Disciplinary Proceedings Against Toran
2018 WI 26, 4/5/18 (2018)
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ATTORNEY disciplinary proceeding.
Attorney's license suspended.
¶1 PER CURIAM. Attorney James Toran
appeals a report filed by Referee John A.
Fiorenza concluding that Attorney Toran
committed three counts of professional
misconduct and recommending that Attorney
Toran should be ordered to pay restitution
and that his license to practice law in
Wisconsin be suspended for one year.
Attorney Toran entered into a stipulation
whereby he admitted to the alleged
misconduct and agrees to pay restitution.
He argues that a lesser sanction is
warranted.
¶2 We adopt the referee's findings of
fact, conclusions of law, and recommendation
regarding restitution, but we conclude that
a 60-day suspension of Attorney Toran's
license to practice law is a sufficient
sanction for his misconduct. As is our
usual practice, we also agree that Attorney
Toran should be required to pay the full
costs of this proceeding, which are
$2,188.05 as of February 6, 2018.
¶3 Attorney Toran was admitted to
practice law in Wisconsin in 1983. He
practices criminal law in Milwaukee. This
is his fifth disciplinary proceeding.
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¶4 In 1989, we suspended Attorney
Toran's license for six months because
Attorney Toran arranged to receive cocaine
as payment of a portion of legal fees he
charged to represent a criminal client.
In
re Disciplinary Proceedings Against Toran,
151 Wis. 2d 194, 443 N.W.2d 927 (1989). He
was charged and convicted of possession of
cocaine and received two years of probation.
Id.
¶5 In 1991, Attorney Toran received a
consensual public reprimand for misconduct
committed in two client matters. Public
Reprimand of James E. Toran, No. 1991-13
(electronic copy available at
https://compendium.wicourts.gov/app/raw/
000288.html). In the first matter, a client
retained Attorney Toran to represent him on
a speeding and drunk driving charge.
Attorney Toran failed to show up for a court
hearing without formal notice to the court
and with only five minutes notice to his
client. The client promptly discharged him
and, although Attorney Toran agreed to
return $350 of the $500 retainer to the
client, he failed to do so.
¶6 In the second matter, a woman
retained Attorney Toran following her arrest
on a drunk driving charge. She had been
offered a plea deal but Attorney Toran told
her that she had a good case. She paid
Attorney Toran a $500 retainer and, on
Attorney Toran's advice, drove 200 miles to
take photographs of the area where she had
been driving to use as evidence at trial.
After several delays, Attorney Toran
accepted a plea deal for her without her
consent. Believing she was going to trial,
she tried to contact Attorney Toran without
success. She terminated representation and,
when she tried to discuss a refund, Attorney
Toran cancelled the meeting and subsequently
failed to respond to her telephone calls or
to a certified letter. During the
investigation Attorney Toran agreed to
refund her $500 retainer, but failed to do
so.
¶7 Attorney Toran received a consensual
private reprimand in 2007.
¶8 On November 3, 2012, Attorney Toran
received another consensual public reprimand
based on misconduct in three client matters.
Public Reprimand of James E. Toran, No.
2012-15 (electronic copy available at
https://compendium.wicourts.gov/
app/raw/002521.html). Attorney Toran failed
to provide a client with a written fee
agreement, in violation of SCR 20:1.5(b)(1).
With respect to the second client, Attorney
Toran again failed to provide the client
with a written fee agreement and, despite
repeated requests, also failed to provide
the client with a copy of discovery in the
case, in violation of SCR 20:1.4(a)(4).
Attorney Toran also falsely told the Office
of Lawyer Regulation's (OLR) investigators
that he had visited this client in jail. In
the third client matter, Attorney Toran
failed to respond to appellate counsel's
requests for the client's file and failed to
promptly deliver the client's file to
appellate counsel, in violation of SCR
20:1.16(d).
¶9 This proceeding commenced on January
15, 2016, when the OLR filed a complaint
alleging that Attorney Toran had committed
misconduct in connection with his
representation of B.S. The OLR sought a 60-
day suspension and $500 in restitution.
Attorney Toran filed an answer and a referee
was appointed.
