Reinstatement of Eisenberg
2007 WI 17, 298 Wis. 2d 548, 726 N.W.2d 634 (2007)
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ATTORNEY reinstatement
proceeding. Reinstatement granted.
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¶1 PER CURIAM. We review the
recommendation of the referee, Richard M.
Esenberg, that Alan D. Eisenberg's petition
seeking the reinstatement of his license to
practice law in Wisconsin be denied.
Although the referee found that Attorney
Eisenberg's conduct during the term of his
suspension has been exemplary, that he has
fully complied with the terms of the
suspension order, and that he has
maintained competence and learning in the
law during the suspension, the referee
nevertheless recommended against granting
the petition for reinstatement because he
concluded Attorney Eisenberg has not proven
by clear, satisfactory, and convincing
evidence that he has a proper understanding
of and attitude toward the standards that
are imposed upon the members of the bar and
that he will act in conformity with them,
nor has he proven that he can be safely
recommended to the legal profession, the
courts, and the public as a person fit to
be consulted by others and to represent
them and otherwise act in matters of trust
and confidence, and in general to aid in
the administration of justice as a member
of the bar and as an officer of the
courts. The referee also concluded that
Attorney Eisenberg has not proven by clear,
satisfactory, and convincing evidence that
his resumption of the practice of law will
not be detrimental to the administration of
justice and will not be subversive of the
public interest.
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¶2 Attorney Eisenberg filed a response
to the referee's report and recommendation,
pursuant to SCR 22.32(2), requesting that
this court not adopt the recommendation of
the referee and instead grant the petition
for reinstatement. This court issued an
order indicating it would benefit from
additional briefing on the question of
whether Attorney Eisenberg has satisfied
the requirements for reinstatement. After
consideration of those briefs, along with
the referee's report and the entire record,
we conclude that Attorney Eisenberg's
petition for reinstatement should be
granted. We also direct that the costs of
the reinstatement proceeding, which total
$9089.18 as of May 25, 2006, be paid by
Attorney Eisenberg.
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¶3 Attorney Eisenberg's license to
practice law in this state was suspended
for a period of one year, effective April
6, 2004, for engaging in eight counts of
misconduct committed in five separate
matters. See In re Disciplinary
Proceedings Against Eisenberg, 2004 WI
14, 269 Wis. 2d 43, 675 N.W.2d 747. The
misconduct included failing to take steps
to protect a client's interests upon
termination of representation; failure to
disclose all relevant information to the
Office of Lawyer Regulation (OLR); engaging
in conduct involving dishonesty, fraud,
deceit, or misrepresentation; knowingly
making a false statement of fact to a
tribunal; engaging in conduct intended to
disrupt a tribunal; violating the
attorney's oath; entering into a business
transaction with a client; using means
which have no substantial purpose other
than to embarrass, delay, or burden a third
person in the course of representing a
client; and knowingly making a false
statement of material fact or law to a
third person. Attorney Eisenberg had been
disciplined for professional misconduct on
three previous occasions. Two of those
proceedings resulted in a suspension of his
license to practice law. The third
resulted in a public reprimand.
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¶4 Attorney Eisenberg filed a petition
for reinstatement of his license on January
11, 2005. A public hearing was held on the
reinstatement petition on July 25, 2005.
Several witnesses testified in opposition
to reinstatement of Attorney Eisenberg's
license, citing his lack of civility and
inability to take seriously the
professional obligations of an attorney.
¶5 Attorney Eisenberg testified in
support of his petition for reinstatement.
He explained that since the suspension he
had attended continuing legal education
(CLE) programs totaling 109 credits, 33 1/2
of which were for attendance at
professional ethics courses. He said he
had been heavily involved in the real
estate profession, which involved
negotiating and bringing people together,
and he had been an active participant in
the Greater Milwaukee Association of
Realtors Ethics Grievance Arbitration
Committee. In addition, Attorney Eisenberg
testified that he had served as the
executive secretary of the Wisconsin
Umpires Association, was a co-founder and
executive director of the North Shore
Historical Society, was a contributing
editor of a Latino newspaper, and was
active in work on behalf of various humane
animal societies. He also said he had been
elected to the board of directors of an
organization called Citizens for
Responsible Government, which analyzes
political developments and seeks
accountability from public officials.
¶6 Multiple witnesses also testified
in support of Attorney Eisenberg's petition
for reinstatement. Attorney Eisenberg's
witnesses described him as forceful,
aggressive, tough, and bright and said they
were convinced he is remorseful about the
conduct that led to his most recent
suspension and if he is reinstated he will
be a very good attorney again.
