Disciplinary Proceedings Against Eisenberg
2010 WI 11, 322 Wis.2d 518, 778 N.W.2d 645 (2010)
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ATTORNEY disciplinary
proceeding. Attorney's license
revoked.
¶1 PER CURIAM. Attorney Alan D.
Eisenberg has appealed from a referee's
report concluding that he engaged in
professional misconduct and recommending
that his license to practice law in
Wisconsin be revoked.
¶2 We conclude that the referee's
findings of fact are supported by
satisfactory and convincing evidence. We
further determine that the seriousness of
Attorney Eisenberg's misconduct, when
coupled with his extensive prior
disciplinary history, warrants the
revocation of his license to practice law in
Wisconsin. We also conclude that the full
costs of the proceeding, which are
$30,933.35 as of September 23, 2009, should
be assessed against Attorney Eisenberg.
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¶3 Attorney Eisenberg was admitted to
practice law in Wisconsin in 1966. In 1970
he was suspended from the practice of law
for one year for pursuing a course of
vindictive and reckless harassment and
psychological persecution of a judge. See
State v. Eisenberg, 48 Wis. 2d 364, 180
N.W.2d 529 (1970). In 1988 he was suspended
from the practice of law for two years for
conflict of interest, offensive personality,
and dishonesty, fraud, deceit, and
misrepresentation. See In re
Disciplinary
Proceedings Against Eisenberg, 144 Wis. 2d
284, 423 N.W.2d 867 (1988). In 1996 he was
publicly reprimanded for activity occurring
during the 1988 suspension consisting of a
failure to close out a trust account and
failing to advise the Board of Attorneys
Professional Responsibility upon his
reinstatement that he had not closed the
account. In 2004 he was suspended from the
practice of law for one year for engaging in
eight counts of misconduct committed in five
separate matters. See In re
Disciplinary
Proceedings Against Eisenberg, 2004 WI 14,
269 Wis. 2d 43, 675 N.W.2d 747. His license
to practice law was reinstated in 2007.
See
In re Disciplinary Proceedings Against
Eisenberg, 2007 WI 7, 298 Wis. 2d 578, 726
N.W.2d 634.
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¶4 On May 11, 2007, the Office of
Lawyer Regulation (OLR) issued a complaint
against Attorney Eisenberg alleging two
counts of misconduct in violation of the
Wisconsin Rules of Professional Conduct for
Attorneys. Both counts arose out of
Attorney Eisenberg's representation of W.D.
¶5 In September 2000 the Jefferson
County district attorney's office filed a
criminal complaint against W.D. charging him
with second-degree recklessly endangering
safety, battery, and disorderly conduct.
The criminal charges arose out of a report
of domestic violence made by W.D.'s
estranged wife, M.D. The criminal case was
tried to a jury in Judge Randy Koschnick's
court. The jury acquitted W.D. of all three
charges. The jury returned its verdict
around 8 p.m. on March 21, 2001.
¶6 At the time of the criminal trial,
W.D. and his wife were also involved in a
divorce action. Attorney Eisenberg
represented W.D. in that case as well. M.D.
was represented by Attorney Brad Wilcox. On
March 22, 2001, the day after the return of
the jury verdict in the criminal case,
Attorney Eisenberg filed a civil complaint
on behalf of W.D. against M.D. The
complaint in the civil case alleged that
M.D. had made false statements to the
police, that the false statements caused
W.D. to be falsely arrested and maliciously
prosecuted, that W.D.'s character was
defamed, that W.D.'s reputation was reduced
such that others would not desire to
associate with him, and that damages should
be assessed against M.D.
¶7 Attorney Eisenberg filed the civil
complaint just before a scheduled pretrial
conference with the family court
commissioner in the divorce action.
Attorney Eisenberg approached M.D.'s divorce
attorney, Brad Wilcox, prior to the pretrial
conference, accompanied by W.D. and W.D.'s
mother. Attorney Eisenberg asked Attorney
Wilcox why M.D. was not present. According
to Attorney Wilcox, Attorney Eisenberg
said, "I've got something for her," and then
said that M.D. was a liar and had perjured
herself and wanted to know where she was so
he could serve her. Attorney Wilcox
accepted service of the summons and
complaint for M.D. because he felt she would
be distressed if she was personally served
with the papers. During the conference with
the family court commissioner, Attorney
Eisenberg again called M.D. a liar and a
perjurer. Attorney Eisenberg also told the
commissioner that the jury in the criminal
case had "stormed the judge's chambers and
demanded to know why the woman [M.D.] was
not being prosecuted for perjury."
¶8 When M.D. learned about the civil
suit, she told Attorney Wilcox she wanted to
file bankruptcy. Attorney Wilcox told her a
judgment would not be dischargeable in
bankruptcy and urged her to retain Attorney
Raymond Krek to represent her.
¶9 On March 26, 2001, four days after
filing the civil suit, Attorney Eisenberg
faxed a copy of the complaint to a local
newspaper, the Daily Jefferson County
Union. He spoke with a reporter and
repeated the story about jurors allegedly
going to Judge Koschnick's chambers and
asking that M.D. be prosecuted for perjury.
The newspaper published this statement.
¶10 Attorney Krek filed an answer on
M.D.'s behalf denying the allegations of the
complaint and asserting affirmative defenses
and counterclaims against W.D. Attorney
Eisenberg filed a reply to the
counterclaims. Attorney Krek amended the
answer and asserted a counterclaim alleging
the complaint against M.D. was frivolous
under Wis. Stat. § 814.025 (2001 02). On
June 18, 2001, Attorney Krek filed a motion
to dismiss and a supporting memorandum of
law, asserting both privilege and the
judicial finding of probable cause in the
criminal proceedings as grounds for
dismissal. On July 5, 2001, Attorney
Eisenberg's office filed and served the
plaintiff's witness list in the civil case.
Attorney Eisenberg said his associate,
Jennifer Hoffmann, did 100 percent of the
work on the witness list after he instructed
her to speak to W.D. and his mother.
