Disciplinary Proceedings Against Boyd
2010 WI 41, 324 Wis. 2d 688, 782 NW 2d 718 (2010)
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ATTORNEY disciplinary
proceeding. Attorney's license
suspended.
¶1 PER CURIAM. We review Referee
Dennis J. Flynn's recommendation that this
court suspend Attorney Joan M. Boyd's
license to practice law in Wisconsin for 12
months consecutive to disciplinary
suspensions already imposed on her, direct
her to pay restitution and the costs of the
proceeding, as well as to secure 20 credits
of Wisconsin—approved continuing legal
education (CLE) ethics courses as set forth
herein. No appeal has been filed in this
attorney disciplinary matter. See SCR
22.17(2).
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¶2 Attorney Boyd was admitted to
practice law in Wisconsin in 1989 and
resides in Shawano. Attorney Boyd's license
is currently suspended. She has been
subject to discipline on several previous
occasions:
• In 2000 Attorney Boyd received a
public reprimand for forging her clients'
endorsements on the back of a check that was
issued by a bankruptcy trustee to the
clients and arranging for the check to be
deposited into her checking account. She
also misrepresented to the bankruptcy
trustee's staff that the clients had
endorsed the back of the check. See
Public
Reprimand of Joan M. Boyd, No. 2000-04.
• In 2006 Attorney Boyd was again
publicly reprimanded for failing to deposit
a fee into her client trust account;
commingling funds in her trust account;
failing to provide the legal skill or
preparation reasonably necessary to handle a
federal civil rights claim; and charging a
client an unreasonable fee. See In re
Disciplinary Proceedings Against Boyd,
2006
WI 28, 289 Wis. 2d 351, 711 N.W.2d 268.
• Effective August 18, 2008, this
court suspended Attorney Boyd's license for
five months for five counts of misconduct in
three client matters. See In re
Disciplinary Proceedings Against Boyd,
2008
WI 103, 314 Wis. 2d 14, 752 N.W.2d 882.
• On June 26, 2009, this court ordered
Attorney Boyd to pay restitution and
suspended her license for six months for 13
counts of misconduct in five client
matters. See In re Disciplinary
Proceedings
Against Boyd, 2009 WI 59, 318 Wis. 2d 281,
767 N.W.2d 226.
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¶3 On March 25, 2009, the Office of
Lawyer Regulation (OLR) filed a disciplinary
complaint alleging that Attorney Boyd
committed 11 separate acts of misconduct in
four client matters. Attorney Boyd filed an
answer to the complaint; however, after
preliminary scheduling hearings she advised
the referee she would stipulate to all the
facts contained in the complaint. In July
2009 the parties entered into a stipulation,
in which Attorney Boyd entered a no contest
plea.
¶4 According to the stipulation, the
referee would utilize the allegations of the
complaint as an adequate factual basis for a
determination of misconduct as to all 11
counts. The stipulation also made
recommendations regarding discipline and
restitution.
¶5 The referee accepted the
stipulation, concluding that Attorney Boyd
acted freely, knowingly, and voluntarily in
entering into the stipulation and that the
stipulation is not the product of any plea
bargaining. Attorney Boyd's misconduct as
set forth in the stipulation and the
referee's report is summarized as follows.
¶6 In 2001 R.R. was convicted in
Kenosha County and sentenced to prison.
R.R. hired Attorney Boyd in November 2005 to
represent him in a federal habeas corpus
action. R.R. paid Attorney Boyd $3,000 for
the retainer fee. Attorney Boyd filed the
petition in federal court, but did not use
the form required by local rule in habeas
corpus cases. R.R. also filed a pro se
motion and petition. The federal court
denied all the pleadings and allowed
Attorney Boyd to file an amended petition
for writ of habeas corpus on a specified
form on or before May 5, 2006. Attorney
Boyd did not advise R.R. of the court's
rulings or that she filed a motion for an
order to hold in abeyance the petition for a
writ of habeas corpus. An amended petition
was never filed on behalf of R.R. Attorney
Boyd and R.R. agreed Attorney Boyd should
withdraw from the representation.
¶7 R.R. requested Attorney Boyd return
the $3,000 advance payment, but Attorney
Boyd did not return the fee. The federal
court received a communication from R.R. and
directed Attorney Boyd to apprise the court
why Attorney Boyd failed to communicate the
court's ruling to her client. Attorney Boyd
did not respond to that court's directive.