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¶7 The referee issued his report and
recommendation on September 8, 2005. The
referee noted that in assessing whether an
attorney has demonstrated by clear,
satisfactory, and convincing evidence that
he has met the requirements for
reinstatement, there is no presumption of
rehabilitation upon the expiration of a
specified term of suspension with no
evidence of intervening or subsequent
misconduct present. See In re
Disciplinary Proceedings Against Hyndman,
2002 WI 6, ¶4, 249 Wis. 2d 650, 638 N.W.2d
293.
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¶8 The referee noted that Attorney
Eisenberg has certainly demonstrated that
he has maintained learning in the law and
he has maintained a record of varied
community service during the period of his
suspension. The referee also noted that
witnesses who testified on Attorney
Eisenberg's behalf reflected that at least
some of his legal clients were highly
appreciative of his services and would
welcome the opportunity to retain him in
the future. The referee also said there
was no evidence of dishonest conduct during
the period of suspension. However, the
referee was troubled by Attorney
Eisenberg's past conduct and how that past
conduct might predict his future behavior.
The referee's comments in this regard
include:
I recognize that there is often a
connection between overzealous advocacy and
misrepresentation and, therefore, concerns
about Mr. Eisenberg's ability to restrain
himself are not unrelated to the potential
for misrepresentation as his disciplinary
history reveals. Mr. Eisenberg has more
often been found guilty of
misrepresentation in the course of advocacy
as opposed to efforts at personal gain.
The principal question then, regarding
reinstatement, seems to be Mr. Eisenberg's
facility to take overly aggressive
positions in advocating his own interests
and, at times, those of his clients. Each
of his prior suspensions involved such
conduct . . . .
Zeal in an attorney is a virtue but only
to
a point. Both effective advocacy and
compliance with the duties lawyers owe to
the courts, the public and to participants
in the judicial process require the ability
to discern when an argument is frivolous
and when the admittedly faint bounds of
civility have been transgressed.
Put another way, lawyers need an
internal
voice that tells them when to stop. Mr.
Eisenberg has often failed to hear that
voice.
. . .[T]he question here is not whether
Mr.
Eisenberg has heard that cautionary voice
in the past (clearly, too often, he has
not) but whether he will hear it in the
future.
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¶9 The referee found it troubling that
Attorney Eisenberg did not unambiguously
apologize for the conduct that led to his
most recent suspension. While the referee
acknowledged that in and of itself, the
mere failure to apologize might not be
strong evidence against reinstatement, the
referee said, "[t]he nagging sense that Mr.
Eisenberg still doesn't get it is
strengthened by his attitude toward the
Referee's findings in the case leading to
suspension." The referee noted when asked
about the findings made by the referee in
the suspension matter, Attorney Eisenberg
asserted that this court had said that the
referee's report was "biased," that the
court "somewhat agreed" that three of the
counts may not have been proven, and he
repeatedly said the court had somehow
modified the referee's credibility findings
which were "devastatingly critical" of
Attorney Eisenberg.
¶10 The referee in the reinstatement
proceeding noted that this court did no
such thing and although the court did say
that, on one of the counts, a trier of fact
could have gone either way, it affirmed
each of the referee's findings of fact as
not clearly erroneous. The reinstatement
referee noted that when pressed, Attorney
Eisenberg said that this court must have
disagreed with the suspension proceeding
referee to some extent because it did not
adopt that referee's recommendation of
revocation. The reinstatement referee
noted that this court expressly said that
the misconduct that was proven, along with
Mr. Eisenberg's past disciplinary history,
would certainly warrant revocation but the
court declined to impose that sanction
because, given Mr. Eisenberg's age,
revocation might effectively prohibit him
from ever practicing law again. The
reinstatement referee said somehow Attorney
Eisenberg apparently interpreted an act of
mercy as at least a partial vindication,
and he said this was troubling.
¶11 The reinstatement referee also
noted that Attorney Eisenberg repeatedly
made comments suggesting or expressly
claiming that he has been singled out and
treated in ways no other lawyer would be.
In the referee's opinion, all of these
concerns raised doubts as to whether
Attorney Eisenberg understands the
standards to which he must conform.
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¶12 The referee recommended that
Attorney Eisenberg's petition for
reinstatement be denied, that he be
directed to turn over the balance of his
trust account to the state Unclaimed
Property Fund, and that he be ordered to
pay the costs of the reinstatement
proceeding. The referee said that in the
event this court should reinstate Attorney
Eisenberg's license, the reinstatement
should be conditioned on his reimbursing
the Wisconsin Lawyers' Fund for Client
Protection in the amount of $11,500.