¶11 On July 23, 2001, a hearing on the
motion to dismiss was held before Jefferson
County Circuit Judge William Hue. Attorney
Eisenberg had not filed a responsive brief
before the hearing, and Judge Hue granted
Attorney Eisenberg permission to file a
brief by July 30, 2001. At the hearing,
Attorney Eisenberg again said,
the jury marched in to chambers . . . and
suggested to the judge that [M.D.] should be
criminally charged. I found out about it
from either the jury foreman or one of the
jurors calling me and telling me they had
gone in and asked why this woman wasn't
charged with a criminal slander or perjury
or something.
After the hearing, Attorneys Krek and
Eisenberg spoke, and Attorney Eisenberg told
Attorney Krek that the only reason he sued
M.D. was to get some leverage in the divorce
case.
¶12 On August 8, 2001, the circuit court
entered an order dismissing the malicious
prosecution and false imprisonment claims.
The court did not dismiss the abuse of
process and defamation claims at that time.
Between August 17 and September 25, 2001,
Attorney Krek deposed the people on the
plaintiff's witness list. W.D. said he had
no personal knowledge concerning statements
M.D. made to police officers and did not
remember talking to officers regarding
statements M.D. had made to them. Regarding
his motivation for bringing the lawsuit,
W.D. initially said, "I don't recall." He
later said it was not to get back at M.D.,
but rather to obtain compensation for bad
publicity he had received during the
criminal case. Other people on the witness
list said they were not aware they were on
the list and had not spoken with Attorney
Eisenberg before their depositions. None of
the plaintiff's witnesses said they felt
W.D.'s reputation in the community had
declined as a result of the criminal
prosecution.
¶13 In October 2001, at Attorney
Eisenberg's request and over Attorney Krek's
strong objection, Judge Hue directed the
parties to mediate. At Judge Hue's request,
Judge Koschnick agreed to serve as the
mediator. After obtaining input from the
parties as to dates they would be available,
Judge Koschnick's staff scheduled the
mediation for December 6, 2001. On December
4 and 5, 2001, Attorney Krek sent extensive
materials to Judge Koschnick for the
mediation. Attorney Eisenberg sent
nothing.
¶14 On the morning of December 6, 2001,
Attorney Eisenberg's office called Judge
Koschnick's chambers to advise that Attorney
Eisenberg would not be appearing for the
mediation. At Judge Hue's request Judge
Koschnick prepared an affidavit recounting
Attorney Eisenberg's failure to appear.
¶15 On December 14, 2001, on the court's
own motion, Judge Hue dismissed W.D.'s
claims and granted default judgment to M.D.
on her counterclaims as a sanction for
Attorney Eisenberg's failure to appear for
the mediation. In his memorandum decision,
Judge Hue said:
The Court reluctantly concludes that
there
is no sanction short of dismissal of
Plaintiff's claim with prejudice and
granting judgment by default upon the
Defendant's counterclaim, along with an
order refusing to allow Plaintiff to oppose
Defendant's damage claim, which will serve
to address and remedy Mr. Eisenberg's
pattern of abuse and egregious conduct at
issue, now and in the future. Dismissal,
default and inability to participate in
damages adjudication is a sad consequence of
Plaintiff's decision to retain Mr. Eisenberg
to prosecute and defend this case initially
and throughout these proceedings. . . .
¶16 Attorney Eisenberg filed a notice of
appeal. The appeal was dismissed.
¶17 On November 25, 2002, Attorney Krek
filed an affidavit in support of a motion
for relief under Wis. Stat. §§ 802.05 and
814.025. On January 7, 2003, the circuit
court quantified M.D.'s damages and entered
judgment for M.D. on her counterclaim. M.D.
was awarded a total judgment in the amount
of $121,905.78. This figure included double
costs and interest under § 807.01(3). The
court also issued a memorandum decision on
M.D.'s motion for relief under Wis. Stat. §§
802.05 and 814.025. The court noted that
M.D.'s request for relief under those
statutes would require a special proceeding,
concluded that Attorney Eisenberg had not
received an opportunity to respond and had
not waived his right to trial, and ordered
that the court would conduct that special
proceeding. An appeal was taken from the
default judgment in favor of M.D., but it
was dismissed.
¶18 On October 2, 2003, Judge Hue
commenced the evidentiary hearing in the
special proceeding on M.D.'s motion for
attorney fees and costs for frivolous
litigation. On the second day of the
hearing, Judge Hue recused himself.
¶19 Reserve Judge Lawrence Gram was
assigned to take over the matter and
completed the special proceeding, hearing
testimony on an additional three days. On
January 2, 2004, Judge Gram entered findings
of fact, conclusions of law, and a judgment
on the motion for sanctions. Judge Gram
concluded that Attorney Eisenberg violated §
802.05 by not making a proper investigation
or reasonable inquiry into the grounds for
the civil complaint and by not making sure
the complaint was well-grounded in fact and
as warranted by existing law. Judge Gram
also concluded that Attorney Eisenberg
violated § 802.05 not only by failing to
ensure the pleadings were not used for the
improper purposes of harassment, undue
delay, or needless increase in the cost of
litigation, but also by knowingly using the
pleadings for improper purposes.
¶20 Judge Gram also concluded that
Attorney Eisenberg violated § 814.025(3)(a)
in that he both commenced and continued a
frivolous action. Judge Gram concluded
Attorney Eisenberg knew the action was
commenced in bad faith and solely for the
purposes of harassing and maliciously
injuring M.D., and he knew that continuing
the action for defamation was in bad faith
and solely for the purposes of harassing and
maliciously injuring M.D.
¶21 Judge Gram also concluded that
Attorney Eisenberg violated § 814.025(3)(b)
in that he knew the action was without any
reasonable basis in law or equity and could
not be supported by any good-faith argument
for the extension, modification, or reversal
of existing law. Judge Gram said under the
reasoning of Jandrt v. Jerome Foods,
Inc.,
227 Wis. 2d 531, 597 N.W.2d 744 (1999), even
if Attorney Eisenberg commenced the
defamation action with a reasonable
expectation that a basis existed in law or
fact, after the depositions of the
plaintiff's named witnesses, Attorney
Eisenberg knew, or should have known, that
the continuation of the action was frivolous
as no basis in fact existed. Judge Gram
awarded M.D. a monetary judgment in the
amount of $102,660.79 against Attorney
Eisenberg, and in the amount of $11,406.76
against W.D. Attorney Eisenberg requested
reconsideration. The motion was denied.
