|
¶2 In view of the fact that neither
Attorney Kohler nor the Office of Lawyer
Regulation (OLR) has appealed from the
referee's report and recommendation, our
review will proceed under SCR 22.17(2). In
conducting our review, we must affirm the
referee's findings of fact unless they are
found to be clearly erroneous. See In
re Disciplinary Proceedings Against
Inglimo, 2007 WI 126, ¶5, 305 Wis. 2d 71,
740 N.W.2d 125. We review the referee's
conclusions of law on a de novo basis.
See In re Disciplinary Proceedings
Against Carroll, 2001 WI 130, ¶29, 248
Wis. 2d 662, 636 N.W.2d 718. Finally, we
determine the appropriate level of
discipline given the particular facts of
each case, independent of the referee's
recommendation, but benefiting from it.
See In re Disciplinary Proceedings
Against Widule, 2003 WI 34, ¶44, 261 Wis.
2d 45, 660 N.W.2d 686.
¶3 Attorney Kohler has been licensed to
practice law in Wisconsin since 1984. The
conduct that forms the basis for this
disciplinary proceeding occurred during the
course of Attorney Kohler's work as a part-
time assistant district attorney for
Washburn County.
¶4 On July 2, 2003, W.C. lodged a
complaint against D.G. with the Washburn
County district attorney's office regarding
a construction project for which W.C. had
hired D.G. Based on W.C.'s allegations,
Attorney Kohler issued a criminal complaint
against D.G. alleging that he had committed
felony theft by contractor due to his
failure to pay a materials supplier with
funds given to him by W.C. D.G. retained
Attorney Erwin Steiner to represent him in
the criminal case.
¶5 In addition to the criminal case
against D.G., the materials supplier also
initiated a civil action for damages against
both D.G. and W.C. D.G. then filed a cross-
claim against W.C. in that action. Thus,
the issue of who was responsible for paying
the materials supplier was also being
litigated in the civil action while the
criminal case was proceeding.
¶6 Washburn County Circuit Court Judge
Eugene Harrington conducted a preliminary
examination in the criminal case on August
22, 2003. At the hearing, the state marked
as exhibits the proposal D.G. had made to
W.C. for the construction project and a
check ledger for a U.S. Bank account from
which W.C. had made payments to D.G. The
account was important because it was the
account into which U.S. Bank had placed the
proceeds of a construction loan for the
building project. After hearing the
evidence presented, Judge Harrington
concluded that there was probable cause to
believe that a felony had been committed,
and bound D.G. over for trial.
¶7 On November 20, 2003, Attorney
Steiner filed a Demand for Discovery and
Inspection with the clerk of circuit court
and served a copy on Attorney Kohler on
behalf of the state. Of importance to this
proceeding is Request 14 of that discovery
demand, which requested the state to:
Furnish the defense with copies, both
front and back, of all checks, issued by
[N.C.] or [W.C.] from US Bank, account
number [] and copies of all bank statements
for said account from October 1, 2002
through October 31, 2003, inclusive, and
copies of all documents within the
possession or control of [N.C.] or [W.C.]
which relate to the construction of the
building which is the subject of this
action . . . .
The referee found that the defense had
sought these records to determine whether
W.C. had been acting as his own general
contractor by paying many of the bills for
the construction project directly.
¶8 At a status conference on December
11, 2003, Judge Harrington addressed the
status of the defense's discovery requests.
He acknowledged that the state may have
responded to them informally, but he
directed the state to file and serve a
formal response to the requests. Attorney
Kohler promised that the state would serve a
formal response by the end of the year,
which the court accepted as an appropriate
time. The court then set the matter for a
jury trial on March 11, 2004.
¶9 On December 23, 2003, Attorney
Kohler filed a response to the discovery
requests. The response to Request 14 stated
that the response was "pending."
¶10 The court held a pretrial conference
on February 17, 2004. At that time,
Attorney Kohler still had not provided the
documents sought in Request 14. The court
acknowledged that the state had still not
complied with the request, but noted that
the state had promised to provide the
requested documents by noon on February 27,
2004.
¶11 On February 26, 2004, Attorney
Kohler filed a trial exhibit list, with
copies of the exhibits attached. Among the
exhibits were copies of five checks that
W.C. had written to D.G. Three of the five
checks had been drawn on the U.S. Bank
account. The other two checks had been
drawn on other accounts.
