Disciplinary Proceedings Against Bowe
2011 WI 48, 334 Wis.2d 360, 800 N.W.2d 367 (2011)
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ATTORNEY disciplinary
proceeding. Attorney publicly
reprimanded.
¶1 PER CURIAM. The Office of Lawyer
Regulation (OLR) filed a five-count
disciplinary complaint against Attorney Ann
T. Bowe alleging professional misconduct
arising from one client matter and seeking a
60-day suspension of her law license.
Attorney Bowe did not contest the
allegations of misconduct. Christine Harris
Taylor was appointed referee. Following a
hearing limited to the issue of discipline,
Referee Taylor recommended the imposition of
a public reprimand and costs.
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¶2 No appeal has been filed. The
matter is submitted for this court's review
pursuant to SCR 22.17(2). We conclude the
record supports the referee's findings of
fact and conclusions of law. We agree with
the referee's recommendation to impose a
public reprimand. We order Attorney Bowe to
bear the costs of this proceeding.
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¶3 Attorney Bowe was admitted to the
practice of law in Wisconsin in 1980 and
practices in Milwaukee. Her disciplinary
history consists of a 1993 consensual
private reprimand.
¶4 Attorney Bowe's professional
misconduct in this case arises from a single
client matter. In 2006 Cynthia M. retained
Attorney Bowe to secure a divorce from her
husband, John M., which subsequently formed
the basis of the following counts:
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COUNT I: By failing to serve the summons
and petition for divorce on John, resulting
in the failure to obtain personal
jurisdiction over him and the subsequent
vacatur of the Judgment more than a year
after it had been obtained, [Attorney] Bowe
violated SCR 20:1.3;
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COUNT II: By knowingly failing to serve
the summons and petition for divorce on John
as required by statute, and by prosecuting
the case to judgment without informing the
Court of the jurisdictional defect,
[Attorney] Bowe violated SCR 20:3.4(c);
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COUNT III: By signing and filing a
certificate of compliance with statutory
requirements that asserted, "The summons and
petition were served on the respondent via
the U.S. Postal Service on 03-13-06,"
knowing that the respondent had not been
properly served, [Attorney] Bowe violated
SCR 20:8.4(c);
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COUNT IV: By failing to serve or send
John divorce pleadings or notices she filed
with the court, [Attorney] Bowe violated SCR
20:3.5(b);
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COUNT V: By drafting and submitting in
her
proposed Judgment that "all necessary
parties have been duly served and ordered to
appear," and by submitting that proposed
Judgment to the Court for execution when she
knew the statement was false, [Attorney]
Bowe violated former SCR 20:3.3(a)(1).
¶5 As noted, the disciplinary
complaint's allegations are undisputed.
Attorney Bowe mailed a copy of the summons
and petition for divorce to John at the
marital residence, along with an
acknowledgement of service of the summons
and petition for divorce for John to execute
and return to Attorney Bowe. John never
executed the acknowledgement of service and
Attorney Bowe never received an executed
acknowledgement of service from John.
Because she did not serve John with a
summons and petition for divorce in the
divorce action, the circuit court lacked
personal jurisdiction over him.
¶6 Nonetheless, on June 22, 2006,
knowing John had not been served, Attorney
Bowe signed and filed a certificate of
compliance with statutory requirements which
stated: "The summons and petition were
served on the respondent via the U.S. Postal
Service on 03-13-06 . . . ." Service of a
summons and petition for divorce by U.S Mail
is not authorized by Wisconsin statute or
common law to secure personal jurisdiction
over a respondent in a divorce action.
¶7 In the same document, Attorney Bowe
certified to the court under penalty of
perjury: "All . . . parties in this action
have been served with a copy of this
certificate of compliance." Attorney Bowe,
however, had never served John with or
otherwise conveyed to him the certificate of
compliance.
¶8 On June 22, 2006, Attorney Bowe
prepared and caused to be executed by the
court an order for a pretrial conference,
which was required to be served upon John in
advance of the July 6, 2006, conference.
However, Attorney Bowe never served John
with or otherwise conveyed to him the order
for a pretrial conference. On July 6, 2006,
the pretrial conference was held. John did
not appear. The court set a temporary
orders motion hearing for July 31, 2006, and
a trial date of October 30, 2006.
¶9 As a result of a domestic violence
arrest and subsequent no-contact order, John
moved from the marital residence on or about
July 11, 2006. Attorney Bowe's motion for
temporary orders provided, in part, that on
July 11, 2006, John was arrested and charged
with battery and a no-contact order was
entered forbidding contact with Cynthia in
her home. Thus, Attorney Bowe acknowledged
in her motion that John no longer resided in
the marital residence.