¶13 As noted above, following receipt
of the referee's report and the responses
thereto filed by Attorney Eisenberg and the
OLR, this court requested the parties to
file additional briefs addressing the
question whether Attorney Eisenberg has
satisfied the requirements for
reinstatement. After careful consideration
of those additional briefs in conjunction
with the referee's report and the entire
record, we conclude that Attorney
Eisenberg's petition for reinstatement
should be granted.
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¶14 SCR 22.31(1) provides the standard
to be met for reinstatement. Specifically,
the petitioner must show by clear,
satisfactory, and convincing evidence that
he or she has the moral character to
practice law, that his or her resumption of
the practice of law will not be detrimental
to the administration of justice or
subversive of the public interest, and that
he or she has complied with SCR 22.26 and
the terms of the order of suspension. In
addition to these requirements, SCR 22.29
(4) states related requirements that a
petition for reinstatement must show. All
of these additional requirements are
effectively incorporated into SCR 22.31
(1).
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¶15 We will adopt a referee's findings
of fact unless they are clearly erroneous.
Conclusions of law are reviewed de novo.
See In re Disciplinary Proceedings
Against Carroll, 2001 WI 130, ¶29, 248
Wis. 2d 662, 636 N.W.2d 718. We note that
the referee's conclusions that Attorney
Eisenberg has failed to prove by clear,
satisfactory, and convincing evidence that
he has a proper understanding of and
attitude toward the standards that are
imposed upon the members of the bar and
that he will act in conformity with them;
that he has failed to prove that he can be
safely recommended to the legal profession,
the courts, and the public as a person fit
to be consulted by others and to represent
them; and that he has also failed to prove
that his resumption of the practice of law
will not be detrimental to the
administration of justice and will not be
subversive of the public interest are
denominated as findings of fact. We deem
these statements to be conclusions of law
and we will review them as such.
¶16 We determine that the referee's
remaining factual findings are not clearly
erroneous and we adopt them.
¶17 As previously noted, prior to the
2004 suspension Attorney Eisenberg had been
disciplined for professional misconduct on
three previous occasions. The dissent
outlines the facts of those earlier cases
in some detail and expresses the concern
that Attorney Eisenberg's disciplinary
history "provides plenty of evidence to
garner skepticism about his remorse."
Dissent, ¶48.
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¶18 We share the dissent's concern
about Attorney Eisenberg's disciplinary
history, as did the reinstatement referee.
The number of prior disciplinary
proceedings in which Attorney Eisenberg has
been involved, as well as the serious and
unsavory nature of some of the specific
counts of misconduct that he was found to
have committed, do not paint a pretty
picture. However, Attorney Eisenberg's
disciplinary history was taken into account
when this court imposed a one year license
suspension for the most recent misconduct
in 2004. We note, and the dissent
concedes, that Attorney Eisenberg's history
of disciplinary problems does not directly
affect his petition for reinstatement of
his license to practice law. Rather, the
focus must be on whether Attorney Eisenberg
has satisfied the burden imposed on him by
SCR 22.31(4) and SCR 22.29(4). We conclude
that he has done so.
¶19 The dissent says, "it is [Attorney
Eisenberg's] own words during his
reinstatement hearing that establish that
he falls well short of satisfying his SCR
22.31(1) reinstatement burden." Dissent,
¶48. As an example the dissent points to
testimony presented at the reinstatement
hearing regarding an incident that occurred
with Attorney Michele Ford in September
2003. Attorney Ford testified that in a
telephone conversation she had with
Attorney Eisenberg while she was working in
her capacity as City Attorney for the City
of St. Francis, after she refused to accept
a deal demanded by Attorney Eisenberg, he
hurled a profane insult at her and slammed
down the phone. Attorney Eisenberg did not
admit to using profanity but did concede he
made an inappropriate remark.
¶20 In explaining the incident at the
reinstatement hearing Attorney Eisenberg
said he became upset with Ms. Ford because
he was representing an elderly woman who
had no funds; that he handled the matter on
a pro bono basis; and that he was
attempting to talk Ms. Ford into dropping
the $40 award of costs that Ms. Ford
proposed as a means of disposing of the
case because his client could not afford to
pay $40. Attorney Eisenberg said he asked
that his client be allowed to perform
community service in lieu of paying the $40
and Ms. Ford said she would not agree to
that because it was contrary to standard
policy. Attorney Eisenberg testified:
So I started out by saying, we've got a
stipulation here. First of all, is there a
problem with it, and second, this lady has
no money. She's got terrible problems.
She's an older woman. It wasn't her
fault. I'd like to just explain it to
you. And then she started getting on my
case. . . .
And I thought she did raise her voice to
me, and the more she got upset, the more I
got upset. . . .
