone and in person, with the BBE
director regarding his situation and the
ways to address it.
¶21 Attorney Boyle also communicated
with representatives of the OLR. As a
result of those communications, an OLR
representative either sent to Attorney Boyle
a form for a petition for admission pro hac
vice or advised him where he could download
such a petition form from the OLR's website.
¶22 On August 8, 2011, just before 4:56
p.m., Attorney Boyle began faxing a document
entitled "Complaint" on behalf of L.S. to
the office of the Racine County Clerk of
Circuit Court. The clerk's office received
only a partial document, however. Finally,
at 5:19 p.m., after the closing time for the
clerk's office, Attorney Boyle was able to
send a complete document consisting of a 19-
page "Complaint" and a facsimile cover
sheet. The clerk's office did not make
either of the two documents received on
August 8th a part of the official court
record.
¶23 The next day the Racine County Clerk
of Circuit Court spoke with Attorney Boyle
over the telephone. She asked him whether
time lines were being blown, and Attorney
Boyle stated that they were not.
¶24 On August 12, 2011, Attorney Boyle
filed via facsimile transmission a document
designated as an amended complaint with the
Racine County clerk's office. This was the
first document that the clerk's office
included in the official court record.
Attorney Boyle did not pay the filing fee
for the civil action he was attempting to
file until August 15, 2011.
¶25 On September 6, 2011, nearly a month
after he had first attempted to file a
complaint via facsimile transmission,
Attorney Boyle filed a copy of a September
2, 2011 letter that Attorney Boyle had sent
to the OLR. Enclosed with the letter was a
completed Application for Admission Pro Hac
Vice, in which Attorney Boyle requested
permission to be admitted pro hac vice in
order to represent L.S. in the Racine County
action.
¶26 In the second half of September and
early October, the defendants in the Racine
County action filed motions to dismiss the
complaint and amended complaint filed by
Attorney Boyle. The grounds for these
motions included the fact that Attorney
Boyle had not been licensed to practice law
in Wisconsin at the time the complaint and
amended complaint had been filed and the
lack of a signature by a Wisconsin-licensed
attorney under Wis. Stat. § 802.05(1), as
well as the complaint being filed after the
expiration of the applicable statute of
limitations.
¶27 On October 11, 2011, Attorney Boyle
filed a petition with the clerk of this
court for the reinstatement of his Wisconsin
law license from his administrative
suspensions.
¶28 On October 17, 2011, the Racine
County circuit court held a hearing on the
defendants' motions to dismiss. The hearing
was conducted by Reserve Judge Dennis
Costello. During the hearing Attorney Boyle
admitted that his license to practice law in
Wisconsin had not been reinstated and that
he was currently suspended. He stated,
however, that he had petitioned for pro hac
vice admission to represent L.S. He
asserted that he had spoken with the BBE
director, who indicated that the BBE and
this court would have no problem if he filed
an application to appear pro hac vice. He
also claimed that he had fulfilled the
necessary CLE requirements for
reinstatement, but that he had not been able
to file the reinstatement petition in time
for it to be granted before the hearing. He
further stated that the BBE director had
suggested he should speak to the chief judge
in the circuit so he had spoken to Judge
Allan Torhorst, who indicated that he would
have no problem with the pro hac vice
petition, but the petition would have to be
considered by the judge assigned to the
case. In addition, Attorney Boyle stated
that he had also called the OLR, which had
sent him a copy of the petition form. He
asserted that he had filed that pro hac vice
petition by early September. He concluded
his statement regarding the pro hac vice
petition with the following purported
summary of events:
I believe that's the chronology with
respect to the pro hac vice. The Office of
Lawyer Regulation approved it, the Office of
Attorney Registration approved it, Judge
Torhorst said he would approve it subject to
the trial judge's discretion, which you know
you have, and we've paid the fees.
