Disciplinary Proceedings Against Bryant
2014 WI 43, 6/24/2014 (2014)
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ATTORNEY disciplinary
proceeding. Attorney's license
suspended.
¶1 PER CURIAM. We review the report
and recommendation of the referee, Attorney
Lisa C. Goldman, which was based in part
upon the stipulation of the Office of Lawyer
Regulation (OLR) and Attorney Andrew J.
Bryant. As jointly requested by the
parties, the referee recommends that
Attorney Bryant's license be suspended for a
period of four months. The referee,
however, adds to the parties' stipulation
and recommends that the court impose a
number of conditions upon Attorney Bryant's
reinstatement to the practice of law and
upon his practice of law following his
reinstatement.
¶2 After thoroughly reviewing the
parties' stipulation, the referee's
recommendation, and the record in this
matter, we conclude that the stipulated
facts demonstrate that Attorney Bryant
committed all of the 15 counts of misconduct
alleged in the OLR's complaint. We
determine that the requested level of
discipline, a four-month suspension, is an
appropriate level of discipline to impose
for Attorney Bryant's professional
misconduct. While we agree with the referee
that Attorney Bryant should be required to
pay restitution to two former clients, we do
not follow the referee's recommendation
regarding the imposition of a monitoring
program. We impose other conditions on
Attorney Bryant's reinstatement that we
believe will adequately ensure Attorney
Bryant's ability to practice law and conform
his conduct to the Rules of Professional
Conduct for Attorneys.
Attorney Bryant's Practice and
Disciplinary History
¶3 According to the referee's report,
Attorney Bryant was admitted to the practice
of law in Wisconsin in 1992. He most
recently practiced as a solo attorney in
Verona.
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¶4 Attorney Bryant has received
professional discipline on one prior
occasion. In January 2012 Attorney Bryant
received a consensual private reprimand
arising out of his representation of a
client in a post-divorce proceeding
regarding the modification of child
support. Private Reprimand, No. 2012-01.
His misconduct in that matter included a
lack of competence, a lack of diligence, a
failure to consult with his client regarding
the means by which the objectives of the
representation were to be pursued, and a
failure to keep his client adequately
informed.
¶5 In addition, although it does not
qualify as the imposition of professional
discipline, it should be noted that in 2012
this court issued two separate orders
temporarily suspending Attorney Bryant's
license due to his willful failure to
cooperate with OLR grievance
investigations. Both of those temporary
suspensions have remained in effect up to
the date of this opinion.
Allegations of the Complaint
¶6 The OLR's complaint in this matter
alleged 15 separate counts of misconduct
arising out of three client representations
and the practice of law during a period of
suspension.
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¶7 The first count of the OLR's
complaint alleged that Attorney Bryant had
failed to pay his bar dues and supreme court
assessments and to provide a signed trust
account certification, all of which were due
on July 1, 2010. In September 2010 the
State Bar of Wisconsin sent Attorney Bryant
a letter advising him that if he did not pay
his bar dues and assessments and provide his
trust account certification by 5:00 p.m. on
November 1, 2010, his license to practice
law in this state would be automatically
suspended. Attorney Bryant failed to comply
with his obligations, and his law license
was suspended on November 1, 2010. On
November 4, 2010, Attorney Bryant appeared
at circuit court proceedings on behalf of
clients in two separate actions—one in Dane
County circuit court and one in Columbia
County circuit court. In addition, in the
Columbia County case Attorney Bryant also
filed a motion and affidavit on behalf of
his clients. Attorney Bryant's law license
was subsequently reinstated on November 9,
2010. The complaint alleged that Attorney
Bryant's practice of law while his license
was administratively suspended constituted a
violation of SCRs 10.03(6), 20:1.15(i)(4),
and 22.26(2), which are enforced via SCR
20:8.4(f).