¶22 Attorney Eisenberg appealed. The
court of appeals affirmed. Eisenberg v.
Deutsch, No. 2004AP1178, unpublished slip
op. (Wis. Ct. App. Dec. 22, 2005). The
court of appeals also deemed the appeal
frivolous and remanded the matter to the
circuit court for a determination of M.D.'s
appellate attorney fees and costs. After
this court denied a petition for review,
Attorney Krek sought to schedule a hearing
to determine and recover M.D.'s appellate
fees and costs.
¶23 On July 11, 2006, Attorney Eisenberg
filed pro se motions to adjourn and to deny
fees for the appeal and the underlying
action. He asserted the court of appeals
had awarded appellate costs, but not
necessarily "against him," and the trial
court should consider whether appellate
costs should be awarded against appellate
counsel, Attorney Herbert Bratt. Attorney
Krek objected to Attorney Eisenberg's
motions and moved for sanctions on the
grounds that Attorney Eisenberg's motion to
deny fees was frivolous. Attorney
Eisenberg, represented by Attorney Wendy
Patrickus, filed a motion to allocate
appellate fees to Attorney Eisenberg's
appellate counsel, Attorney Bratt, and to
deny appellate costs after the date of the
court of appeals' decision. The motion did
not challenge the award of costs in the
underlying action.
¶24 Judge Gram held a hearing on the
appellate costs motion, after which he made
findings of fact and conclusions of law and
issued judgment. Judge Gram concluded that
Attorney Eisenberg's motion to deny fees was
frivolous; that after receiving Attorney
Krek's response, Attorney Eisenberg failed
to withdraw his unwarranted defense; and
that Attorney Eisenberg caused delays and
made unwarranted claims and defenses as a
pattern of activity on remand. Judge Gram
ordered Attorney Eisenberg to pay M.D.
$22,298.93 in appellate costs and fees, of
which $4,062 related to enforcement of the
order for appellate costs. Attorney
Eisenberg paid the attorney fees and costs
for the original civil case and the appeal
on August 25, 2006.
¶25 The OLR's complaint alleged two
counts of misconduct:
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Count One: By filing a complaint and by
pursuing the action in Jefferson County []
when he knew and when it was obvious that
the lawsuit would serve merely to harass or
maliciously injure [M.D.], [Attorney]
Eisenberg violated SCR 20:3.1(a)(3).
Count Two: By filing the pro se
motion on July 11, 2006, to deny fees for
the underlying action when he knew all
appeals had been exhausted and the award
affirmed, and that his motion was
unwarranted under existing law and without a
good faith basis for an extension,
modification or reversal of existing law,
[Attorney] Eisenberg violated SCR 20:3.1(a)
(1).
¶26 Richard C. Ninneman was appointed
referee. A hearing was held over the course
of four days, beginning on September 30,
2008.
¶27 Judge Koschnick testified at the
hearing that after a jury has returned its
verdict and the verdict has been read in
open court and the lawyers agree the jury
can be excused, his customary practice is to
tell the jurors that they are excused but if
they have questions or comments for him, he
would be happy to meet with them in the
following five or ten minutes. He said
typically most of the jurors remain and he
goes to the jury deliberation room and asks
if they have any comments about how they
were treated or if they have any suggestions
for how the jury system in Jefferson County
might be improved. He testified while he
did not specifically recall a meeting with
jurors in the W.D. criminal case, he did
remember that at least several jurors did
remain after returning their verdict. Judge
Koschnick testified:
One of the jurors asked a question to the
effect of will [M.D.], the alleged victim,
be in trouble or subject to some type of
criminal charge by virtue of their not
guilty verdict. . . . The tone of the
question, the demeanor of the juror was
clearly one of concern for the welfare of
the alleged victim. The question was asked
in a way that led me to believe that the
juror was concerned that the not guilty
verdict would result possibly in the alleged
victim being subject to some type of
prosecution, and the juror did not want this
to happen. . . . I tried to reassure her. I
believe it was a female. . . . I told her
that I had been a lawyer for 14 years before
becoming a judge and I had never seen a
victim arrested or prosecuted as a result of
an acquittal.
¶28 When questioned about the newspaper
article that said, "Jury stormed judge's
chambers and demanded to know why the woman
was not being prosecuted for perjury," Judge
Koschnick testified:
No jurors were ever in my chambers.
Security officers wouldn't let them back
there. I wouldn't invite them back there
for any reason. All my discussions are done
in the jury deliberation room with jurors,
and nobody demanded anything. And nobody
stormed anything. It was peaceful and
civilized throughout. We had a short
discussion with the jurors, I did. They
were excused. . . .
I also remember reading that newspaper
article within a few days after the trial
and being outraged at what was being
claimed, and so that's why I remember the
conversation, because the article made this
false claim a few days later and I still
remember my thoughts at the time. . . . I
was also frustrated I couldn't respond
because of judicial ethics. The civil suit
had been filed. I wanted to tell that
reporter that this was a lie in his
newspaper, but I couldn't respond because of
the judicial ethics requirement that I not
comment when there's a pending case.
¶29 Although Attorney Eisenberg was
represented by counsel at the hearing before
the referee, he conducted the cross-
examination of Judge Koschnick and also
conducted the direct examination of M.D.
The examination of M.D. consisted largely of
Attorney Eisenberg asking M.D. why she was
crying and breathing heavily. At one point,
after counsel for OLR had objected to one of
Attorney Eisenberg's questions and the
referee said he saw no relevancy in Attorney
Eisenberg's line of questioning, Attorney
Eisenberg countered with, "The relevancy of
it is that an observation was made that the
crying and heavy breathing was complete
fakery."
¶30 Attorney Eisenberg testified at the
hearing that he filed the civil suit against
M.D. because W.D. had told him, "I want to
be cleared." Attorney Eisenberg testified
that he had received two telephone calls
from jurors the morning after the verdict in
the criminal case, but neither one would
give their name. He said both jurors told
him they believed M.D. had lied, and one of
the jurors told him "we went into the
judge's chambers and talked about it."