¶29 Judge Costello, however, responded
that he could not in good conscience allow
Attorney Boyle to appear pro hac vice in the
matter. He noted that Attorney Boyle's
Wisconsin law license had been suspended
when he had filed the complaint and amended
complaint and was still suspended as of the
time of the motion hearing. He therefore
indicated that Attorney Boyle had initiated
a lawsuit without being either reinstated to
the practice of law in this state or being
granted pro hac vice status and was now
asking the court to authorize his actions
after the fact.
¶30 After Judge Costello indicated that
he would not grant the pro hac vice
petition, Attorney Boyle continued to argue
the issue and again asserted that the BBE
director and the OLR director had signed off
on his pro hac vice application and this
court had stamped the application. At one
point during the ensuing colloquy between
Attorney Boyle and the court, Attorney Boyle
went so far as to ask what authority the
circuit court had to deny his pro hac vice
petition.
¶31 Despite Attorney Boyle's continuing
argument, Judge Costello was unmoved. He
again noted that Attorney Boyle had been
licensed to practice law in Wisconsin, but
that license was now suspended, and that, in
any event, Attorney Boyle had acted before
receiving any permission to do so. Judge
Costello granted the defendant's motion to
dismiss because the complaint had been filed
by someone who had no authority to practice
law in this state.
¶32 The law firm of Weigel, Carlson,
Blau and Clemens SC (the Weigel firm) then
filed a notice of appearance on behalf of
L.S. and filed a motion seeking
reconsideration of a portion of the circuit
court's order dismissing L.S.'s case.
¶33 Although the Weigel firm had now
appeared on L.S.'s behalf in the Racine
County action, Attorney Boyle personally
filed a motion for reconsideration of the
denial of his pro hac vice petition. In the
affidavit accompanying his personal
reconsideration motion, Attorney Boyle
stated that the BBE director had advised him
that by filing a pro hac vice petition he
could represent L.S. even though his
Wisconsin law license was currently
suspended. The affidavit further stated
that during a subsequent telephone
conversation with the BBE director, he
learned that the supreme court rules contain
no provision that precludes administratively
suspended lawyers from seeking pro hac vice
admission on particular cases.
¶34 The circuit court heard the
reconsideration motion filed by the Weigel
firm on January 13, 2012. This hearing was
conducted by Judge Michael Nieskes.
¶35 At the beginning of the hearing,
Judge Nieskes asked Attorney Boyle if his
license to practice law in Wisconsin had
been reinstated. Attorney Boyle responded
that his reinstatement petition was still
pending. Judge Nieskes then allowed
Attorney Boyle to sit at counsel table, but
informed him that he was not counsel of
record on the case.
¶36 After granting the Weigel firm's
reconsideration motion, Judge Nieskes
allowed Attorney Boyle to address the
court. Ultimately, Attorney Boyle asked for
a date on which his personal reconsideration
motion could be heard. Judge Nieskes
responded that because Attorney Boyle was
not licensed to practice law in this state,
he had no legal authority to file motions
and the court would not accept filings from
him or give him a date to hear any motion
until his license had been reinstated.
¶37 Later that same day, counsel for one
of the defendants submitted a draft order
memorializing the circuit court's oral
ruling. On January 18, 2012, Attorney Boyle
sent a facsimile transmission to Judge
Nieskes proposing an amendment to the draft
order. Attorney Boyle's proposed amendment
included additional paragraphs that
addressed Attorney Boyle's motion for
reconsideration of the denial of his pro hac
vice petition. Specifically, the proposed
amendment stated that Attorney Boyle had
been advised by the BBE to file a pro hac
vice petition, which was approved and filed
by the OLR; that Attorney Boyle's motion for
reconsideration had been scheduled for
hearing on January 6, 2012, and then
rescheduled for January 13, 2012; and that
on January 13, 2012, the circuit court
summarily denied the reconsideration motion
without hearing argument.
¶38 Judge Nieskes refused to amend the
draft order as proposed by Attorney Boyle.