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¶8 Counts two through six of the
complaint related to Attorney Bryant's
representation of V.F. and J.R., who were
husband and wife. In September 2009 the
couple retained Attorney Bryant for the
purpose of filing a joint petition for
divorce. Attorney Bryant did not obtain a
written conflict waiver for the
representation of both individuals. He told
V.F. that the entire representation could be
completed for $1,500 so V.F. gave Attorney
Bryant a check for that amount. Attorney
Bryant deposited the funds into his business
account but did not follow any of the
requirements for the advanced fee
alternative procedure in SCR 20:1.15(b)
(4m). Although Attorney Bryant expected
that the cost of the representation would
exceed $1,000, he did not prepare a written
fee agreement.
¶9 Shortly after his initial meeting
with V.F. and J.R., Attorney Bryant prepared
a joint petition for divorce, obtained the
signatures of both spouses, and filed the
petition in the Dane County circuit court.
In November 2009 Attorney Bryant spoke with
V.F. about the need to obtain an expedited
divorce hearing due to the deteriorating
mental competence of J.R. Attorney Bryant
promised to prepare and submit a proposed
Marital Settlement Agreement (MSA) to V.F.
for his review. In January 2010 Attorney
Bryant met with both V.F. and J.R. to review
their financial disclosure statements and to
discuss the proposed MSA. In April 2010
Attorney Bryant received an executed
signature page for the MSA from V.F. He did
not receive a signature page from J.R.
¶10 In May 2010 the circuit court issued
a notice stating that due to inactivity in
the matter, it would place the divorce
action on the June 25, 2010 docket for
possible dismissal. Neither Attorney Bryant
nor either of the parties appeared before
the circuit court on June 25, 2010, causing
the court to dismiss the action. The court
issued a written order of dismissal in early
July 2010.
¶11 Attorney Bryant did not notify his
clients of the dismissal. Indeed, V.F. and
J.R. did not receive any correspondence from
Attorney Bryant from September 2009 through
September 2010. Around that time V.F.
learned from his daughter that the divorce
action had been dismissed. On several
occasions he asked Attorney Bryant to re-
file the divorce petition, but Attorney
Bryant did not do so. In December 2010
V.F.'s daughter sent multiple e-mails to
Attorney Bryant again asking him to re-file
the divorce petition and to seek an
expedited hearing. Finally, on December 16,
2010, Attorney Bryant re-filed the divorce
petition, although he did not ask for an
expedited hearing.
¶12 On February 1, 2011, V.F. terminated
Attorney Bryant's representation and
retained Attorney Anthony Menting to proceed
with the divorce action. On that same date
Attorney Menting sent a draft stipulation
and order for substitution of counsel to
Attorney Bryant and also requested that
Attorney Bryant provide a complete copy of
his file on the matter. Attorney Bryant did
not provide the file or otherwise respond to
the letter. Attorney Menting sent another
letter to Attorney Bryant regarding these
matters in mid-February. On March 16, 2011,
Attorney Bryant forwarded the file to
Attorney Menting.
¶13 On March 29, 2011, Attorney Bryant
sent an invoice to V.F. The invoice sought
$800 for Attorney Bryant's fees and $369 for
disbursed costs. Attorney Bryant offered to
return the remainder of the $1,500 advanced
fee ($331) to V.F. On June 24, 2011,
Attorney Bryant sent a check to V.F. in the
amount of $331 pursuant to his offer. V.F.
rejected the check.
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¶14 The complaint alleged that Attorney
Bryant had committed five ethical violations
in connection with his representation of
V.F. and J.R. By representing two
individuals in a joint divorce petition
without obtaining a written waiver of the
conflict, Attorney Bryant violated SCR 20:1.7
(a) (Count Two). By failing to utilize a
written fee agreement when he had agreed to
represent V.F. and J.R. for a fee of $1,500,
Attorney Bryant violated SCR 20:1.5(b)(2)
(Count Three). By accepting the $1,500
advanced fee and failing to deposit the
advanced fee into his trust account in the
absence of any intent to utilize the
alternative advanced fee procedure, Attorney
Bryant violated SCR 20:1.15(b)(4) (Count
Four). The complaint further alleged that
Attorney Bryant had demonstrated a lack of
reasonable diligence, in violation of SCR
20:1.3, by failing to advance the interests
of his clients for more than a year after
the clients informed him of their need to
expedite the matter due to J.R.'s failing
health (Count Five). Finally, Attorney
Bryant's failure to provide the clients'
file to successor counsel in a timely
manner, despite requests to do so,
constituted a violation of SCR 20:1.16(d)
(Count Six).