¶10 Nonetheless, the affidavit of
mailing filed with the court indicated that
on July 24, 2006, Attorney Bowe's assistant
mailed to John, at the address of the
marital residence, the notice of motion and
motion for temporary orders for the July 31,
2006, hearing. When Attorney Bowe's
assistant mailed the notice to John
exclusively to the marital residence,
Attorney Bowe knew that John no longer
resided there and that address was no longer
valid for him.
¶11 Also, Attorney Bowe never conveyed
to John notice of the October 30, 2006,
trial date. Attorney Bowe knew John was not
properly served with the summons and
petition and the circuit court lacked
personal jurisdiction over him. John did
not appear at trial. On October 30, 2006,
in John's absence, the circuit court judge
granted a default divorce incorporating the
terms of Cynthia's proposed marital
settlement agreement. Attorney Bowe failed
to notify the court before it granted the
default divorce that John had not been
served with the summons and petition and the
court lacked personal jurisdiction over him.
¶12 Attorney Bowe prepared the findings
of fact, conclusions of law and judgment of
divorce. The judgment stated "all necessary
parties have been duly served and ordered to
appear." The judgment listed as John's
address the marital residence and
incorporated Cynthia's proposed marital
settlement, awarding her the marital
residence and requiring John to pay $3,000
per month in child support.
¶13 On November 15, 2006, Attorney Bowe
conveyed a copy of the proposed judgment to
John's criminal defense attorney. Under
cover letter of November 21, 2006, Attorney
Bowe conveyed the proposed judgment to the
judge for signature and entry, and the judge
signed it December 5, 2006. On December 12,
2006, the clerk of court entered the
judgment and mailed copies to the parties.
¶14 John subsequently filed a motion to
reopen the divorce judgment. Following a
March 12, 2008, evidentiary hearing on that
motion, the circuit court found no evidence
of proper service on John, vacated the
judgment, and dismissed the divorce action.
Represented by new counsel, Cynthia
initiated a second divorce action on March
20, 2008. Following the conclusion of the
first day of a contested trial on January
22, 2009, the parties were granted a
divorce. At a stipulated divorce hearing on
March 10, 2009, the court approved the
remaining terms of the divorce.
¶15 At the disciplinary hearing, Cynthia
testified it was only after she received
John's motion to reopen the divorce judgment
that she learned for the first time John had
not been served. She stated Attorney Bowe
did not take any responsibility for the
improper service. Cynthia said she needed
to pay new court costs and hire a new
attorney to review her case and represent
her. Cynthia testified that because her
divorce judgment had been vacated, her three
children were fearful her husband, who had
been in and out of jail, would be allowed
back in the house, causing her to be on "a
roller coaster ride emotionally and [she]
was all [her] three kids had."
¶16 Cynthia stated she was unsure how
much in fees she had paid Attorney Bowe, and
Attorney Bowe had not provided any financial
restitution. Cynthia said because she was
just recovering from cancer, she did not
keep track of what she paid; however, she
estimated she had paid Attorney Bowe
approximately $2,000 to $3,000. She
believed Attorney Bowe was responsible for
the $20,000 expended on her new attorneys,
because they spent a lot of time reviewing
her case that otherwise would have been
unnecessary.
¶17 On cross-examination, Attorney
Bowe's attorney inquired, "What makes you
think . . . that if Ann Bowe had properly
served your husband, anything that has
happened in your second divorce would not
have happened in the first?" Cynthia
answered, "I don't think anybody knows that
outcome."
¶18 Attorney Bowe testified at the
disciplinary hearing Cynthia had paid a
$1,000 retainer plus $250 in costs.
Attorney Bowe acknowledged she was
completely responsible for her misconduct
and that she had "just screwed up."
Attorney Bowe said she gave in to the
pressure of getting the case over, and that
she knows she should "not cut corners."
Attorney Bowe testified she was willing to
pay Cynthia's attorney fees for her new
representation.
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¶19 The OLR argued in favor of a 60-day
license suspension due to the repetitive
nature of Attorney Bowe's misconduct. The
OLR claimed Attorney Bowe's many years of
experience practicing law should be
considered as an aggravating factor in
assessing discipline. The OLR stated,
however, as mitigating factors, no selfish
motive of financial gain was shown, and
there was no evidence of any motive other
than to try and cut corners. Also, it
pointed out, Attorney Bowe had been
cooperative with the OLR and had shown
remorse and accepted responsibility.
¶20 Nonetheless, the OLR asserted that
consistent with Section 6.12 of the ABA
Standards, a suspension is warranted when an
attorney knows false statements are
submitted to the court but takes no remedial
action and causes a potentially adverse
impact in a legal proceeding.
¶21 With respect to restitution, the OLR
stated:
OLR is not requesting restitution during
the course of this proceeding. If there's
going to be restitution, it's going to be
handled between the parties or through
litigation or what have you, but OLR is not
requesting restitution.