The written order that he ultimately entered
stated that Attorney Boyle had requested the
court to schedule a hearing on his
reconsideration motion and the court had
stated that the reconsideration motion would
not be scheduled for hearing until Attorney
Boyle's license to practice law in Wisconsin
had been reinstated.
¶39 On April 24, 2012, this court issued
an order granting Attorney Boyle's petition
for the reinstatement of his license to
practice law in Wisconsin.
¶40 When the OLR subsequently asked
Attorney Boyle to respond to its
investigation of his conduct in representing
L.S., he specifically denied making any
misrepresentations and again claimed that
his actions in filing the complaint and
subsequently seeking pro hac vice admission
had been authorized or recommended by
representatives of both the BBE and the
OLR. Attorney Boyle also made a false
statement regarding the sequence of events,
stating that at the time he had filed his
pro hac vice petition, his petition for
reinstatement from his administrative
suspensions had been pending before this
court.
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¶41 On the basis of these facts, the
referee concluded that the OLR had proven
five counts of misconduct. First, by
drafting and filing the complaint and
amended complaint, by making appearances in
hearings before the circuit court, by filing
a motion to reconsider the denial of his pro
hac vice application, and by submitting a
proposed amendment to the draft order
arising from the January 13, 2012 hearing,
Attorney Boyle engaged in the practice of
law while his license to practice law in
this state was administratively suspended,
in violation of SCRs 10.03(6), 31.10(1),
22.26(2), and 20:8.4(f) (Count 1). The
referee also found that Attorney Boyle had
violated SCR 20:3.3(a)(1) by making multiple
false statements of fact to the Racine
County circuit court, including that he had
begun representing L.S. only two months
prior to the expiration of the applicable
statute of limitations on August 8, 2011,
that the BBE director had recommended and
advised him to file a pro hac vice petition
as the way to allow him to represent L.S.
while his Wisconsin law license was
suspended, and that his pro hac vice
petition had been endorsed and approved by
agencies of this court (Count 3). The
referee also found that Attorney Boyle had
made a number of other misrepresentations,
in violation of SCR 20:8.4(c), including
telling the Racine County Clerk of Circuit
Court that time limits were not an issue,
submitting a proposed amendment to a draft
order that contained findings never made by
the court, and implying to the OLR that his
reinstatement petition was all but granted
at the time he filed the complaint on behalf
of L.S. (Count 4). By continuing to argue
with Judge Costello at the October 17, 2011
hearing after Judge Costello had ruled that
he would not grant the pro hac vice petition
and by questioning the circuit court's
authority to deny that petition, Attorney
Boyle failed to maintain proper respect due
to courts and judicial officers, in
violation of the Attorney's Oath (SCR 40.15)
and SCR 20:8.4(g) (Count 5). Finally, the
referee concluded that Attorney Boyle had
violated SCRs 22.03(6) and 20:8.4(h) by
making false statements to the OLR during
its investigation, including that he had
begun representing L.S. only two months
before the statute of limitations expired,
that he had been advised, recommended, and
directed by the BBE director to file the pro
hac vice petition as a way to represent L.S.
while his Wisconsin law license was
administratively suspended, and that his
petition for reinstatement was pending at
the time he filed his pro hac vice petition
(Count 7).
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¶42 We first affirm the referee's
declaration of default due to Attorney
Boyle's failure to respond to the amended
complaint. Although Attorney Boyle claimed
before the referee that he had not received
a copy of the OLR's amended complaint until
after the deadline for a response had
passed, the amended complaint was emailed
and sent via first-class mail to addresses
that Attorney Boyle had previously provided
to the OLR and its counsel. There was no
indication that those communications did not
reach their intended destinations. Thus, a
default judgment is appropriate in this
instance, and the referee properly relied on
the allegations of the amended complaint,
which were deemed admitted. See In re
Disciplinary Proceedings Against Coplien,
2010 WI 109, ¶10, 329 Wis. 2d 311, 788
N.W.2d 376. We therefore accept the
referee's findings of fact based on the
allegations of the amended complaint. We
also agree with the referee that those
findings of fact adequately support the
legal conclusions of professional misconduct
with respect to the five counts that relate
to the Racine County civil action and the
resulting OLR investigation.