R.R. wrote Attorney Boyd and asked questions
about his case. Attorney Boyd did not
respond. In June 2006 the federal court
ordered Attorney Boyd to show cause
regarding her representation of R.R.
Ultimately, Attorney Boyd withdrew the
petition for habeas corpus. A new petition
was filed in federal court, but it was not
timely. Attorney Boyd did not ask the court
to reopen the earlier case that had been
timely filed. On May 8, 2007, the federal
court denied the petition for a writ of
habeas corpus and dismissed the case.
¶8 With respect to Attorney Boyd's
representation of R.R., the referee found as
follows:
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Count 1. Attorney Boyd violated
SCR 20:1.1 by not providing competent
representation to R.R.
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Count 2. Attorney Boyd violated SCR
20:1.3 by failing to file an amended habeas
corpus petition, by failing to submit a
timely response to the court, by delaying
the filing of a new habeas corpus petition
until after the statutory deadline had
expired, and by failing to act with
reasonable diligence and promptness in
representing her client.
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Count 3. Attorney Boyd violated
former SCR 20:1.4(a) by failing to inform
R.R. she had filed a particular motion, by
failing to inform R.R. of the federal
court's order denying all petitions, by
failing to keep her client reasonably
informed as to the status of his case, and
by failing to promptly comply with
reasonable requests for information.
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Count 4. Attorney Boyd violated
former SCR 20:1.5(a) by accepting a $3,000
fee and then failing to provide services
that were necessary to preserve the client's
rights. The referee agreed the legal fee was
not reasonable.
¶9 Attorney Boyd represented M.D. in
March and April 2007. M.D. retained
Attorney Boyd to file a post-conviction
motion on his behalf within three weeks.
Attorney Boyd agreed and M.D. paid her
$4,800 as a retainer fee. The motion was
not prepared or filed and no court
appearance was arranged.
¶10 M.D. attempted to contact Attorney
Boyd concerning the status of the
representation and to express his concerns
why nothing had been done in his case.
Ultimately, M.D. terminated the lawyer-
client relationship with Attorney Boyd and
asked for a refund of the retainer.
Attorney Boyd returned $2,000 of the fee
representing an "initial refund".
¶11 Regarding Attorney Boyd's
representation of M.D., the referee
concluded as follows:
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Count 5. By failing to file a post-
conviction motion and have her client appear
in court as agreed, Attorney Boyd failed to
act with reasonable diligence and promptness
in representing M.D. in violation of SCR
20:1.3.
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Count 6. Attorney Boyd failed to
keep M.D. reasonably informed about the
status of his matter and failed to comply
with reasonable client requests for case
information in violation of former SCR 20:1.4
(a) (effective through June 30, 2007).
¶12 G.W. was sentenced to 25 years in
prison by the Milwaukee County circuit
court. In late 2006 he hired Attorney Boyd
to handle a post-conviction motion. G.W.
paid Attorney Boyd a retainer fee of
$1,800. Attorney Boyd prepared the
requested motion and legal memorandum and
sent them to G.W. for review before filing.
G.W. reviewed the documents and wrote to
Attorney Boyd informing her that the motion
appeared to be legally defective because it
did not include all the grounds for possible
relief they had discussed, and it failed to
allege that post-conviction counsel was
ineffective in the original appeal.
Attorney Boyd did not respond to G.W. and
subsequently filed the pleadings as
originally prepared.
¶13 In May 2007 the court denied the
motion based on the same rationale cited by
G.W. Attorney Boyd advised G.W. of the
ruling, that the ruling could be appealed,
and that her fee for the appeal would be
$2,000. G.W. agreed to the appeal, and
Attorney Boyd filed a timely notice of
appeal with the court of appeals. However,
Attorney Boyd did not pay the required
filing fee. Thereafter, G.W. advised
Attorney Boyd he was terminating her
representation and he would pursue the
matter pro se.
¶14 Regarding Attorney Boyd's
representation of G.W., the referee
concluded:
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Count 7. By failing to consider the
input and wishes of G.W. and, instead,
filing an unrevised motion that turned out
to be legally inadequate and ineffective,
Attorney Boyd did not provide competent
representation to G.W., thereby violating
SCR 20:1.1.
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Count 8. Attorney Boyd violated
former SCR 20:1.2(a) by not considering
G.W.'s decisions concerning the objectives
of the representation and by failing to
consult with G.W. as to how the
representation would be pursued.