¶15 Counts seven through twelve of the
complaint related to Attorney Bryant's
representation of client M.C. Attorney
Bryant was retained by M.C. as successor
counsel in a personal injury lawsuit that
M.C. had filed arising out of injuries he
had suffered in a motor vehicle collision.
Attorney Bryant first appeared on M.C.'s
behalf at a scheduling conference held on
January 6, 2010. The resulting scheduling
order required M.C. to provide the
defendants with a preliminary list of lay
and expert witnesses and a written summary
report by February 5, 2010. The order
contained the following statement in bold
capital letters: "FAILURE TO ABIDE BY
THIS ORDER MAY RESULT IN SANCTIONS."
Attorney Bryant did not provide either the
preliminary witness list or the summary
report as mandated by the scheduling order,
nor did he request an extension to do so.
¶16 Due to Attorney Bryant's
noncompliance, the circuit court held a
second scheduling conference on May 14,
2010. At that time, three months after the
initial deadline, Attorney Bryant filed
M.C.'s list of expected lay and expert
witnesses. Attorney Bryant named all of
M.C.'s treating physicians and a vocational
expert. At the second scheduling
conference, the circuit court required M.C.
to provide all expert witness reports by
July 16, 2010. The resulting scheduling
order contained the same warning about
possible sanctions for noncompliance as had
been in the first scheduling order. Despite
the warning, Attorney Bryant failed to
provide the expert witness reports by the
scheduled date and did not seek an extension
of the deadline.
¶17 Attorney Bryant's noncompliance
caused the defendants to file a motion for
sanctions. Attorney Bryant did not file a
written response to the motion. After
holding a hearing on the motion on August
26, 2010, the court decided not to impose
sanctions at that time. It issued a third
scheduling order, which extended the
deadline for submitting expert witness
reports until October 8, 2010. This order
again contained the warning about the
possibility of sanctions in the event of
noncompliance. It also specifically
provided that if the expert witness reports
were not submitted by the new deadline, M.C.
would be barred from introducing the
experts' testimony at trial. Attorney
Bryant again failed either to comply with
the new scheduling order or to seek a
further extension of time.
¶18 The defendants renewed their motion
for sanctions, seeking an order prohibiting
M.C. from introducing any expert testimony.
Attorney Bryant did not file a written
response to the motion or advise M.C. that
the motion had been filed. On October 25,
2010, the court entered an order in which it
required M.C. within 10 days to pay to the
defendants' counsel the $1,087.50 in
attorney fees that had been incurred in
connection with the August 26, 2010 hearing
on the defendants' original motion to
compel. Attorney Bryant did not pay the
sanction himself or notify M.C. that he had
been ordered to pay the defendants' attorney
fees.
¶19 In November 2010 the defendants
filed a motion to dismiss due to M.C.'s
failure to prosecute and the noncompliance
with the various court orders. Attorney
Bryant again did not file a response or
notify M.C. that such a motion had been
filed. Finding that the plaintiff's failure
to comply with its orders had been
egregious, the circuit court granted the
motion to dismiss. It issued a formal order
of dismissal with prejudice on January 6,
2011. Attorney Bryant did not inform M.C.
that his complaint had been dismissed and
could not be re-filed.
¶20 On February 28, 2011, M.C. met with
Attorney Bryant to discuss his case. At
that time Attorney Bryant admitted that he
had acted improperly, that M.C.'s case had
been dismissed with prejudice, and that M.C.
would not be able to obtain any recovery for
his injuries.