¶43 We next consider the appropriate
level of discipline that should be imposed
for the five counts of misconduct arising
out of the Racine County action and the
resulting OLR investigation. The OLR sought
a 60-day suspension for all ten counts of
misconduct alleged in its amended
complaint. It believed that a 60-day
suspension was necessary because, in its
view, there had been a pattern of false
statements by Attorney Boyle, the misconduct
had occurred despite Attorney Boyle's
lengthy experience as an attorney, there had
been multiple offenses in two separate
matters, and Attorney Boyle had refused to
acknowledge his wrongdoing. The referee
generally agreed with the OLR's reasons, but
he recommended a 90-day suspension due to
what he saw as inappropriate conduct by
Attorney Boyle during the disciplinary case,
including that Attorney Boyle had failed to
appear for a telephonic conference, that he
had become frustrated and had hung up during
another teleconference, and that during
the "prove-up" hearing Attorney Boyle had
indicated that he would take the same
actions in the Racine County matter all over
again, which the referee viewed as a lack of
remorse by Attorney Boyle.
¶44 The purpose of imposing professional
discipline is to impress upon the attorney
the seriousness of the misconduct, to deter
other attorneys from engaging in similar
misconduct, and to protect the public, the
courts, and the legal system from a
repetition of the misconduct. See,
e.g., In re Disciplinary Proceedings
Against Grogan, 2011 WI 7, ¶17, 331 Wis.
2d 341, 795 N.W.2d 745.
¶45 Under the particular circumstances
of this case, we disagree with the OLR and
the referee that a suspension is required
and conclude that a public reprimand is
sufficient to accomplish these goals. As an
initial matter, we are basing our decision
upon the five counts of misconduct arising
out of the Racine County matter rather than
the ten counts the OLR and the referee were
considering. While reducing the number of
counts by one-half does not automatically
mean that there should be a lower level of
discipline, we determine that the misconduct
in the only remaining matter here warrants a
public reprimand.
¶46 While we accept the referee's
findings of fact, including that Attorney
Boyle engaged in the practice of law in this
state while he was not authorized to do so
and made some statements that were not true,
those actions must be considered in their
proper context to fashion a proper
response. Here, the OLR acknowledged
before the referee that there was no
evidence of a dishonest or selfish motive.
In the Racine County matter, the only one
relevant to the issue of a sanction,
Attorney Boyle was acting on a pro bono
basis to assist a person with limited
English skills, who had been unable to find
another attorney willing to take on her case
after her husband had been killed. While
some of the time pressure he was under may
have been of his own making, Attorney Boyle
was attempting to investigate and file a
claim for this widow before the statute of
limitations expired. His goal of helping a
person facing difficult obstacles does not
excuse his misconduct, but it should be a
factor in fashioning the proper response to
the misconduct. We are not dealing here
with a lawyer who is acting improperly for
his own benefit, but rather with someone who
acted overzealously and improperly while
trying to help a disadvantaged person
without compensation.
¶47 In addition, it is important to note
that Attorney Boyle did make multiple
attempts to contact the relevant agencies,
both over the telephone and even in person,
to determine how he could properly represent
L.S. and get her case filed before the
expiration of the statute of limitations
despite his administrative suspension.
While he ultimately chose the wrong path of
filing a complaint and an amended complaint
before obtaining any order authorizing him
to engage once more in the practice of law
in this state and before even petitioning
for such an order, his attempts to seek
guidance from the regulatory agencies
demonstrate that he was not acting with
complete disregard for the law and the
ethical rules. He subsequently overstated
what he had been told by those agencies,
claiming that they had approved his course
of action, but he did initially try to do
the right thing.