¶15 On August 5, 2009, G.W. filed a
motion in this court objecting to the
stipulation between Attorney Boyd and the
OLR. In particular, he was concerned the
stipulation did not contemplate restitution
to him. He also asked the court to
reinstate certain post-conviction rights.
¶16 On August 12, 2009, the OLR filed a
response to G.W.'s motion explaining that
G.W. has no standing to bring this motion.
The OLR also explained why it did not seek
restitution in the G.W. matter. G.W. filed
a reply on August 21, 2009, reiterating his
requests for relief.
¶17 B.J. was sentenced to 25 years in
prison in 1998 and all direct appeal options
had been exhausted. In November 2002 B.J.
retained Attorney Boyd to prepare and file a
post-conviction motion on his behalf and
paid Attorney Boyd a retainer fee. Attorney
Boyd filed the motion and the circuit court
issued a written decision in October 2004
denying the motion. Attorney Boyd
immediately sent the court's decision to
B.J. and advised him the next step would be
to file an appeal. However, the record
reflects that Attorney Boyd did not inform
B.J. about the timelines for any appeal and
the procedures for filing the appeal so as
to protect his appellate rights.
¶18 B.J. asked Attorney Boyd to work
with him concerning Attorney Boyd's request
for additional fees for the appeal. A
notice of appeal was not filed. Attorney
Boyd never told B.J. she was terminating her
representation. On or about January 31,
2005, after the appeal deadline had passed,
B.J. paid Attorney Boyd a $2,000 retainer.
At a meeting on April 26, 2005, Attorney
Boyd informed B.J. the time for filing an
appeal had passed.
¶19 B.J. and Attorney Boyd subsequently
agreed the additional $2,000 attorney fee
would be used to pay Attorney Boyd to
investigate whether the sentencing court had
unconstitutionally applied a sentence
enhancer and to seek modification of the
sentence. Thereafter, B.J. sent Attorney
Boyd several letters regarding the matter.
Attorney Boyd failed to respond to many of
B.J.'s letters. Attorney Boyd did not file
any motion and did not provide B.J. with any
time records regarding her work on his
matters. B.J. eventually filed his own
motion, pro se, with the court addressing
both the enhancer statute and sentence
credit issues.
¶20 With regard to Attorney Boyd's
representation of B.J., the referee found:
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Count 9. By failing to investigate
the sentence enhancer issue after accepting
a retainer to do so, Attorney Boyd failed to
act with reasonable diligence and promptness
in her representation of B.J., in violation
of SCR 20:1.3.
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Count 10. By failing to respond to
B.J.'s letters requesting case information,
Attorney Boyd failed to keep her client
reasonably informed as to the status of his
matter and to promptly comply with the
client's reasonable requests for case
information in violation of former SCR 20:1.4
(a) (effective through June 30, 2007).
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Count 11. By failing to give B.J.
written notice of his statutory appellate
deadline and by failing to advise B.J. she
was terminating her representation after the
court's denial of B.J.'s post-conviction
motion, Attorney Boyd violated former SCR
20:1.4(b).
¶21 The referee discussed the terms of
the stipulation. He also discussed Attorney
Boyd's previous disciplinary history as well
as the fact that another, separate
disciplinary proceeding was also pending
against Attorney Boyd. The referee observed
that the "conduct of Attorney Boyd is
serious and repetitive."
¶22 Ultimately, the referee recommended
this court impose a 12-month suspension of
Attorney Boyd's law license to run
consecutive to any other disciplinary
suspension, order Attorney Boyd to pay
restitution and the costs of this
proceeding, as well as require Attorney Boyd
to complete 20 credits of Wisconsin—approved
CLE ethics courses.
¶23 Specifically, the referee
recommended the court direct Attorney Boyd
to pay restitution, as follows:
• Client R.R.: $3,000 with legal interest
at the rate of 5 percent from November 5,
2005, until paid.
• Client M.D.: $4,800 with legal interest
at the rate of 5 percent from March 28,
2007, until paid.
• Client B.J.: $1,500 with legal interest
at the rate of 5 percent from January 31,
2004, until paid.
¶24 We agree with the referee's
recommendations regarding a 12-month
suspension to run consecutive to existing
disciplinary suspensions, restitution,
additional ethics coursework, and payment of
the costs of this proceeding.