And I wish that I hadn't got upset, and
I'm
sorry that I did.
¶21 The dissent also points out that
Attorney Eisenberg called Attorney Ford the
week before the reinstatement hearing and
she said she viewed his comments to her as
being intimidating. Dissent, ¶54. When
asked about the phone call he placed to
Attorney Ford, Attorney Eisenberg said, "I
wanted to try to find out what this was
about" and he denied any intent to
intimidate or threaten her. We note that
the reinstatement referee drew no
conclusion regarding Attorney Ford's
perception that Attorney Eisenberg's
comments were an attempt to intimidate
her. The referee said while Attorney
Ford's perception was certainly plausible,
Attorney Eisenberg's denial of any improper
intent was equally plausible.
¶22 The dissent also points to
testimony from the reinstatement hearing in
which Attorney Eisenberg said he feels he
must be very circumspect in his
professional behavior because the OLR had a
different set of rules for him as compared
to other attorneys. We note that in
further explaining this statement Attorney
Eisenberg said, "Well, it sure has felt
that way, but I'm not criticizing them. I
think that [the OLR] does [its] job."
¶23 The excerpts from the transcript of
the reinstatement hearing highlighted by
the dissent reveal that Attorney Eisenberg
was, in some of his remarks, cantankerous
and grouchy. However, those excerpts
constitute a small percentage of the 135
pages of testimony provided by Attorney
Eisenberg. A reading of the entire
transcript indicates that, at least at
times, the atmosphere at the hearing was
highly charged and the OLR's counsel and
Attorney Eisenberg had a number of spirited
exchanges in which both made somewhat
querulous remarks. Although we agree that
Attorney Eisenberg should have been more
circumspect in some of his comments, at the
end of the day, when asked by his attorney
whether he was resolved to observe the
admonitions this court has issued in its
orders and refrain from conduct that the
court finds offensive, Attorney Eisenberg
responded, "With all my heart and
soul. . . . With every ounce of intellect
that I can muster up."
¶24 While some of Attorney Eisenberg's
past conduct has been far less than
exemplary—indeed, at times it has been
deeply flawed—he has already been
disciplined for that bad conduct. The
pertinent inquiries before us are what was
the state of his conduct during the term of
his suspension, i.e., since April 2004;
whether he currently has a proper
understanding of and attitude toward the
standards that are imposed upon members of
the bar and whether he will act in
conformity with them; and whether he can be
safely recommended to the legal profession,
the courts and the public. After a careful
review of the entire record, we conclude
that the answer to this question is "yes."
¶25 The referee specifically found, and
we agree, that Attorney Eisenberg's conduct
during the suspension has been exemplary
and above reproach. We also note the
referee's specific findings that since his
suspension, Attorney Eisenberg has
maintained competence in learning in the
law by attendance at numerous educational
activities. Although the referee was
concerned that Attorney Eisenberg has not
expressed much in the way of contrition,
nor has he undergone counseling, neither
our order suspending his license nor the
rules governing reinstatement require
counseling, and the record reveals that
Attorney Eisenberg has expressed remorse
for his past conduct.
¶26 After our de novo review of the
referee's conclusions of law, including the
above-referenced statements which were
denominated findings of fact, we conclude
that Attorney Eisenberg has met his burden
imposed by SCR 22.31(1) of demonstrating by
clear, satisfactory, and convincing
evidence that his resumption of the
practice of law would not be detrimental to
the administration of justice or subversive
of the public interest. Accordingly, we
grant Attorney Eisenberg's petition for
reinstatement. We also direct that
Attorney Eisenberg be assessed the costs of
this reinstatement proceeding.
¶27 When we suspended Attorney
Eisenberg's license, we rejected the
referee's recommendation for revocation,
saying:
Given Attorney Eisenberg's age,
revocation
might effectively prohibit him ever
practicing law again. Age is not
necessarily a mitigating factor. See
In re
Disciplinary Proceedings Against Fennig,
227 Wis. 2d 379, 595 N.W.2d 710 (1999) (60-
day suspension imposed for 70+-year-old
attorney rather than public reprimand).
But under these circumstances we hope that
a shorter period of forfeiture will suffice
to deter other attorneys from engaging in
similar misconduct and motivate Attorney
Eisenberg, if he ever returns to the
practice of law, to conduct himself in an
ethical manner, without exception. . . .
Eisenberg, 269 Wis. 2d 43, ¶34.
¶28 In granting Attorney Eisenberg's
petition for reinstatement, we stress that
he is not being held to a different or
higher standard of conduct than other
attorneys in this state. All attorneys
licensed to practice in Wisconsin are held
to the highest standard of conduct, and we
expect nothing less from Attorney
Eisenberg. We also stress that we expect
the exemplary behavior which Attorney
Eisenberg has exhibited during the period
of his suspension to continue once he
resumes the practice of law.