Attorney Eisenberg testified:
I was extremely impressed by it, so that
confirmed in my mind what I believed about
[W.D.] and his need for immediate redress in
the public eye, and in the public
conscience, and for the sake of his peace of
mind and his parents and his family and his
friends. So, therefore, I knew that I knew
enough about this case. I had investigated
it to death. I had witnesses. I had talked
to everybody and as far as I was concerned,
the proof was in the pudding. I not only
won the case but jurors called me.
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¶31 The referee issued his report and
recommendations on December 17, 2008. The
referee concluded that the OLR proved by
clear, satisfactory, and convincing evidence
the violation alleged in Count One of its
complaint, but that it had failed to meet
its burden of proof with respect to the
allegations contained in Count Two.
¶32 The referee's findings of fact in
support of his conclusion that Attorney
Eisenberg filed and pursued the W.D. civil
action to harass or maliciously injure M.D.
included:
• Attorney Eisenberg rushed to file
the W.D. civil action less than 18 hours
after the acquittal verdict in the criminal
case in order to serve the summons and
complaint on M.D. at a previously scheduled
pretrial conference in the divorce action.
• Attorney Eisenberg hurried to do
this because he knew and believed that such
action would further harass and intimidate
M.D. and enable Attorney Eisenberg and his
client to improperly gain an advantage or
leverage in the pending divorce suit.
• In his rush to file the civil suit,
Attorney Eisenberg failed to perform the
appropriate legal research or factual
inquiry which would have made it obvious
that the claims would serve merely to harass
or maliciously injure M.D.
• The complaint sought compensatory
and punitive damages from M.D. at a time
when Attorney Eisenberg clearly knew, from
financial disclosures in the divorce action,
that M.D. was virtually judgment-proof.
• Attorney Eisenberg went to the
divorce pretrial expecting or at least
hoping to personally confront and serve M.D.
with the new legal process in the presence
of W.D. and his mother, and when M.D. did
not appear, Attorney Eisenberg confronted
M.D.'s then-divorce attorney in a rude and
intimidating manner.
• Attorney Eisenberg told the family
court commissioner a totally false and
untrue account about jurors storming Judge
Koschnick's chambers.
• In furtherance of his campaign of
intimidation, Attorney Eisenberg proceeded
to contact the local newspaper for the
purpose of not only publicizing the filing
of the civil action, but to repeat the false
account of the jury reaction to M.D.'s
testimony in the criminal case so as to
harass and maliciously injure M.D. in the
eyes of the local community.
• Attorney Eisenberg again repeated
the false account about the jury reaction in
the criminal trial to Judge Hue, thereby
continuing his campaign of attack to
intimidate, harass, and maliciously injure
M.D. in the eyes of the trial judge in the
civil suit.
• Immediately after the July 23, 2001,
hearing on motions to dismiss, Attorney
Eisenberg told Attorney Krek that the civil
action had been filed to gain leverage in
the divorce action, and if the divorce case
could be resolved, the civil suit would
likewise be resolved.
• Attorney Eisenberg filed a witness
disclosure list in the civil action without
any reasonable inquiry as to the testimony
of the witnesses identified so as to cause
M.D. and her attorney the expense of
pursuing discovery depositions of those
witnesses, only to find that none of them
were in a position to offer testimony in
support of the claims against M.D. in the
civil suit.
• Attorney Eisenberg's prosecution of
the civil action may be characterized by his
pattern of delays, requests for adjournment,
and nonappearances at depositions and a
mediation which he had requested.
• The trial court concluded the civil
action was used for improper purposes and
was frivolous. The court of appeals, in
turn, found the appeal itself to be per se
frivolous.
• Following denial of a petition for
review, Attorney Eisenberg's pro se motion
regarding denial of attorney fees both as to
the trial court action and the appeal was
unwarranted by law in Wisconsin and the law
of the case, and represents another example
of Attorney Eisenberg's continued campaign
of intimidation, harassment, and acts to
maliciously injure M.D.
• Attorney Eisenberg's conduct in the
civil action became a vendetta on the part
of Attorney Eisenberg to personally attack,
harass, and maliciously injure M.D., which
vendetta continued in the disciplinary
proceeding when he subpoenaed M.D. to appear
without any purpose relevant to the
proceedings.
• Attorney Eisenberg's testimony in
the disciplinary proceeding was deliberately
evasive, inconsistent, contradictory, false,
incredible, and untrustworthy, and Attorney
Eisenberg showed no remorse for the
seriousness of the allegations in the OLR's
complaint.
¶33 The referee commented extensively on
what he termed Attorney Eisenberg's lack of
candor throughout the disciplinary
proceeding. The referee found "Mr.
Eisenberg's testimony under oath at various
times to be deliberately evasive;
inconsistent and contradictory; and false,
incredible and impossible to believe." The
referee was particularly troubled by
Attorney Eisenberg's claim that one or more
jurors had contacted him the morning
following the acquittal verdict in the
criminal case:
But the most preposterous testimony by
Mr.
Eisenberg relates to his account about a
juror or two jurors contacting him on the
morning following the acquittal verdict and
claiming that the [W.D.] criminal jury
stormed/marched into Judge Koschnick's
chambers demanding that [M.D.] be charged
with perjury. According to Attorney Wilcox,
that afternoon Mr. Eisenberg told the family
court commissioner at a scheduling
conference in the [] divorce action that "a
juror" had called him that morning and when
told about the new lawsuit he was filing,
the juror purportedly responded "good, she
deserves it." The following month, when Mr.
Eisenberg spoke to a news reporter for the
Daily Jefferson County Union, the news
reporter testified that Mr. Eisenberg
stated "a juror" called him. Three months
later in a court argument before Judge Hue,
Mr. Eisenberg stated: " . . . The jury came
back with a not guilty, and the jury marched
into . . . chambers and suggested to the
judge that M.D. should be criminally
charged. I found out about it from either
the jury foreman or one of the jurors
calling me and telling me they had gone in
and asked why this woman wasn't charged with
a criminal slander or perjury or
something. . . . "
The next reference to this alleged jury
reaction appears in Mr. Eisenberg's
testimony before Judge Gram on December 23,
2003, during the special proceedings.