¶10 At the beginning of the September
23, 2016 evidentiary hearing, the lawyers
informed the referee that Attorney Toran had
stipulated to the allegations in the
complaint. Accordingly, the only remaining
issue was the appropriate sanction.
¶11 The complaint alleged, and Attorney
Toran stipulated, that in November 2012
Attorney Toran was retained to represent
B.S. in a criminal matter. B.S.'s mother,
D.S., paid Attorney Toran $1,000 in advanced
fees toward the representation. There was
no written fee agreement.
¶12 At some point, D.S. asked Attorney
Toran to file a petition for writ of
certiorari on her son's behalf. Attorney
Toran explained to D.S. that he required
payment of $1,000 before he would file the
writ of certiorari. D.S. made some
additional payments totaling approximately
$1,500. Of that amount, $500 was paid in
contemplation of Attorney Toran filing the
petition for writ of certiorari. However,
the additional $500 was not paid. So,
Attorney Toran did not draft or file the
writ of certiorari.
¶13 However, upon termination of
representation, Attorney Toran never
refunded D.S. the $500 paid toward the writ
of certiorari. Attorney Toran also failed
to deposit any of these funds into his trust
account.
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¶14 The complaint alleged that, by
failing to enter into a written fee
agreement with regard to his representation
of B.S. when the total cost of the
representation exceeded $1,000, Attorney
Toran violated SCR 20:1.5(b)(l)(Count One);
by failing to deposit into his trust account
the advanced payment of fees made by B.S.'s
mother on his behalf, and absent any
evidence that Attorney Toran complied with
the alternative protection for fees
available under SCR 20:1.15(b)(4m), Attorney
Toran violated (former) SCR 20:1.15(b)(4)
(Count Two); and by failing to refund the
$500 advanced payment of fees made in
contemplation of filing a writ of
certiorari, when no such work was completed,
Attorney Toran violated SCR 20:1.16(d)(Count
Three).
¶15 At the time of the evidentiary
hearing it was clear that D.S. felt she was
entitled to more than $500 in restitution.
The parties agreed that D.S. should be
permitted to testify and she did so. Both
lawyers made brief presentations to the
referee regarding sanctions. Attorney Toran
testified, saying, inter alia, that he
thought he had repaid D.S. but could not
prove it.
¶16 The referee filed a brief report and
recommendation on January 30, 2017 accepting
the parties' stipulation, recommending the
court order Attorney Toran to pay $500 in
restitution to D.S., and, in light of
Attorney Toran's disciplinary history,
recommending a one-year license suspension
and costs.
¶17 Attorney Toran appeals. He asserts
that a public reprimand is sufficient. The
parties filed briefs, and this court
conducted oral argument on January 17,
2018.
¶18 Neither party challenges the
referee's findings of fact or conclusions of
law. We agree with the findings of fact and
conclusions of law and we adopt them.
See
In re Disciplinary Proceedings Against
Eisenberg, 2004 WI 14, ¶5, 269 Wis. 2d 43,
675 N.W.2d 747. The issue for this court is
the appropriate level of discipline for
Attorney Toran's admitted misconduct:
failing to provide a fee agreement, failing
to hold advanced fees in trust, and failing
to return advanced fees to D.S. when it
became clear that he would not be drafting a
writ of certiorari petition.
¶19 Attorney Toran maintains that a
public reprimand is sufficient. He seeks to
provide some context for his errors. He
concedes, as he must, that this court
adheres to the practice of progressive
discipline. See In re Disciplinary
Proceedings Against Nussberger, 2006 WI
111,
296 Wis. 2d 47, 719 N.W.2d 501; In re
Disciplinary Proceedings Against Lister,
2010 WI 108, 329 Wis. 2d 289, 787 N.W.2d
820. He suggests however that his early
discipline is so remote in time and preceded
his recovery and should not be held against
him in this matter. He notes that the "
[r]eferee's recommendation is terse in word
and analysis" and argues that progressive
discipline does not "in any manner suggest
the harsh sanction recommended." However,
he cites no legal authority in support of
his request for another public reprimand.