¶29 IT IS ORDERED that Alan D.
Eisenberg's license to practice law in
Wisconsin is reinstated effective the date
of this order.
¶30 IT IS FURTHER ORDERED that within
60 days of the date of this order Alan D.
Eisenberg shall pay to the Office of Lawyer
Regulation the costs of this proceeding.
If the costs are not paid within the time
specified, and absent a showing to this
court of his inability to pay the costs
within that time, the license of Alan D.
Eisenberg to practice law in Wisconsin
shall be suspended until further order of
the court.
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¶31 JON P. WILCOX, J.
(dissenting).
The court has concluded that Attorney Alan
D. Eisenberg has satisfied his burden and
should be reinstated to practice law in
Wisconsin. Based on his behavior during
his suspension, I conclude he has fallen
well short of the burden imposed by SCR
22.31(1). He should not be reinstated at
this time. Accordingly, I respectfully
dissent.
¶32 Before addressing the specifics
that support my conclusion that Attorney
Eisenberg should not be reinstated,
background related to his history of
disciplinary problems provides a helpful
context.
¶33 Four years after being admitted to
practice law in Wisconsin, Attorney
Eisenberg first had his law license
suspended in 1970. State v. Eisenberg,
48
Wis. 2d 364, 180 N.W.2d 529 (1970).
He "pursued a course of vindictive and
reckless harassment and psychological
persecution against the Honorable John E.
Krueger, county judge of Milwaukee county,
Wisconsin." Id. at 367-68. Attorney
Eisenberg hired a private investigator to
investigate Judge Krueger. The court made
the following findings:
(1) That Alan Eisenberg publicly
charged
Judge Krueger with conduct (unspecified)
for which a criminal warrant could issue;
(2) That Alan Eisenberg predicted the Judge
would resign for "personal reasons" within
a short period rather than face
prosecution; (3) That Alan Eisenberg
arranged for and Sydney signed checks in
payment of newspaper advertisements
soliciting complaints against Judge
Krueger; (4) That in concert the defendants
pressured the Judge unwillingly to appoint
them to an advisory committee concerning
the administration of his court; (5) That
in concert the defendants forced the Judge
to publicly read a press release announcing
their appointment for the purpose of
aggrandizing themselves and demonstrating
their subjugation of and their dominance
over the Judge; and (6) We find that the
above acts of the defendants constitute
unprofessional conduct tending to bring the
courts into disrepute and contempt and that
such conduct is contrary to the duties of
the defendants as licensed attorneys and in
violation of their oaths as attorneys,
taken pursuant to sec. 256.29, Stats.
Id. at 379. Attorney
Eisenberg's "conduct
was of such aggravated nature as to cause
Judge Krueger great mental suffering and
anguish, which culminated in his death by
his own hand on August 28, 1968." Id.
at
368.
¶34 The pattern of Attorney Eisenberg
refusing to accept responsibility began
during his first disciplinary
proceeding. "During the[] proceedings Alan
Eisenberg gave testimony which directly
conflict[ed] with the testimony of 13
witnesses. The record show[ed] that as to
any testimony which supported the
allegations of the complaint, Alan refute
[d] the same by labeling it to be false."
Id. at 377.
¶35 Attorney Eisenberg had his law
license suspended for the second time in
1988. In re Disciplinary Proceeding
Against Eisenberg, 144 Wis. 2d 284, 423
N.W.2d 867 (1988). The court suspended
Attorney Eisenberg for two years for
conduct stemming out of two cases. In the
first case, Attorney Eisenberg was
suspended for:
having made statements to the press
prior
to a criminal trial which concerned the
character, credibility and reputation of
the accused, whom he represented, and his
opinion of the evidence, the merits of the
case and the innocence of his client;
having entered into a contract regarding
the publication rights to the story of his
representation of that criminal defendant;
having participated in the preparation and
filing of a civil complaint purported to
have been prepared and filed by an
individual pro se in connection with a
pending extradition proceeding against his
client; having failed to disclose relevant
facts concerning the latter conduct in
response to inquiries from the Board of
Attorneys Professional Responsibility in
its investigation; and having made
offensive, undignified and discourteous
remarks to a prosecutor concerning a
witness and in closing argument to a jury
concerning a prosecutor.
Id. at 287. In the second case,
Attorney
Eisenberg "knowingly made a false statement
intended for publication that the Attorney
General had written him that counsel for an
adverse party in pending litigation was
chargeable with false swearing and
perjury." Id.
