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On July 16, 2010, the Supreme Court of
Minnesota publicly reprimanded Respondent
and placed Respondent on probation for two
years with terms and conditions upon
practice, based upon the following facts.
Respondent transferred $200,000 from his
trust account into accounts in financial
institutions that had not been approved as
depositories for Minnesota client funds.
Respondent failed to prepare required trust
account trial balances and reconciliations.
As a result of Respondent’s failure to
prepare trial balances and reconciliations,
his trust account client subsidiary ledgers
contained several client balance errors. In
addition, Respondent allowed a $10,000 to
$12,000 balance of earned fees to remain in
the account for a period of at least six
months, thus commingling his own funds with
client funds.
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