Initially, Mr. Eisenberg testified about a
phone call from a woman juror, but during
cross-examination, he recalled for the first
time that two jurors called him on the
morning following the acquittal complaining
about [M.D.]'s alleged perjury and wanting
Mr. Eisenberg to do something about it.
At this disciplinary hearing, Mr.
Eisenberg
totally abandoned the single juror contact
version of this event. He testified that
the morning after the acquittal when he was
in his office, he "got two phone calls, one
from a woman, who did not want to give me
her name, and I believe there was a man who
called. . . . I was extremely impressed with
the fact that I got calls from jurors. That
doesn't happen all the time. . . . " This
referee is skeptical of the change in Mr.
Eisenberg's recollection from a phone
contact from a single juror to two phone
calls from two jurors.
Next, if two separate jurors took the
trouble to locate and speak by phone with
Mr. Eisenberg about the jury
marching/storming into Judge Koschnick's
chambers, allegedly complaining about M.D.
committing perjury and eliciting Mr.
Eisenberg's help, then why did both jurors
refuse to give Mr. Eisenberg their
names? . . . This referee is skeptical
about why two jurors go to the trouble of
contacting Mr. Eisenberg in the first
instance and then both refuse to identify
themselves.
However, if these two jurors contacted
Mr.
Eisenberg to report this extraordinary
event, but refused to reveal their names, is
it not reasonable to expect that Mr.
Eisenberg would contact Judge Koschnick's
court personnel to verify the accuracy of
this account? This is particularly true
when you consider that Mr. Eisenberg had
just spent the previous two days in trial
before that court and on the afternoon of
the alleged two juror calls, he was at the
Jefferson County Courthouse to attend a pre-
trial conference in the [] divorce
proceedings. However, Mr. Eisenberg made no
such contact. And if this juror contact
occurred, is it not reasonable to expect an
experienced criminal lawyer to report this
to the Jefferson County District Attorney
rather than contacting the editor of the
local newspaper?
However, any questions about this entire
incident are quickly resolved when one
considers the testimony of Judge Koschnick
himself. Judge Koschnick testified that as
is his custom, he went to the jury room
after the verdict in the [W.D.] criminal
action to inquire about their general jury
experience. He said one juror expressed
concern to him that the acquittal verdict
not result in any type of prosecution of
[M.D.], which the juror did not want to see
happen. Judge Koschnick was unequivocal that
there were no jurors storming or marching
into his chambers——something that neither he
nor his bailiff would ever allow. There was
no claim by any juror that [M.D.] had lied
nor any request or demand for any criminal
action against [M.D.]. In fact, Judge
Koschnick testified that seven years later
he still recalls he "was outraged" when he
read Mr. Eisenberg's version of the event as
reported in the local paper. Judge
Koschnick's testimony on this entire subject
was very clear and very credible.
Therefore, either you have a completely
fabricated story by two separate but
unidentified jurors, which Mr. Eisenberg
recklessly repeats to a family court
commissioner, a newspaper reporter and a
judge or you have a completely fabricated
story by Mr. Eisenberg. There is no doubt
in this referee's mind that the fabrication
was the product of Mr. Eisenberg, under
oath, in both the [W.D.] special proceeding
and this disciplinary proceeding.
¶34 The referee noted that in the civil
action, Judge Gram found that M.D. was a
victim of domestic violence and that as a
battered woman, M.D. was "vulnerable" to
Attorney Eisenberg's cross-examination style
which was described as putting "the
witness 'through the wringer' in an uncivil
and condescending manner, . . . ." The
referee said when one considers Judge Gram
found the purpose of the civil action was
harassment, "one would think Mr. Eisenberg
would think twice before calling [M.D.] as a
witness in this disciplinary proceeding. He
did not."
¶35 In describing M.D.'s testimony at
the disciplinary hearing, the referee said
M.D. "was clearly an emotionally distraught
person." The referee found it significant
that Attorney Eisenberg, not his attorney,
conducted the examination. The referee
noted the topics covered in the questioning
were whether or not M.D. made false
statements during the criminal trial, to
which she responded, "No"; whether her
emotional state at the disciplinary hearing
was some kind of fakery; whether she
believed Attorney Eisenberg was only doing
his job in representing W.D.; and whether
she had met or spoken to Attorney Eisenberg
before the criminal trial. The referee said
none of this had any relevancy to the
disciplinary charges and "when one considers
Mr. Eisenberg's repeated references to M.D.
as a 'liar' or 'perjurer' and her testimony
at the criminal trial as 'lies'
or 'perjury,' this referee is deeply
troubled as to why M.D. was subpoenaed as a
witness in this hearing in the first
place." The referee said rather than
exhibiting some remorse for his past
conduct, Attorney Eisenberg's "subpoena
herein directed to [M.D.] for no relevant
reason whatsoever, indicates to this referee
that the civil action had become a vendetta
by Mr. Eisenberg against [M.D.] which should
not go unpunished."
¶36 The referee noted that Judge
Koschnick testified about M.D.'s "possible
trauma" in facing Attorney Eisenberg's cross-
examination during the criminal trial, but
said he "frankly, believed her, . . . ."
The referee also concluded "that [M.D.]'s
emotional appearance at the hearing in this
proceeding was no fakery or acting. She
appeared to be genuinely upset at being
forced to endure another confrontation with,
and cross-examination by, Mr. Eisenberg."
¶37 Turning to the recommended
discipline, the referee noted that at the
initial scheduling conference, Attorney
Eisenberg's counsel objected to references
in the OLR's complaint regarding Attorney
Eisenberg's prior discipline, claiming that
history might improperly influence the
referee in his initial determination of
whether Attorney Eisenberg violated the
supreme court rules as alleged in this
case. At that time the referee represented
that he would not review the reported
disciplinary cases until he had reached his
findings of fact and conclusions of law.
Having made those findings and conclusions,
the referee said he reviewed, for the first
time, Attorney Eisenberg's four prior
disciplinary matters.