¶36 In suspending Attorney Eisenberg,
the court lamented that
[b]y that misconduct Attorney Eisenberg
has
established a pattern of attempting to
influence litigation by means prohibited by
the rules governing the conduct of
attorneys, including misrepresentations to
the court and, through the press, to the
public. Such abuse of our court system
warrants severe discipline. Moreover, as
this is not the first occasion we have had
to discipline him, Attorney Eisenberg has
shown that severe discipline is needed to
impress upon him the obligation to comport
himself in accord with the ethical
standards of the profession.
Id. at 287-88.
¶37 Attorney Eisenberg was publicly
reprimanded in 1996. He failed to arrange
for winding up his practice within 15 days
of the effective date of his 1988
suspension, in violation of SCR 22.26(3).
In this case, Attorney Eisenberg had until
August 1, 1988, to terminate his practice.
The Board's investigation showed that the
balance in Attorney Eisenberg's trust
account on August 31, 1988, was
$39,011.75. The account was not closed,
and approximately two dozen checks were
written on the account after that date.
The last check cleared the bank in May of
1989, leaving a balance of $34,771.65.
¶38 The Board concluded that Attorney
Eisenberg failed to act with diligence in
returning client funds to clients at the
close of their cases. Attorney Eisenberg,
as a partner in a law firm, also failed to
make reasonable efforts to ensure that the
firm had in effect measures giving
reasonable assurance that all lawyers in
the firm conformed to the rules of
professional conduct. Finally, Attorney
Eisenberg failed to close out his trust
account, a necessary step in winding up his
practice upon suspension of his license to
practice law.
¶39 Attorney Eisenberg's third
suspension, and final to date, occurred in
2004. In re Disciplinary Proceedings
Against Eisenberg, 2004 WI 14, 269 Wis.
2d
43, 675 N.W.2d 747. The court suspended
Attorney Eisenberg's license for one year.
The court concluded he engaged in nine
counts of misconduct.
¶40 Two counts involved a client who
elected to have one of Attorney Eisenberg's
associates continue representing her after
the associate left Attorney Eisenberg's
firm. Based on testimony, the referee
found that Attorney Eisenberg had his staff
fabricate billing statements, which he
incorporated into his affidavit.
Additionally, the referee found that
Attorney Eisenberg failed to surrender the
unearned retainer and the client's file in
a timely manner.
¶41 Two counts involved Attorney
Eisenberg submitting an affidavit in
support of a California application to
appear pro hac vice. In the affidavit, he
indicated that he had never been suspended
from legal practice. In fact, he had been
suspended on two previous occasions.
¶42 Two counts arose from Attorney
Eisenberg acting inappropriately at a
Department of Transportation hearing. He
took over the hearing, refused to follow
procedural rules, and left with his client
before the hearing was over. The following
excerpt from the transcript of the hearing
captures some of his inappropriate behavior:
Eisenberg: I'm going to conduct an
examination of my client.
Examiner: You will ask the questions
after I ask the questions.
Eisenberg: No, I will make a
statement.
Examiner: You will, I will
give you—
Eisenberg: I, I, I'm not interested in
your procedures or your rules. I'm going
to make a statement of explanation. I'm
going to ask him a question, and then you
can ask him whatever you want.
Examiner: I can let you make a
statement, but I will ask him the questions
first.
Eisenberg: I will ask him the
questions first.
Examiner: Mr. Eisenberg, this is,
this is the way we do our hearings
(inaudible)—
Eisenberg: This is the way I do your
hearings.
The hearing continued with a similar tone,
until Eisenberg and his client left before
it was over.
¶43 Another count involved Attorney
Eisenberg entering into a business
transaction with a client with whom he had
developed an attorney/client relationship
when assisting the client with a building
code violation. The client entered into a
listing contract to sell a property through
the Alan Eisenberg Real Estate Company.
Attorney Eisenberg failed to advise the
client of the conflict of interest, the
client was not given an opportunity to seek
independent advice, and the client did not
waive the conflict in writing.
¶44 The final two counts arose from a
call Attorney Eisenberg placed to the
Corvallis, Oregon police dispatch. He told
the dispatcher that he had a "life or death
emergency" in demanding to speak with an
off-duty detective. During the phone call,
he also used vulgar language. The
following excerpt from the transcript of
the call captures some of his inappropriate
behavior:
Eisenberg: It's a life or death
emergency; if I don't get a call from him,
you tell him I'm going to have his badge.
Dispatcher: Can I tell him what it's
about?
Eisenberg: You got—It's a life or
death emergency.
Dispatcher: Can I tell him what the
emergency is?
Dispatcher: It may speed up . . .