¶48 Further, even the OLR's own
investigative notes state that the BBE
director, while not "approving" of the
course of action as Attorney Boyle
subsequently claimed to the circuit
court, "probably planted the seed of
admission pro hac vice in his mind." It is
difficult to suspend an attorney who
believed that he was following a course of
action that had been at least proposed by a
regulatory official and was never
repudiated, even though he falsely claimed
that the suggestion of a possibility
constituted approval by the official when
trying to convince a trial court to grant
his pro hac vice petition.
¶49 We also comment on the referee's
concern with Attorney Boyle's statement
during the "prove-up" hearing that he would
do it all over again as an expression of a
lack of remorse. The context of that remark
is important. It was not a blanket
statement by Attorney Boyle that he would do
everything the same way if the situation
arose again. The statement that he would do
it all over again occurred just after he
said that he was "absolutely responsible for
filing that complaint to save the statute of
limitations." He was therefore expressing
that he acknowledged that he was responsible
for the ramifications of his actions, but
would be willing to suffer the consequences
if it helped to protect his client's legal
rights. The time and expense of this
proceeding and the public reprimand that we
are imposing are the ramifications that he
must now endure.
¶50 In addition, it is worth noting that
this is the first time in the approximately
three decades since his admission to the
practice of law in Wisconsin that Attorney
Boyle has been the subject of professional
discipline in this state. While the OLR may
contend that as an experienced attorney
Attorney Boyle should have known better, the
length of his admission to practice in this
state without prior discipline also means
that he has not created a reason thus far to
believe that the public must be protected
from the risk of his misconduct. On the
other hand, Attorney Boyle should understand
that his experience as a lawyer should not
be used as an excuse to ignore the
particularities of the ethical rules and the
local court rules that govern his conduct or
to stretch the truth in an effort to pursue
what he believes is a just outcome.
¶51 Attorney Boyle should also not
construe this opinion as a vindication of
his conduct. He violated the ethical rules
governing his conduct, and deserves to be
disciplined for that misconduct. We simply
conclude that while Attorney Boyle violated
his ethical obligations as an attorney, a
public reprimand will be sufficient to
impress upon him the seriousness of his
misconduct and to deter him from similar
future ethical violations.
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¶52 We turn now to the issue of costs.
The OLR has filed a statement showing total
costs for this proceeding of $15,453.40 and
recommending that this court impose the full
amount of costs on Attorney Boyle. While we
agree that Attorney Boyle should be
responsible for the costs of the proceeding
because it was his misconduct that caused
this proceeding, we do not believe it is
appropriate to impose the full amount of
costs on him. The OLR filed an original
complaint, to which Attorney Boyle
ultimately responded. It then had to delay
the proceeding and draft an amended
complaint because it had relied on the
incorrect ethical rules for some of the
counts that arose out of the Northern
District Court matter. The OLR's need to
draft an amended complaint because of its
error should not be Attorney Boyle's
responsibility. Moreover, it was the filing
and service of an amended complaint that led
to additional disputes that ultimately
resulted in the OLR filing a motion for a
declaration of default. Further, because we
have decided not to adjudicate the five
counts arising from the Northern District
Court matter at this time, it appears that
there should be some reduction of the costs
connected with those counts.
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¶53 In addition, for unknown reasons,
the referee believed that it was necessary
to have an evidentiary "prove-up" hearing.
Although it is not clear from the record
what the referee thought such a hearing
would entail, the OLR was apparently
supposed to offer testimony and/or
documentary exhibits to prove the elements
of the various counts in its complaint.
That hearing ultimately resulted in
substantial preparation and an evidentiary
hearing that lasted for the better part of a
day, as well as the filing of additional
sets of proposed findings of fact and
conclusions of law by counsel for the OLR.