¶21 According to Attorney Bryant's file,
during the nearly one-year period in which
he had represented M.C., he had not served
any discovery requests on any of the
defendants, had not interviewed any of
M.C.'s treating physicians, and had not
obtained any expert reports (even
provisional ones) from the physicians or
from a vocational expert. He did not
prepare or file any written responses to the
sanction motions. There also is no evidence
that Attorney Bryant sent any written or
electronic correspondence to M.C. regarding
the case or the various sanction motions
filed by the defendants.
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¶22 The complaint alleged six counts of
misconduct related to Attorney Bryant's
representation of M.C. Count Seven of the
complaint alleged that Attorney Bryant had
violated SCR 20:1.1 by failing to provide
the requisite skill, thoroughness, and
preparation reasonably necessary for the
representation. The complaint also alleged
that Attorney Bryant had failed to act with
reasonable diligence, in violation of SCR
20:1.3 (Count Eight), and had failed to make
reasonable efforts to expedite M.C.'s
litigation, in violation of SCR 20:3.2
(Count Nine). In addition, by failing to
advise M.C. about his failures to comply
with the various scheduling orders, about
the two sanction motions, and ultimately
about the dismissal of his complaint,
Attorney Bryant failed to keep his client
reasonably informed about the status of the
representation, in violation of SCR 20:1.4(a)
(3) (Count Ten). Those same failures of
communication also formed the basis for
Count Eleven of the complaint, which alleged
a violation of SCR 20:1.4(b) for failing to
explain matters sufficiently to allow M.C.
to make informed decisions regarding the
representation. Count Twelve of the
complaint alleged that Attorney Bryant had
knowingly disobeyed the circuit court's
various scheduling and sanction orders,
leading to the dismissal of M.C.'s
complaint, in violation of SCR 20:3.4(c).
¶23 The last set of counts in the
complaint related to Attorney Bryant's
representation of C.H., a respondent in a
divorce action. Attorney Bryant apparently
entered an appearance in the divorce action
after it had been pending for a substantial
amount of time. On September 5, 2007,
approximately six months after he entered
his appearance on C.H.'s behalf, opposing
counsel sent proposed findings of fact,
conclusions of law, and a judgment of
divorce (the judgment) to Attorney Bryant
for his review pursuant to a directive from
the court. On October 24, 2007, opposing
counsel sent a letter to the circuit court
stating that Attorney Bryant had not
responded to the proposed judgment. On
October 30, 2007, opposing counsel filed a
motion for contempt, which was noticed for
hearing on November 28, 2007. On that same
date the court signed the proposed judgment
without receiving any comments on the
document from Attorney Bryant. One
provision of the judgment was that D.H.,
C.H.'s spouse, was to receive ownership of
some individual retirement accounts (IRAs)
and an annuity that were titled in C.H.'s
name and were being administered by
Northwestern Mutual Life Insurance Company
(NML).
¶24 On November 28, 2007, Attorney
Bryant filed a notice of appeal from the
judgment of divorce signed by the circuit
court. On that same date, the circuit court
conducted a hearing on D.H.'s motion for
contempt. The court found C.H. in contempt
and ordered her to prepare a Qualified
Domestic Relations Order (QDRO) that would
transfer specified assets to D.H.
¶25 Attorney Bryant subsequently
contacted Jewel Goodwin at NML regarding the
transfer of the specified assets to D.H.
Goodwin informed Attorney Bryant that NML
required a copy of the court's judgment
before it would transfer the assets. On
December 28, 2007, Attorney Bryant sent NML
a copy of the notice of appeal he had filed
rather than a copy of the judgment. His
communication informed NML that C.H.
had "appealed the entire decision." On the
basis of this representation and document,
NML did not transfer the assets to D.H.
¶26 When D.H.'s counsel had not received
a draft QDRO by January 10, 2008, he
requested a status conference with the
circuit court. The court subsequently
issued an order directing Attorney Bryant to
draft the QDRO consistent with the court's
judgment. On February 18, 2008, D.H.'s
counsel sent a letter to Attorney Bryant
inquiring about the status of the QDRO. On
April 1, 2008, D.H.'s counsel sent a letter
to the circuit court complaining that he had
still not received a completed QDRO from
Attorney Bryant. In late May 2008, the
court ordered Attorney Bryant to pay $500 to
opposing counsel for his fees connected with
the delay in the preparation of the QDRO.