¶38 The referee noted that in the 2004
action the referee had recommended
revocation, pointing to Attorney Eisenberg's
substantial disciplinary history and what
that referee characterized as a propensity
to lie under oath; a propensity to minimize
culpability by trying to place blame on
others, portraying himself as the victim,
and claiming there was no real injury; and
no demonstration of remorse. Referee
Ninneman said:
In the instant proceedings this referee
has
the very same concerns, arrived at
independently and without the benefit of
first reviewing [Eisenberg, 269 Wis. 2d
43]. The court in [Eisenberg, 269 Wis.
2d
43] rejected the revocation recommendation,
given Mr. Eisenberg's age, . . . .
Although some of Mr. Eisenberg's actions
in
the [W.D.] civil action pre-dated the
decision in [Eisenberg, 269 Wis. 2d 43],
his
conduct in this disciplinary proceeding does
not. When one considers that Mr. Eisenberg
embarked on another campaign to harass,
intimidate and maliciously injure another,
this time not a judge but a litigant, and
that this campaign continued in this
disciplinary proceeding, he is undeserving
of an age deferment. This, coupled with his
evasive, contradictory, incredible and false
testimony in this proceeding makes OLR's
recommended six-month suspension
inadequate. Considering that "Wisconsin has
long adhered to a system of progressive
discipline," Disciplinary Proceedings
Against Converse, 2006 WI 4, 287 Wis. 2d
72,
89, 707 N.W.2d 530, 538, this referee
strongly recommends that Mr. Eisenberg's
license to practice law be revoked.
¶39 The referee also recommended that
Attorney Eisenberg be assessed the full
costs of the proceeding.
¶40 On appeal Attorney Eisenberg argues
that the OLR failed to prove by clear,
satisfactory, and convincing evidence that
his actions were taken for no reason other
than to harass or maliciously injure M.D.,
and that he had a subjective intent to do
so. He also argues that in the event this
court finds he did violate SCR 20:3.1(a)(3),
a reprimand would be an appropriate sanction.
¶41 Attorney Eisenberg admits that he is
an aggressive litigator, and he concedes
that M.D. may be an emotionally fragile
person. He says although the referee and
Judge Koschnick may have felt sympathy for
M.D., neither that sympathy nor the fact
that M.D. may have been the type of person
who would find Attorney Eisenberg's
litigation style to be painful, constitutes
evidence, let alone proof, that the only
purpose for filing the civil suit was to
harass or injure M.D. Attorney Eisenberg
strongly argues that the evidence does not
support a finding of a subjective intent on
his part to harass or injure M.D. Although
the referee criticized Attorney Eisenberg's
decision to call M.D. as a witness at the
disciplinary hearing and personally conduct
the examination of her, Attorney Eisenberg
argues his examination of M.D. was
courteous, relatively brief, and devoted
primarily to topics relevant to whether he
had a legitimate purpose in filing the civil
suit.
¶42 Attorney Eisenberg argues that even
if this court were to agree that the OLR did
establish a violation of SCR 20:3.1(a)(3),
the referee's recommendation of revocation
is "wildly disproportionate to the sanctions
suffered by other attorneys found to have
violated this rule." He argues there is not
a single reported case in which a sole count
of a frivolous filing has resulted in the
revocation of an attorney's license. He
argues that prior cases involving SCR 20:3.1
(a)(3) have generally resulted in reprimands
or short-term suspensions.
¶43 In support of his claim that a
reprimand is an appropriate level of
discipline, Attorney Eisenberg points to
In
re Disciplinary Proceedings Against
Caldwell, 171 Wis. 2d 393, 491 N.W.2d 482
(1992), in which the attorney was found to
have violated a predecessor of SCR 20:3.1(a)
(3) by filing an action when he knew or when
it was obvious it would serve merely to
harass or maliciously injure the
defendants. The attorney in that case was
publicly reprimanded. Attorney Eisenberg
notes that the OLR itself sought only a six-
month suspension at the time it filed its
complaint in this case, and that sanction
was predicated on an alleged violation of
two counts of misconduct, only one of which
was sustained by the referee.
¶44 The OLR asserts that the referee's
conclusion that Attorney Eisenberg violated
SCR 20:3.1(a)(3) finds its factual
foundation in the referee's assessment of
undisputed evidence and the credibility of
witnesses whose testimony the referee
personally observed. The OLR says there is
no basis for reversing the referee's
conclusion that Attorney Eisenberg violated
SCR 20:3.1(a)(3) since that conclusion rests
on the referee's assessment of witness
credibility and the referee's findings of
fact are not clearly erroneous.
¶45 The OLR argues that Attorney
Eisenberg is again seeking to retry the
sanctions issue in the underlying civil
action. The OLR says according to Attorney
Eisenberg, he is not a wrongdoer; he was
victimized in the underlying action and he
is being victimized here. The OLR notes in
the course of the disciplinary hearing,
Attorney Eisenberg's counsel referred to
the "Eisenberg Effect" and claimed that no
other lawyer in this state would have been
sanctioned for the conduct in the underlying
case; no lawyer other than Eisenberg would
find himself on the receiving end of a
disciplinary prosecution for the conduct at
issue. The OLR says:
While Eisenberg apparently prides himself
on
the rude and abrasive style he employs as a
trial lawyer, sanctions were not imposed
against him in the Civil Action based on
style. Nor did the Referee reject his
explanations for his motive in commencing
and continuing the Civil Action based on
style. In the Civil Action, Judge Hue gave
Eisenberg plenty of latitude, if anything
more latitude than would be afforded to most
lawyers. Eisenberg abused it. It was not
Eisenberg's style, it was the substance of
Eisenberg's conduct which led to sanctions.
A different "A" word applies. Eisenberg was
not sanctioned for being an "aggressive
litigator," he was sanctioned for being an
abusive litigator; a lawyer the referee
found wholly lacking in credibility.
¶46 The OLR suggests that if there is in
fact an "Eisenberg Effect," it is Attorney
Eisenberg's abusive conduct and disrespect
for other parties, other lawyers, and the
legal system which leads to sanctions.