Eisenberg: You get the asshole on the
phone, you have him call me now.
The purpose of Attorney Eisenberg's call
was to determine why the detective had left
a business card at the residence of
Attorney Eisenberg's client.
¶45 In suspending Attorney Eisenberg
for one year, the court "hope[d] that a
shorter period of forfeiture [would]
suffice to deter other attorneys from
engaging in similar misconduct and motivate
Attorney Eisenberg, if he ever return[ed]
to the practice of law, to conduct himself
in an ethical manner, without exception."
Eisenberg, 269 Wis. 2d 43, ¶34.
II. EISENBERG'S FAILURE TO SATISFY
HIS SCR
22.31(1) BURDEN
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¶46 SCR 22.31(1) imposes a burden on an
attorney seeking reinstatement. Among
other things, the attorney must demonstrate
by clear, satisfactory, and convincing
evidence "[t]hat his or her resumption of
the practice of law will not be detrimental
to the administration of justice or
subversive of the public interest." SCR
22.31(1)(b). Part of satisfying the SCR
22.31(1)(b) burden includes satisfying the
requirements under SCR 22.29(4). Majority
op., ¶14.
¶47 In concluding that Attorney
Eisenberg had satisfied his burden, the
court focused on where it departed from
agreement with the referee's rationale for
his recommendation. Mainly, it indicates
that the referee made his decision based on
Attorney Eisenberg neither going to
counseling nor having a satisfactory level
of contrition related to incidents leading
to his latest suspension. The court
pointed out that the rules governing
reinstatement require neither and that "the
record reveals that Attorney Eisenberg has
expressed remorse for his past conduct."
Majority op., ¶25.
¶48 Attorney Eisenberg's history alone
provides plenty of evidence to garner
skepticism about his remorse.
Nevertheless, his history of disciplinary
problems does not directly affect his
petition for reinstatement. Rather, it is
his own words during his reinstatement
hearing that establish that he falls well
short of satisfying his SCR 22.31(1)
reinstatement burden. Some may dismiss
Attorney Eisenberg's testimony as including
some "cantankerous and grouchy" remarks,
majority op., ¶23, but even a small
selection of his testimony found in the
record leads to the conclusion that he
should not be reinstated at this
time.
¶49 First, Attorney Eisenberg's
testimony at the hearing illustrates he
lacks "a proper understanding of and
attitude toward the standards that are
imposed upon members of the bar and will
act in conformity with the standards." SCR
22.29(4)(f). A review of his testimony
leaves me concluding that his understanding
of the rules is distorted and his attitude
toward them is hostile. Stated another
way, he has an improper understanding of,
and attitude toward, the rules.
¶50 Attorney Eisenberg's attorney
selected an incident that occurred with
Attorney Michele Ford for Attorney
Eisenberg to express his proper
understanding and attitude. Attorney Ford
appeared at Attorney Eisenberg's
reinstatement hearing to oppose his
reinstatement. She testified in regard to
a phone conversation that she had with
Attorney Eisenberg when she was working in
her capacity as City Attorney for the City
of St. Francis. According to Attorney
Ford, after she refused to accept a deal
demanded by Attorney Eisenberg he
said, "I'm going to rip you a new asshole"
and slammed down the phone. Attorney
Eisenberg disputed whether he used the
term "asshole," but conceded that he said
he was "going to rip her a new one."
¶51 In asking about the incident
Attorney Eisenberg's attorney said:
We're obligated, Mr. Eisenberg, to show
in
connection with our petition that you're
mindful of the rules that are—that bind
lawyers and are resolved to conform your
conduct to them. And with respect to this
phone call with Michele Ford—I'd like to
have you tell the Referee what you can
about the effect of the suspension on your
attitude towards those kinds of
interchanges and the likelihood that
they're going to recur.
Attorney Eisenberg began his response by
saying the following: "Well, the effect of
the suspension to me felt like an atom
smasher on a tsetse fly, and I'm the tsetse
fly." He concluded his response with,
I will tell you that I've had
discussions
with [my attorney], who's told me that if
in confession with my priest, I look at the
priest and I say, You're an asshole, I
stand a good chance of drawing a Bar
complaint because there's probably a new
set of rules for me.
Attorney Eisenberg chose to say he has a
unique set of rules applied to him, rather
than discussing his understanding and
appreciation of the rules of professional
conduct.
¶52 Maybe if this were an isolated
comment I could be convinced that Attorney
Eisenberg was merely making an exaggerated
comment for effect. Yet, this was not an
isolated comment. Attorney Eisenberg
repeatedly forwarded his distorted view
that a different set of rules applied to
his conduct. When the Office of Lawyer
Regulation (OLR) attorney cross-examined
Attorney Eisenberg, the following exchange
occurred:
OLR: Mr. Eisenberg, you mentioned in
your testimony that you feel you have to be
very circumspect in terms of your
professional behavior because there's a,
quote, "new set of rules for you," end of
quote—
OLR: -do you remember
that testimony?