The court also ordered Attorney Bryant to
turn over all materials relating to the QDRO
to a neutral attorney selected by the court,
who would prepare the QDRO. The court
further ordered that the neutral attorney's
fees would be paid by Attorney Bryant and
his client.
¶27 In October 2009 the court of appeals
affirmed the circuit court's judgment of
divorce. Shortly thereafter, D.H. sent a
copy of the court of appeals' decision to
Goodwin at NML, who forwarded the
information to Connie Piskula, who handled
IRA matters. Although the circuit court's
judgment had now been affirmed on appeal, on
October 29, 2009, Attorney Bryant sent a
facsimile transmission to Piskula, which
stated that "the status of the case is
pending, issues remain unresolved and no
distributions or changes to accounts or
policies should be made at this time." On
November 3, 2009, Attorney Bryant telephoned
Piskula and told her to wait on the transfer
of the assets to D.H. because Attorney
Bryant had filed a motion for rehearing.
This was a false statement because he had
not filed any such motion.
¶28 On November 17, 2009, Piskula sent a
facsimile transmission to Attorney Bryant,
which recited the statements he had made
during the telephone call on November 3,
2009, and asked for a copy of the motion for
rehearing. The communication further
advised Attorney Bryant that if Piskula did
not receive a copy of the motion by November
20, 2009, she would lift all transfer
restrictions on C.H.'s accounts. Attorney
Bryant did not respond. Consequently, NML
transferred ownership of the IRAs and the
annuity to D.H. on December 1, 2009, more
than two years after the entry of the
divorce judgment.
¶29 In a hearing held shortly after the
transfer of the accounts to D.H., the
circuit court described Attorney Bryant's
statements in the matter
as "misleading," "not truthful"
and "undertaken for the purpose of delay."
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¶30 The complaint alleged three counts
arising out of Attorney Bryant's
representation of C.H. and his interactions
with NML. By taking steps to delay the
transfer of ownership of the IRA and annuity
accounts, when Attorney Bryant knew that
such actions would serve merely to harass or
injure D.H., Attorney Bryant violated SCR
20:3.1(a)(3) (Count Thirteen). Further,
Attorney Bryant's false statements to NML in
which he had misrepresented the status of
the appeal and had claimed that a motion for
rehearing had been filed constituted
violations of SCR 20:4.1(a)(1) (Count
Fourteen). Finally, the complaint alleged
that those same misrepresentations had also
constituted violations of SCR 20:8.4(c)
(Count Fifteen).
Procedural History before the Referee
¶31 Attorney Bryant did not file an
answer to the complaint. After the referee
was appointed, Attorney Bryant reached a
stipulation with the OLR. The stipulation
was not set forth in a written document
signed by the parties. Rather, at a May 17,
2012 hearing the parties orally put the
stipulation on the record through the OLR's
examination of Attorney Bryant. Through his
answers to the OLR's questions, Attorney
Bryant stipulated that the factual
allegations in the complaint were accurate
and that he had committed all of the 15
counts of misconduct alleged in the
complaint. With respect to the requested
sanction, Attorney Bryant acknowledged that
the OLR was seeking a four-month suspension
of his license to practice law in Wisconsin,
and he agreed to jointly request that level
of discipline. Attorney Bryant also
stipulated that he owed restitution in the
amount of $1,500 to his former client V.F.
¶32 During the examination, the OLR's
counsel obtained statements from Attorney
Bryant that he understood the allegations of
the complaint, that he was not being coerced
into entering into the stipulation, that no
one had promised him anything to enter into
the stipulation, that he understood that he
had a right to consult with and be
represented by counsel, that he was waiving
his right to counsel, and that he was
entering the stipulation freely and
voluntarily.