¶54 We see no need for a "prove-up"
hearing in this case. When a motion for
default is granted in a civil action, a
court often holds a hearing for the
plaintiff to prove the damages that result
from the defendant's conduct. Such a
hearing, however, does not require testimony
and documentary evidence on the merits of
the elements of liability. Those elements
are satisfied or not based on the
allegations of the complaint, which are
accepted as true due to the defendant's
default. Moreover, the "prove-up" hearing
that ultimately occurred in this case went
well beyond even allowing the OLR to present
evidence to support the allegations of the
amended complaint.
¶55 We think that the need for an
amended complaint and the occurrence of
a "prove-up" hearing on a default
constitute "[o]ther relevant circumstances"
that support a reduction of the cost amount
in this case. See SCR 22.24(1m)(f).
Rather than require more litigation about
what specific cost amounts should be
eliminated, we conclude that it would be
appropriate simply to reduce the requested
cost amount by 40%, which will result in
Attorney Boyle being required to pay costs
of $9,272.04.
¶56 IT IS ORDERED that Charles A. Boyle
is publicly reprimanded for his professional
misconduct.
¶57 IT IS FURTHER ORDERED that within 60
days of the date of this order, Charles A.
Boyle shall pay to the Office of Lawyer
Regulation costs in the amount of $9,272.04.
¶58 IT IS FURTHER ORDERED that the
director of the Office of Lawyer Regulation
shall advise the court if there has not been
full compliance with all conditions of this
order.
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¶59 ANN WALSH BRADLEY,
J. (dissenting). The OLR requested a
60-day suspension of Attorney Boyle's
license to practice law in Wisconsin for his
misconduct in this case. Following a
hearing, the referee recommended a 90-day
suspension. Nevertheless, the per curiam
opinion imposes only a public reprimand.
Because I determine that a public reprimand
is not sufficient discipline to address the
gravity of the conduct, I respectfully
dissent.
¶60 I believe the per curiam understates
Attorney Boyle's misrepresentations. I
consider making false statements to a
circuit court a grievous matter. See
SCR 20:3.3 ("A lawyer shall not knowingly []
make a false statement of fact or law to a
tribunal. . . .")
¶61 Attorney Boyle told a circuit court
judge that both the Board of Bar Examiners
(BBE) director and the Office of Lawyer
Regulation (OLR) director had signed off on
his pro hac vice application. He
specifically stated ". . . when we have the
Supreme Court’s Attorney Registration
Director, when we have the Director of the
Lawyers Regulation, okay, signing off on
this . . . ." Attorney Boyle further
asserted that "[t]he Office of Lawyer
Regulation approved it, [and] the Office of
Attorney Registration approved it . . . ."
¶62 He told a second circuit court judge
that he had been advised by the BBE to file
a pro hac vice petition, which was approved
and filed by the OLR. Additionally,
Attorney Boyle stated that he had begun
representing L.S. only two months before the
expiration of the applicable statute of
limitations on August 8, 2011, when in fact
it was more than four months.
¶63 There may be some confusion about
what representatives of BBE told Attorney
Boyle. Yet, there is nothing in the record
to indicate that the director of OLR had any
conversation about pro hac vice admission
with Attorney Boyle. It is also
uncontroverted that he began his
representation of L.S. more than two months
before August 8, 2011. He began
representing her on or about March 23, 2011.
¶64 The per curiam attempts to mitigate
the above misrepresentations by relying on
Boyle’s prior clean discipline record.
However, this is only partially correct.
¶65 The per curiam rests its sanction
determination, in part, on its finding
that "this is the first time in the
approximately three decades since his
admission to the practice of law in
Wisconsin that Attorney Boyle has been the
subject of professional discipline in this
state." Admittedly that is an accurate
statement, but it does not reflect the whole
picture.
¶66 Although Attorney Boyle has not
previously been disciplined in this state,
he has been disciplined elsewhere. This
court was recently informed that the
Illinois Supreme Court suspended Attorney
Boyle's license in that state for 60 days,
effective June 4, 2015, for conversion of
settlement funds in a medical malpractice
case.