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¶22 Balancing the several factors, the
referee concluded a public reprimand was
sufficient discipline. The referee noted
Attorney Bowe was privately reprimanded in
1993, but due to the lapse of time, that
disciplinary history was not a factor.
Also, the referee stated restitution was not
an issue in these proceedings because if
there would be restitution, it would be
handled in another forum.
¶23 The referee found, as aggravating
factors, that Attorney Bowe engaged in a
pattern of misconduct arising out of one
client matter and the number of violations
was significant. However, the referee also
found Attorney Bowe has a reputation for
being a conscientious and competent
attorney, who is well prepared and respected
by other attorneys, court commissioners, and
judges. The referee also found Attorney
Bowe is an experienced lawyer, having been
in practice for 26 years when the violations
in this matter arose.
¶24 As mitigating factors, the referee
found "a complete absence of dishonest or
selfish motive" and no evidence indicating
any financial gain, or that Attorney Bowe
misled the court for other ulterior
motives. The referee found, "Bowe's
testimony was contrite, humble and
apologetic when she stated that ' . . . I
succumbed to the pressure of somebody who
really, really wanted to get this done
instead of doing what I should have done,
which is not cut corners.'"
¶25 Also, the referee determined
Attorney Bowe had been cooperative with OLR
in its investigation and during these
proceedings. The referee found Attorney
Bowe immediately accepted responsibility for
her actions, expressed remorse, and
recognized the impact on her client.
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¶26 The court will affirm the referee's
findings of fact unless they are clearly
erroneous. In re Disciplinary Proceedings
Against Eisenberg, 2004 WI 14, ¶5, 269
Wis.
2d 43, 675 N.W.2d 747. The referee's
conclusions of law are reviewed de novo.
Id. Although this court takes into
account
the referee's recommendation, it does not
accord it great weight because ultimately it
is this court's responsibility to determine
appropriate discipline. See In re
Disciplinary Proceedings Against Reitz,
2005
WI 39, ¶74, 279 Wis. 2d 550, 694 N.W.2d
894. In its de novo review, the court
considers the seriousness of the misconduct
along with the need to protect the public,
courts, and legal system from repetition of
misconduct, and to impress upon the attorney
the seriousness of the misconduct and deter
other attorneys from engaging in similar
misconduct. In re Disciplinary
Proceedings
Against Alia, 2006 WI 12, ¶88, 288 Wis. 2d
299, 709 N.W.2d 399.
¶27 Upon our independent review, we are
satisfied the referee's findings of fact are
not clearly erroneous and the record
supports her conclusions. We agree with the
referee's reasoning and conclude a public
reprimand is sufficient discipline to
achieve the goals of attorney discipline.
Although we are persuaded a suspension is
not necessary to protect the public and the
judicial system in this instance, Attorney
Bowe is admonished that a public reprimand
should not be interpreted as indicating this
court is untroubled by her misconduct.
¶28 As noted in other cases involving
misrepresentations to a court, an attorney's
duty of candor toward the tribunal is
central to the court's function. See
In re
Disciplinary Proceedings Against Kohler,
2009 WI 24, ¶38, 316 Wis. 2d 17, 31, 762
N.W.2d 377; see also In re
Disciplinary
Proceedings Against Kalal, 2002 WI 45, ¶1,
252 Wis. 2d 261, 643 N.W.2d 466. Attorney
Bowe's repeated misrepresentations to the
court are a serious breach of her
obligations as an officer of the court.
¶29 Courts are entitled to expect strict
compliance with an attorney's fundamental
duty to adhere to the truth. Cutting
corners in this instance was not only a
disservice to her client but damaged the
legal profession as well. We determine
Attorney Bowe should be publicly reprimanded
for her professional misconduct. We
conclude she should be required to pay the
full costs of this disciplinary proceeding,
which were $2,728.53 as of March 22, 2011.
No restitution was sought and none is
ordered in this proceeding.
¶30 IT IS ORDERED that Ann T. Bowe is
publicly reprimanded for her professional
misconduct.
¶31 IT IS FURTHER ORDERED that within 60
days of the date of this order, Ann T. Bowe
pay to the Office of Lawyer Regulation the
costs of this proceeding. If the costs are
not paid within the time specified and
absent a showing to this court of her
inability to pay the costs within that time,
the license of Ann T. Bowe to practice law
in Wisconsin shall be suspended until
further order of the court.
¶32 SHIRLEY S. ABRAHAMSON, C.J.
(Dissenting). Pursuant to SCR 22.17(2),
I
would order briefs on the issues of
discipline and restitution. I therefore
respectfully dissent.
¶33 I am authorized to state that
Justices ANN WALSH BRADLEY and N. PATRICK
CROOKS join this dissent.
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