¶33 Following the examination conducted
by counsel for the OLR, the referee also
asked a series of questions of Attorney
Bryant. One of the questions the referee
asked was whether there was anything
Attorney Bryant wished the referee to know
before she prepared her report. Attorney
Bryant spoke in response about having a
sense of remorse and about accepting
responsibility for his misconduct. During
this part of the hearing, Attorney Bryant
also agreed to repay the entire $1,500
advanced fee to V.F. and J.R. He did not
mention any specific factors that had caused
him to engage in the misconduct.
¶34 Over the next several months
following this hearing, the referee asked
the parties to provide information regarding
Attorney Bryant's employment history so she
could consider that in the context of
preparing her report and sanction
recommendation. She was interested in
particular whether there was a reason why
Attorney Bryant's conduct had changed after
having practiced approximately 13 years
without any misconduct. The referee
specifically asked whether Attorney Bryant
had experienced any mental health or
substance abuse problems.
¶35 Attorney Bryant did not respond to
the referee's repeated requests for
information. The OLR on multiple occasions
advised the referee that it was unaware of
any issues related to mental health or
substance abuse and that there was no
evidence regarding those matters in the
record of the proceeding. It stated that
its file in the matter did not "indicate the
need to explore such issues."
¶36 On September 13, 2012, the OLR's
counsel sent a letter to the referee,
stating that an OLR investigator had
received a letter indicating that Attorney
Bryant was receiving treatment for mental
health issues. It again asserted that it
had not possessed any information regarding
this issue prior to this letter.
¶37 On September 18, 2012, the referee
filed her report and recommendation. Based
on Attorney Bryant's stipulation, the
referee found that the allegations of the
complaint had been admitted and that
Attorney Bryant had violated each of the
rules as alleged in the 15 counts of the
complaint.
¶38 Turning to the issue of the
appropriate level of discipline, the referee
agreed with the parties that a four-month
suspension of Attorney Bryant's license to
practice law in this state would be proper.
She added a recommendation that as a
condition of reinstatement Attorney Bryant
should be ordered "to contact WisLAP and
agree to all evaluations WisLAP demands at
Mr. Bryant's expense, to sign a monitoring
contract with WisLAP if so recommended by
WisLAP, to execute any documents and
releases necessary to allow WisLAP to
monitor Mr. Bryant's treatment, to follow
all recommendations of WisLAP, pay all fees
associated with a contract with WisLAP, and
successfully complete his WisLAP
contract . . . ." In light of Attorney
Bryant's agreement at the May 17, 2012
hearing, the referee further recommended
that Attorney Bryant should be ordered to
pay $1,500 in restitution to V.F. and J.R.
Finally, the referee recommended that
Attorney Bryant be required to pay the full
costs of this proceeding.
¶39 In the discussion section of her
report, the referee commented that Attorney
Bryant had been "very remorseful" for his
actions and had "exhibited genuine concern
for his conduct." The referee also raised
the issue of mental health or substance
abuse problems. She acknowledged that there
was no evidence in the record regarding such
issues. Moreover, the referee stated that
at the May 17, 2012 hearing Attorney Bryant
had appeared coherent, had acknowledged the
nature of his behavior, and had accepted
responsibility for his misdeeds. The
referee explained that she had sought the
information regarding Attorney Bryant's
employment history in order to demonstrate
in her report that his misconduct at issue
in this proceeding had been a "blip on an
otherwise healthy career." The referee
continued that Attorney Bryant's ongoing
failure over several months to respond to
any of her requests for the employment
information had bewildered her and had led
her to believe that whatever problems had
precipitated the misconduct had not been
resolved. Thus, she had gone beyond the
parties' stipulation to include the
recommendation for monitoring by WisLAP.
Post-report Proceedings in this Court
¶40 Within a week after the referee
filed her report in this matter, the OLR
received a letter from one of Attorney
Bryant's health care providers. The
provider stated that he was writing at the
request of and with the permission of
Attorney Bryant. The letter described
health issues which were then affecting
Attorney Bryant and which had led to
symptoms that included problems with memory,
concentration, and the ability to make
decisions. The letter further stated that
due to those health issues, Attorney Bryant
was unable at that time to respond to
complaints that had been filed with the
OLR. It requested that the OLR temporarily
suspend all administrative proceedings
involving Attorney Bryant.