Eisenberg: It's accurate, too.
OLR: In a sense you're telling this
Referee and us and everyone here that
there's a different set of professional
code rules for Alan Eisenberg as compared
to all other attorneys?
Eisenberg: There sure is.
Eisenberg: Yes, there is. Yes. It's
called State of Wisconsin Office of Lawyer
Regulation versus Alan Eisenberg. Those
are the rules. That's the law of the
land. That's the case that dictates what I
must do, how I must behave. That's the
rule of me.
With such a distorted view of the rules of
conduct, I cannot agree with the court that
Attorney Eisenberg has satisfied his burden
of proving that he "has a proper
understanding of and attitude toward the
standards that are imposed upon members of
the bar and will act in conformity with the
standards." SCR 22.29(4)(f).
¶53 Attorney Eisenberg's failure to
exhibit a proper understanding of, and
attitude toward, the rules of professional
conduct alone should be enough for this
court to not reinstate him. Nevertheless,
his behavior leading up to his
reinstatement hearing raises questions
about whether his conduct has
been "exemplary and above reproach," SCR
22.29(4)(e), and he can "safely be
recommended to the legal profession, the
courts and the public as a person fit to be
consulted by others and to represent them,"
SCR 22.29(4)(g).
¶54 Attorney Eisenberg's conduct
leading up to the hearing was described as
intimidating. The week before Attorney
Ford appeared at the reinstatement hearing
in opposition to Attorney Eisenberg's
reinstatement, Attorney Eisenberg called
her. According to Attorney Ford, Attorney
Eisenberg said, "You know, I'm good friends
with your law firm." Attorney Ford stated
that "during the course of [the]
conversation, I started to feel, you know,
I got the distinct impression that there
was an attempt to intimidate me."
¶55 The intimidating phone conversation
with Attorney Ford alone may not be enough
for this court to not reinstate his
license, but it indicates concern about his
conduct during his suspension. At the very
least, it makes me hesitate to join an
opinion that declares that Attorney
Eisenberg's conduct has been "exemplary and
above reproach."
¶56 Related to safely recommending
Attorney Eisenberg to the legal profession,
courts and clients, his testimony at his
reinstatement hearing indicates he is ill-
equipped to return to his practice.
Specifically, he testified that during his
suspension he "attempted to stay involved
in constructive things that would keep him
out of trouble . . . in activities that
would not be adversarial." He focused on
real estate, which he described
as "negotiating and bringing people
together. It doesn't involve getting
people off of anything or advocating for
the defense of people or anything like that
or plaintiffs or civil cases or anything.
It's just the opposite. So that's one of
the things that I spent a great deal of
time." He also said the following about
his latest suspension: "it's brought me to
the realization that when people do things
to stress me out, I can't handle [them] the
way [I did] when I was younger. I'm much
more stressed out now about these kinds of
things than I was when I was a younger man."
¶57 For a person that has such a
disastrous history with disciplinary
problems, this is more than a little
troubling. When he was a "younger man" he
got suspended only four years after being
admitted to practice law for behavior that
is nothing short of offensive. The
offensive behavior he exhibited as
a "younger man" has remained a hallmark of
his practice of law for almost 40 years. A
district attorney, in explaining why he had
made the effort to oppose Attorney
Eisenberg's reinstatement, said, "it's his
lack of civility. It is his abrasive
approach."
¶58 If he has avoided all adversarial
situations during his suspension, and gets
more stressed out now than when he was
younger, it seems difficult to conclude
that Attorney Eisenberg has satisfied his
burden of proving that he "can safely be
recommended to the legal profession, the
courts and the public as a person fit to be
consulted by others and to represent them
and otherwise act in matters of trust and
confidence and in general to aid in the
administration of justice as a member of
the bar and as an officer of the courts."
SCR 22.29(4)(g).
¶59 Based on Attorney Eisenberg's own
words at his reinstatement hearing, he
failed to satisfy his SCR 22.31(1) burden.
First, he has an improper understanding of
the rules that apply to attorneys. Second,
he failed to exhibit exemplary conduct
during his suspension. Finally, he cannot
be safely recommended to the profession,
the courts, or clients. Accordingly, he
should not be reinstated at this time. I
respectfully dissent.
¶60 I am authorized to state that
Justices N. PATRICK CROOKS and PATIENCE
DRAKE ROGGENSACK join this dissent.
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