¶47 The OLR notes that in concluding
there was sufficient evidence to support a
finding that Attorney Eisenberg knew the
civil suit would serve merely to harass or
maliciously injure M.D., the referee focused
on Attorney Eisenberg's lack of candor, his
lack of remorse, and other evidence
supporting detailed findings as to his
intent, including the fact that a criminal
acquittal does not mean that a complaining
witness made false statements actionable as
defamation; the fact that a vulnerable
witness under stress becomes confused under
oath or admits inconsistencies while
testifying at trial does not mean that
witness made false statements actionable as
defamation; the fact that the complaint in
the civil action was filed the day after the
criminal acquittal and was filed without
interviewing a single third-party witness
later included in the plaintiff's witness
list; the fact that Attorney Eisenberg
sought to personally serve the process on
M.D. the day after he had reduced her to
tears on the witness stand with his client
and client's mother present as an audience;
the fact that Attorney Eisenberg called M.D.
a liar and a perjurer at the conference with
the family court commissioner and indicated
the civil action would delay the divorce
proceeding; the fact that soon after filing
the complaint Attorney Eisenberg contacted
the local newspaper to seek out publicity
about the suit; the fact that in justifying
his filing of the suit, Attorney Eisenberg
purported to rely on the results of a
polygraph examination of his client under
circumstances where no foundation was laid
for polygraph results to be admissible in
the case; and the fact that the polygraph
results indicated W.D. had thrown M.D. on
the ground, establishing that M.D. had in
fact been physically abused by her husband,
notwithstanding his acquittal.
¶48 The OLR says ample evidence supports
the referee's findings that Attorney
Eisenberg commenced and continued the civil
action against M.D. when he knew or it was
obvious to him that the action would serve
merely to harass or maliciously injure her.
The OLR asks this court to affirm the
referee's legal conclusion that Attorney
Eisenberg violated SCR 20:3.1(a)(3).
¶49 The OLR continues to recommend a
suspension of at least six months duration.
The OLR says the cases upon which Attorney
Eisenberg relies in support of his argument
that he should merely be reprimanded "do not
present a multiple recidivist attorney with
a disturbing disciplinary history like
Eisenberg's." The OLR says:
Positions Eisenberg has advanced in this
defense of this matter, unfortunately,
illustrate the same pattern seen in his most
recent disciplinary case; a litany of
excuses and denials of personal
responsibility for the conduct which led to
the initiation of the disciplinary action,
and ultimately expressions of defiance and
disrespect for the disciplinary process.
¶50 The OLR asks this court to impose
discipline commensurate with the violations
as necessary and appropriate for the
protection of the public. It also asks this
court to assess all costs of this proceeding
against Attorney Eisenberg.
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¶51 A referee's findings of fact are
affirmed unless clearly erroneous.
Conclusions of law are reviewed de novo.
See In re Disciplinary Proceedings
Against
Eisenberg, 2004 WI 14, ¶5, 269 Wis. 2d 43,
675 N.W.2d 747. The court may impose
whatever sanction it sees fit regardless of
the referee's recommendation. See In
re
Disciplinary Proceedings Against Widule,
2003 WI 34, ¶44, 261 Wis. 2d 45, 660 N.W.2d
686.
¶52 Attorney Eisenberg has failed to
show that any of the referee's findings of
fact are clearly erroneous. Accordingly, we
adopt them. The circuit court and the court
of appeals declared the W.D. civil action to
be frivolous. Attorney Eisenberg was
assessed a hefty monetary penalty, which he
paid. Attorney Eisenberg does not ask this
court to revisit the findings of
frivolousness or the sanctions imposed
against him by the lower courts, as that
would be improper. The determination that
sanctions were appropriately imposed against
Attorney Eisenberg for violating Wis. Stat.
§ 814.025 by initiating and maintaining a
suit in order to harass M.D. has been
affirmed by the court of appeals, and this
court denied a petition for review. That
determination may not be collaterally
attacked in a disciplinary proceeding.
See In re Disciplinary Proceedings
Against
Lauer, 108 Wis. 2d 746, 754, 324 N.W.2d
432
(1982).
¶53 Lauer was a disciplinary
proceeding
against an attorney charged with knowingly
maintaining a frivolous action as proscribed
by then-SCR 20.36. The provisions of former
20.36 are now found, in substantially the
same form, in SCR 20:3.1. In the Lauer
case, a circuit court had ordered the
attorney to pay costs and reasonable
attorney fees pursuant to Wis. Stat. §
814.025 (1979-80) for bringing a frivolous
claim. The Board of Attorneys Professional
Responsibility filed a misconduct complaint
against Attorney Lauer, asserting he had
violated SCR 20.36 because he knew, or
should have known, that the frivolous action
he had commenced in circuit court was
without any reasonable basis in law or
equity and could not be supported by a good-
faith argument for the extension,
modification, or reversal of existing law.
The referee in Lauer recommended that a
private reprimand be issued. Attorney Lauer
appealed, arguing that the referee had
improperly concluded that Attorney Lauer had
violated SCR 20.36 solely on the basis of
the previous determination by the circuit
court that he had violated the frivolous
claim statute.
¶54 The Lauer court agreed that a
finding of frivolousness under the statute
could not, per se, constitute a violation of
a disciplinary rule. Lauer pointed out
that
although the statute and the rule were
similar, they were not identical, and the
assessment of costs under the statute does
not, in and of itself, constitute a
violation of the professional conduct rule.
The Lauer court explained:
However, it does not follow that
where there is a violation of the statute
there must be a violation of the
disciplinary rule. To the extent they treat
the same activity, the statute and the rule
differ significantly. A violation of the
statute requires that a party or a party's
attorney knew or should have known that the
action, special proceeding, counter-claim,
defense or cross-complaint was without any
reasonable basis in law or equity and could
not be supported by a good faith argument
for an extension, modification or reversal
of existing law. A violation of SCR 20.36
requires that the claim or defense
unwarranted under existing law must be
knowingly advanced.
108 Wis. 2d at 757 (emphasis in original).
¶55 The Lauer court also noted that
under the frivolous claim statute, the test
applied is an objective one. By contrast,
under the disciplinary rule, the appropriate
test is subjective because the referee or
reviewing court must determine whether an
attorney has violated a disciplinary rule
that sets forth the minimum level of conduct
below which no lawyer can fall without being
subject to disciplinary proceedings. The
Lauer court wrote:
In making that determination in the
context
of SCR 20.36(1)(b), we find it appropriate
to apply the subjective standard, that is,
whether the attorney, in fact, knew the
claim he was advancing was unwarranted
under
existing law and could not be supported by a
good faith argument for an extension,
modification or reversal of existing law.