¶41 Although the referee had expressed
concern about the reasons for Attorney
Bryant's misconduct and whether any
underlying problems had been resolved, there
is no indication that the OLR provided a
copy of the letter to the referee in this
matter. The OLR also did not file a copy of
the letter in this proceeding. It did file
a copy of the letter in a miscellaneous
court file in which the OLR was seeking a
temporary suspension due to Attorney
Bryant's failure to cooperate with other
grievance investigations.
¶42 As a result of the contents of this
letter, this court subsequently issued an
order on May 24, 2013, requiring responses
from both Attorney Bryant and the OLR. The
court's order asked the parties to provide
an update on the status of Attorney Bryant's
health, to discuss whether he was currently
able to participate in disciplinary
investigations and proceedings, whether his
health problems had any impact on his
ability to make a knowing and voluntary
decision to enter into the stipulation in
this case, and whether he had a basis or a
desire to assert in this case that the
sanction for any misconduct found in this
case should be mitigated because of health
problems during the time of the misconduct.
¶43 Attorney Bryant's substantive
response to the court's order stated that
his health had improved over the preceding
several months and that he was now able to
participate in all disciplinary
investigations and proceedings. The
response further stated that while his
health problems had affected the energy and
commitment with which he had dealt with the
proceedings before the referee, his decision
to enter into the stipulation and waive
certain rights had been made knowingly,
intelligently and voluntarily. Finally, the
response asserted that while his health
problems had been a contributing factor in
his failures to perform diligently and
competently in the cases at issue in this
proceeding, he did not wish to argue in this
proceeding that his misconduct had been
caused by his health problems. He stated
that he continued to stand by the stipulated
request for a four-month suspension of his
license to practice law in Wisconsin.
Discussion and Decision
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¶44 When we review a referee's report
and recommendation in an attorney
disciplinary proceeding, we affirm a
referee's findings of fact unless they are
found to be clearly erroneous, but we review
the referee's conclusions of law on a de
novo basis. In re Disciplinary
Proceedings Against Inglimo, 2007 WI 126,
¶5, 305 Wis. 2d 71, 740 N.W.2d 125. We
determine the appropriate level of
discipline given the particular facts of
each case, independent of the referee's
recommendation, but benefiting from it.
In re Disciplinary Proceedings Against
Widule, 2003 WI 34, ¶44, 261 Wis. 2d 45,
660 N.W.2d 686.
¶45 In light of Attorney Bryant's
stipulation, we accept the referee's
findings of fact based on the OLR's
complaint. We further agree with the
referee that those findings support the
legal conclusion that Attorney Bryant
committed the ethical violations alleged in
each of the 15 counts of the OLR's
complaint.
¶46 Turning to the issue of sanction, we
determine that a four-month suspension is an
appropriate level of discipline to impose in
light of the facts of this case. Given the
presence of prior discipline, the number of
counts of misconduct, the number of clients
impacted by the misconduct, and the
seriousness of the misconduct, a suspension
is clearly required. Recognizing that each
case is unique in its facts, a four-month
suspension here is supported by the cases
cited by the OLR in its sanction memorandum
to the referee. See In re
Disciplinary Proceedings Against Hammis,
2011 WI 3, 331 Wis. 2d 19, 793 N.W.2d 884;
In re Disciplinary Proceedings Against
Goldstein, 2004 WI 87, 273 Wis. 2d 517,
681 N.W.2d 891.
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¶47 We also agree with the referee that
Attorney Bryant should be ordered to pay
restitution to V.F. and J.R. in the amount
of $1,500. Attorney Bryant has explicitly
agreed that restitution in this amount
is "due and owing."