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¶25 However, the question whether G.W.
should have received restitution warrants
further discussion. As noted, the referee
did not recommend restitution be paid to
G.W. and G.W. has strongly objected to this
omission. The OLR has stated it is "not
unsympathetic" to G.W.'s request for
restitution and the question gave this court
pause, as well. On November 10, 2009, this
court issued an order directing the parties
to show cause why the stipulation did not
provide for restitution to G.W. Attorney
Boyd filed no response. The OLR filed a
response on November 23, 2009.
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¶26 The OLR formulated a policy on
restitution in 2007. See In re
Disciplinary
Proceedings Against Nussberger, 2009 WI
103,
¶20, 321 Wis. 2d 576, 775 N.W.2d 525. Its
policy is to seek restitution only under the
following circumstances:
• The grievant's or respondent's rights in
a collateral proceeding will not likely be
prejudiced;
• The funds to be restored do not
constitute incidental or consequential
damages;
• The funds to be restored were in the
respondent lawyer's direct control; and
• There is a reasonably ascertainable
amount.
¶27 The OLR states that although G.W.
did pay a flat fee of $1,800 to Attorney
Boyd, Attorney Boyd was able to produce
timesheets reflecting 25.2 hours of work
which, at a customary hourly rate, "would
have surpassed the flat fee that was
actually paid." As such, OLR concluded that
prosecution for an unreasonable fee was not
authorized. The OLR also "took note of the
fact that prior to filing the disciplinary
complaint [G.W.] had not filed an
application for reimbursement with the State
Bar of Wisconsin Lawyers' Fund for Client
Protection."
¶28 The fact that G.W. did not file an
application for reimbursement with the
Lawyers' Fund for Client Protection does not
determine whether G.W. was entitled to
restitution. However, SCR Chapter 12, which
governs the Lawyers' Fund for Client
Protection, does provide some guidance as to
what constitutes a "reimbursable loss." It
requires,
inter alia, that the loss was
caused by "the dishonest conduct of an
attorney . . . " (emphasis added). See
SCR
12.045(7)(a)(1). Similarly, SCR 21.16(2m)
involving discipline for professional
misconduct, provides that restitution may be
ordered when a client's money or property
was "misappropriated or
misapplied . . . "
(emphasis added). See SCR 21.16(2m)(a)
1.
Here, G.W. paid $1,800 for very substandard——
indeed incompetent——legal work. While G.W.
may have grounds for a civil action against
Attorney Boyd, it appears that the $1,800
fee does not meet the criteria the OLR uses
to assess whether restitution is reasonable.
¶29 IT IS ORDERED that the license of
Joan M. Boyd to practice law in Wisconsin is
suspended for a period of 12 months, to run
consecutive to existing disciplinary
suspensions already imposed by this court.
¶30 IT IS FURTHER ORDERED that to the
extent she has not yet done so, Joan M. Boyd
shall comply with SCR 22.26 regarding the
duties of a person whose license to practice
law in Wisconsin has been suspended.
¶31 IT IS FURTHER ORDERED that Joan M.
Boyd pay restitution plus interest at the
legal rate. See Wis. Stat. § 138.04.
Restitution shall be paid as follows:
A. Client R.R.: $3,000 with legal
interest at the rate of 5 percent from
November 5, 2005, until paid.
B. Client M.D.: $4,800 with legal
interest at the rate of 5 percent from March
28, 2007, until paid.
C. Client B.J.: $1,500 with legal
interest at the rate of 5 percent from
January 31, 2004, until paid.
If restitution is not paid within 60 days of
the date of this order, Joan M. Boyd's
license shall remain suspended until further
order of the court.
¶32 IT IS FURTHER ORDERED that Joan M.
Boyd is directed to obtain advance approval
of and complete 20 credits of Wisconsin—
approved continuing legal education ethics
courses prior to seeking reinstatement.
¶33 IT IS FURTHER ORDERED that within 90
days of the date of this order Joan M. Boyd
pay to the Office of Lawyer Regulation the
costs of this proceeding. If the costs are
not paid within the time specified and
absent a showing to this court of her
inability to pay the costs within that time,
Joan M. Boyd's license to practice law in
Wisconsin shall remain suspended until
further order of the court.
¶34 IT IS FURTHER ORDERED that the
restitution is to be completed prior to
paying costs to the Office of Lawyer
Regulation.
¶35 ANN WALSH BRADLEY,
J. (dissenting
in part). I agree with the imposition of
a
12-month suspension and the ordered
restitution. I write separately, however,
because I would also order restitution in
the amount of $1,800 to Attorney Boyd's
client, G.W.
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