¶20 The OLR agrees that a one-year
suspension is too harsh but maintains that a
suspension of some length is merited. It
reiterates its request for a 60-day
suspension. The OLR acknowledges that
Attorney Toran was cooperative during the
investigation and prosecution of this
matter. The OLR acknowledges that, standing
alone, in the absence of any prior
disciplinary history, the nature and
severity of Attorney Toran's misconduct in
this matter might warrant a reprimand, and
perhaps if restitution had been timely made,
even a private reprimand.
¶21 However, restitution was not timely
made and this is Attorney Toran's fifth
disciplinary proceeding. Even if we were to
discount Attorney Toran's early disciplinary
history, the facts giving rise to his 2012
public reprimand indicate this misconduct
was not an isolated or unique occurrence.
As such, progressive discipline tips the
balance in favor of license suspension. The
question is how long?
¶22 We agree that a one-year suspension
is too long. Indeed, any license suspension
of six months or more would require Attorney
Toran to formally petition for reinstatement
pursuant to SCR 22.28(3), thereby delaying
reinstatement.
¶23 A 60-day license suspension is the
shortest license suspension we impose.
While no two disciplinary cases present
precisely the same circumstances, a 60-day
suspension appears most consistent with our
prior practice in similar cases. See
In re
Disciplinary Proceedings Against Osicka,
2014 WI 33, 353 Wis. 2d 656, 847 N.W.2d 343
(imposing 60-day suspension for violations
of SCRs 20:1.15(b), 20:1.5(a), 20:1.16(d),
and 22.03(2) and (6) on attorney with three
prior public reprimands, the most recent for
similar misconduct); In re Disciplinary
Proceedings Against Harris, 2010 WI 9, 322
Wis. 2d 364, 778 N.W.2d 154 (imposing a 60-
day suspension for violations of SCRs 20:1.3
and 20:1.4 on attorney with a prior private
reprimand and a prior public reprimand for
similar misconduct). We thus conclude that
a 60-day suspension of Attorney Toran's
license to practice law in Wisconsin is
sufficient to impress upon him the
seriousness of his misconduct, to protect
other clients, and to deter other attorneys
from engaging in similar misconduct.
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¶24 We turn to the question of
restitution. The parties stipulated to $500
in restitution to D.S., and the referee
agreed.
¶25 At the evidentiary hearing, the
client's mother testified that she retained
Attorney Toran in the fall of 2012 to
represent her son in a criminal proceeding.
She gave Attorney Toran $1,000 in cash or a
cashier's check at that time. The testimony
from the evidentiary hearing disclosed that
she sought Attorney Toran's assistance on a
number of interrelated matters regarding her
son, including a revocation proceeding. She
testified that she later gave Attorney Toran
another $500-$700, then another $800 for a
total of $2,500 on "the first case." This
testimony differed from the OLR's
understanding, as set forth in the
complaint: that Attorney Toran had received
a total of $1,500. D.S. offered no receipts
or other evidence of having paid Attorney
Toran more than $1,500. It was clear that
D.S. wanted Attorney Toran to file a writ of
certiorari petition on her son's behalf, but
paid only $500 of the requisite $1,000 fee
for that work. The referee considered the
evidence and recommended, consistent with
the parties' stipulation, that we direct
Attorney Toran to pay $500 in restitution to
D.S. We accept that recommendation and we
also agree that Attorney Toran should pay
the full costs of this proceeding.
¶26 IT IS ORDERED that the license of
James Toran to practice law in Wisconsin is
suspended for a period of 60 days effective
May 17, 2018.
¶27 IT IS FURTHER ORDERED that James
Toran shall pay $500 in restitution to D.S.,
the mother of his former client, B.S.
¶28 IT IS FURTHER ORDERED that the
restitution specified above is to be
completed prior to paying costs to the
Office of Lawyer Regulation.
¶29 IT IS FURTHER ORDERED that James
Toran comply with the provisions of SCR
22.26 concerning the duties of a person
whose license to practice law in Wisconsin
has been suspended.
¶30 IT IS FURTHER ORDERED that within 60
days of the date of this order, James Toran
pay to the Office of Lawyer Regulation the
costs of this proceeding, which are
$2,188.05 as of February 6, 2018. If the
costs are not paid within the time
specified, and absent a showing to this
court of his inability to pay the costs
within that time, the license of James Toran
to practice law in Wisconsin shall remain
suspended until further order of the court.
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