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¶48 We differ from the referee, however,
with respect to her recommendation regarding
the imposition of conditions on Attorney
Bryant's reinstatement. We share the
referee's concern that something appears to
have changed in Attorney Bryant's practice
of law that led him into running afoul of
the Rules of Professional Conduct after
years of properly practicing law. We were
particularly concerned by the letter
submitted by Attorney Bryant's health care
provider which stated that in 2012 Attorney
Bryant was incapable of participating in
disciplinary proceedings or even responding
to OLR's investigatory requests. Attorney
Bryant through his counsel, however, has
stated that his health has improved. The
OLR, which has been continuing to deal with
Attorney Bryant in another pending
proceeding, has not advised this court that
his health problems are still rendering him
unable to make reasoned decisions or
otherwise act with the judgment required of
an attorney. Moreover, we note that
Attorney Bryant has sought treatment for the
problems that have afflicted him.
¶49 For all of these reasons, we do not
think it necessary to require Attorney
Bryant to submit to an extended monitoring
program administered by WisLAP. In order to
ensure that Attorney Bryant's health will be
in a sufficient condition to allow him to
resume the practice of law, however, we
conclude that the reinstatement of his
license to practice law in this state
following his four-month suspension should
be conditioned upon him obtaining a
satisfactory mental health evaluation and
providing that evaluation to the OLR. In
order to be satisfactory, the evaluator must
render an opinion, to a reasonable degree of
professional certainty, that Attorney Bryant
is presently capable of discharging the
duties of a person licensed to practice law
in this state. We further conclude that as
an additional condition of reinstatement,
Attorney Bryant must execute medical
releases that authorize the OLR for a period
of three years to review his medical and
mental health records and to speak with his
medical or mental health care providers.
Once Attorney Bryant has complied with these
conditions and the other conditions that are
always required for reinstatement after a
disciplinary suspension of less than six
months, his license to practice law in this
state can be reinstated.
¶50 Finally, we turn to the issue of the
costs of this proceeding. Attorney Bryant
has not objected to the statement of costs
submitted by the OLR. Because there are no
factors present in this case that would lead
us to deviate from our general policy of
imposing all costs on an attorney who has
been found to have committed professional
misconduct, we require Attorney Bryant to
pay the full costs of this proceeding.
¶51 IT IS ORDERED that the license of
Andrew J. Bryant to practice law in
Wisconsin is suspended for a period of four
months, effective the date of this order.
¶52 IT IS FURTHER ORDERED that, as a
condition of the reinstatement of his
license to practice law in Wisconsin, Andrew
J. Bryant shall take the following actions:
(1) obtain a satisfactory mental health
evaluation, at his own expense, in which the
evaluator states, to a reasonable degree of
professional certainty, that Andrew J.
Bryant is presently capable of discharging
the duties of a person licensed to practice
law in this state; (2) provide a copy of
that evaluation to the Office of Lawyer
Regulation; and (3) execute medical record
releases that authorize the Office of Lawyer
Regulation for a period of three years to
review his medical and mental health records
and to speak with medical or mental health
care providers.
¶53 IT IS FURTHER ORDERED that within 60
days of the date of this order, Andrew J.
Bryant shall pay restitution in the amount
of $1,500 to V.F. and J.R.
¶54 IT IS FURTHER ORDERED that within 60
days of the date of this order, Andrew J.
Bryant shall pay to the Office of Lawyer
Regulation the costs of this proceeding.
¶55 IT IS FURTHER ORDERED that the
restitution specified above is to be
completed prior to paying costs to the
Office of Lawyer Regulation.
¶56 IT IS FURTHER ORDERED that Andrew J.
Bryant shall continue compliance with the
provisions of SCR 22.26 concerning the
duties of a person whose license to practice
law in Wisconsin has been suspended.
¶57 IT IS FURTHER ORDERED that
compliance with all conditions of this order
is required for reinstatement. See SCR
22.28(2).
¶58 PATIENCE DRAKE ROGGENSACK, J.
(concurring). While I concur in the court's
decision, I write separately because I would
not require as a condition of reinstatement
that Attorney Bryant execute medical
releases that authorize the OLR for a period
of three years to review his medical,
including mental health, records or to speak
with his medical or mental health care
providers.
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