Such knowledge is an issue of fact which, in
the context of an attorney disciplinary
proceeding, must be established by clear and
satisfactory evidence, . . . while a finding
of frivolousness under sec. 814.025, Stats.,
must be based on a preponderance of the
evidence.
108 Wis. 2d at 758 (emphasis added and
internal citations omitted).
¶56 Thus, in the instant matter, the
focus of the inquiry before the referee, and
now before this court, is whether there was
clear and satisfactory evidence that
Attorney Eisenberg filed a civil suit
knowing that the suit would serve merely to
harass or maliciously injure M.D. The
referee's detailed findings of fact, as
summarized above, clearly demonstrate that
the OLR has met its burden of proof. The
record clearly establishes that Attorney
Eisenberg had no good-faith legal basis for
filing the civil lawsuit, but rather his
motive was part of a continuing campaign to
intimidate, harass, and maliciously injure
M.D.
¶57 The record supports the referee's
conclusion that Attorney Eisenberg rushed to
file the civil suit less than 24 hours after
the acquittal verdict in the criminal case
hoping to personally confront M.D. at the
divorce pretrial conference. When he
learned that M.D. was not going to be
present at the conference, Attorney
Eisenberg confronted M.D.'s divorce attorney
in a rude and intimidating manner. After
rushing to file the baseless civil suit,
Attorney Eisenberg had numerous
opportunities to dismiss the case but
instead pressed on with his campaign of
harassment and intimidation. His tactics
included contacting the local newspaper,
failing to appear for the mediation he had
demanded, and repeating and embellishing the
false account about the reaction of the jury
in the criminal case. Attorney Eisenberg's
campaign of harassment and intimidation
toward M.D. continued into the disciplinary
proceeding itself, as evidenced by Attorney
Eisenberg's decision to personally examine
M.D. at the hearing before the referee.
¶58 We agree with the referee that the
evidence in this record is sufficient to
support a determination that Attorney
Eisenberg "filed a suit, asserted a
position, . . . or took other action on
behalf of [W.D.] when [he] [knew] or when it
[was] obvious that such an action would
serve merely to harass or maliciously injure
another." The referee's findings of fact
are supported by clear and convincing
evidence and we adopt them. We also adopt
the referee's conclusions of law flowing
from those findings of fact.
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¶59 Turning to the appropriate sanction,
as the referee noted, Wisconsin has long
adhered to a system of progressive
discipline. See In re Disciplinary
Proceedings Against Converse, 2006 WI 4,
¶37, 287 Wis. 2d 72, 707 N.W.2d 530. As we
noted in 2004 when we suspended Attorney
Eisenberg's license to practice law for one
year, his disciplinary history has spanned
four decades and demonstrates a clear
pattern of inappropriate behavior. See
In
re Disciplinary Proceedings Against
Eisenberg, 269 Wis. 2d 43, ¶33. We
commented that the violations at issue in
that case "would certainly warrant
revocation, . . . ." Id., ¶34. However, we
did not impose that sanction because, "[g]
iven Attorney Eisenberg's age, revocation
might effectively prohibit him ever
practicing law again." Id.
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¶60 If Attorney Eisenberg had no prior
disciplinary history, or if he had a lesser
disciplinary history, revocation would not
be on the table. However, this is the fifth
time Attorney Eisenberg has been
disciplined. We are cognizant that the
majority of the conduct at issue here
occurred prior to or concurrent with the
conduct at issue in the 2004 disciplinary
case. A small amount of the conduct at
issue did post-date the 2004 suspension. In
determining the appropriate sanction, we
note that there are some disturbing
similarities between the conduct in the
instant case and the conduct which formed
the basis for Attorney Eisenberg's first
suspension in 1970.
¶61 In the 1970 case this court found
that Attorney Eisenberg pursued a course of
vindictive and reckless harassment and
psychological persecution against a
Milwaukee County judge. Attorney
Eisenberg's conduct was of such aggravated
nature as to cause the judge great mental
suffering and anguish. State v.
Eisenberg,
48 Wis. 2d at 367-68. In the instant case,
Attorney Eisenberg pursued a course of
vindictive and reckless harassment and
psychological persecution against M.D. His
conduct was of such aggravated nature as to
cause M.D. great mental suffering and
anguish.
¶62 In the 2004 proceeding we expressed
the highest concern over Attorney
Eisenberg's continued and persistent
inability to comport himself with the
behavior that is expected of attorneys.
See In re Disciplinary Proceedings
Against
Eisenberg, 269 Wis. 2d 43, ¶33. The facts
of this case have served only to heighten
our concern that Attorney Eisenberg is
apparently unable to conform his conduct to
the standards expected of all members of the
Wisconsin bar. While the current
misconduct, standing alone, would not
warrant revocation, the behavior at issue
here is the latest in a long line of
episodes of misconduct permeating Attorney
Eisenberg's entire legal career. In light
of the aggravated nature of the misconduct
and Attorney Eisenberg's extensive
disciplinary history, we conclude that no
sanction short of revocation would be
sufficient to protect the public, achieve
deterrence, and impress upon Attorney
Eisenberg the seriousness of his
misconduct. We also agree with the OLR that
Attorney Eisenberg should be assessed the
full costs of the proceeding.
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¶63 IT IS ORDERED that Count Two of the
OLR's complaint is dismissed.
¶64 IT FURTHER IS ORDERED that the
license of Alan D. Eisenberg to practice law
in Wisconsin is revoked, effective April 1,
2010.
¶65 IT IS FURTHER ORDERED that within 60
days of the date of this order, Alan D.
Eisenberg shall pay to the Office of Lawyer
Regulation the costs of this proceeding.
¶66 IT IS FURTHER ORDERED that Alan D.
Eisenberg comply with the provisions of SCR
22.26 concerning the duties of an attorney
whose license to practice law has been
revoked.
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