¶67 The discipline had not been imposed
at the time the OLR filed its complaint, or
at the time of the hearing before the
referee, but it has come to our attention
during the pendency of the case before this
court. The per curiam should not justify
imposing a lesser sanction on its statement
that no prior discipline has been imposed in
this state, when it is now aware of the
Illinois suspension.
¶68 The per curiam also fails to fully
reflect the whole picture regarding Attorney
Boyle's conduct in the United States
District Court for the Northern District of
Illinois. His conduct came to OLR's
attention during its investigation in this
case. Allegations related to that conduct
were included in the OLR's amended complaint
and considered by the referee. I believe an
explanation of those allegations is
necessary to understand the recommendations
made by both the OLR and the referee.
¶69 The OLR's amended complaint alleged
and the referee considered five counts
arising out of Attorney Boyle's actions in a
civil case in the Northern District Court,
in addition to the five counts relating to
L.S. The per curiam dismisses the Northern
District counts, and uses the dismissal as
further support for its determination that a
public reprimand is appropriate. In light
of the fact that those counts were
considered by the OLR and the referee in
making their sanction recommendations, I
believe there should be more than a cursory
reference to those counts.
¶70 Essentially, in the Northern
District matter, the OLR alleged that
Attorney Boyle had falsely stated in an
appearance form that he held membership in
the Northern District Court's trial bar,
which was necessary under that court's rules
for him to appear by himself on behalf of
the client in a bench trial. When the
federal court informed him during the bench
trial, however, that he was not listed as a
member of the trial bar, Attorney Boyle
responded that he was not aware of that fact
and that he believed he was indeed a member
of the trial bar. Attorney Boyle explained
that he had been appointed as lead counsel
in certain Northern District Court cases
following his stint as an Assistant United
States Attorney and that he had also handled
a four-and-a-half month trial in the
Northern District Court. In subsequently
arguing against an adjournment of the trial,
Attorney Boyle became quite heated, refusing
to accept the judge's ruling and at one
point suggesting that the judge had a
personal animus against him. Ultimately,
the judge decided to adjourn the trial.
Attorney Boyle submitted his application to
the trial bar, which the judge granted a few
days later.
¶71 In addition, the OLR alleged that
when the trial reconvened, Attorney Boyle
offered an exhibit that had been previously
excluded from evidence under a different
exhibit number without alerting the court
and opposing counsel to that fact. When the
OLR asked Attorney Boyle to provide a
written explanation as to how this had
occurred, he failed to provide a meaningful
response. From these facts, the OLR brought
five counts of misconduct against Attorney
Boyle.
¶72 Although this court has jurisdiction
to adjudicate disciplinary cases involving
lawyers licensed to practice in this state
regardless of where the alleged misconduct
occurred, see SCR 20:8.5(a), the per
curiam
chooses not to exercise that jurisdiction in
this case. The per curiam states that the
alleged misconduct took place in a federal
court located within the state of Illinois,
but that it does not appear that either the
Northern District Court nor the Illinois
state regulatory authorities pursued
discipline against Attorney Boyle for his
apparent failure to understand that the
rules regarding trial appearances in the
Northern District Court had changed during
the decades he had been in practice and for
his improper behavior when that matter was
brought to his attention. The per curiam
does not believe it is necessary or
advisable in this instance for this court to
take upon itself the primary role of
adjudicating alleged misconduct that
occurred in another jurisdiction and
dismisses the five counts relating to that
misconduct.
¶73 Because I consider making false
statements to a court a grievous matter and
given his prior discipline imposed by the
Illinois Supreme Court, I conclude that a
public reprimand imposed by the per curiam
is inadequate discipline for Attorney
Boyle’s conduct. Additionally, because the
OLR and referee's recommendations were
based, in part, on the five Northern
District Court counts, I believe more than a
cursory reference to those counts is
necessary to understand their
recommendations.
¶74 For the foregoing reasons, I
respectfully dissent.
¶75 I am authorized to state that
Justice SHIRLEY S. ABRAHAMSON joins this
dissent.
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