¶12 Attorney Kohler did not provide
copies of the other checks that had been
written against the U.S. Bank account nor
the bank statements for that account that
had been requested in Request 14.
¶13 On March 4, 2004, one week before
the scheduled trial date, D.G. filed a
motion to dismiss the criminal charge
against him with prejudice due to the
state's failure to respond to his discovery
requests. In the supporting brief, Attorney
Steiner pointed out that the state had not
disputed its ability to obtain the requested
bank records from W.C.
¶14 A hearing was held on the motion on
March 10, 2004. At that hearing, Attorney
Kohler argued for the first time that the
documents requested in Request 14 were not
relevant. Judge Harrington correctly noted
that relevance was to be determined by the
court. He expressed concern that the state
had not produced the requested records, but
did not grant D.G.'s motion to dismiss.
Stating that the failure to comply with the
discovery request had been unintentional,
the court continued the trial date until
August 17, 2004.
¶15 During the March 10, 2004, hearing,
the attorneys and the court had a lengthy
discussion about which documents Attorney
Kohler was to produce. W.C. was present at
the hearing and was questioned about his
willingness to provide the requested
documents. He agreed to provide to Attorney
Kohler copies of documents from any bank
account that related to the construction of
the building on which D.G. had worked.
Judge Harrington specifically told W.C. that
he needed to produce a copy of a check
register for the U.S. Bank account. Judge
Harrington expressly ordered that the
requested documents be produced by the state
to Attorney Steiner by April 30, 2004. He
directed Attorney Steiner to raise any
problems with the state's production in a
motion to be filed by June 1, 2004.
¶16 Attorney Kohler did not produce any
further documents or information by April
30, 2004, or even throughout the month of
May. On June 1, 2004, Attorney Steiner
filed a renewed motion to dismiss the
criminal charges with prejudice due to the
state's continuing failure to comply with
its discovery obligations.
¶17 On June 14, 2004, Attorney Kohler
sent a letter to Judge Harrington with a
copy to Attorney Steiner. Attached to the
letter were three invoices and three checks
that referenced payments by W.C. directly to
subcontractors. Only one of the three
checks had been drawn on the U.S. Bank
account. Attorney Kohler did not produce
any bank statements, check register, or
copies of other checks relating to the U.S.
Bank account. The text of his letter
stated, in part, "Here are the items the
court ordered [W.C.] to produce with regard
to this case. I believe the court wanted
the originals filed."
¶18 The circuit court held a hearing on
D.G.'s renewed motion to dismiss the
criminal action on July 22, 2004. At that
hearing, Attorney Kohler represented to
Judge Harrington that he had fully complied
with the defense's discovery requests.
Attorney Kohler also made a demand for a
speedy trial on behalf of the state. The
court found that the state had not complied
with all the discovery requests and asked
Attorney Kohler why the court should not
grant the dismissal requested by D.G.
Attorney Kohler responded that he did not
believe the court had the authority to
dismiss the criminal case as a sanction for
the state's discovery violations. Attorney
Kohler also stated, "All I can say is we
have submitted what Mr. Steiner wanted.
Those are the items."
¶19 Judge Harrington took the motion to
dismiss under advisement, indicating that he
wanted to determine whether the state had
complied with the discovery rules and the
court's prior order, to look at the remedies
available to the court, and to "make doubly
sure before I take precipitous action in a
felony file." The court was forced to
remove the August 17, 2004, trial from the
court's calendar.
¶20 On August 18, 2004, the circuit
court issued an oral decision on the June 1,
2004, motion to dismiss. The court
explicitly found that Attorney Kohler's June
14, 2004, letter had "failed to provide the
appropriate bank account records." It had
also "failed to provide copies of all
records relating to payment concerning the
construction process." The court
specifically stated that the documents
sought by the defense were relevant and
could produce exculpatory evidence. The
court, however, denied the motion to
dismiss, and set the matter for a further
status conference.
¶21 Despite the court's clear ruling
that the requested documents were relevant,
Attorney Kohler continued to fail to produce
any further documents or information. On
November 12, 2004, D.G. filed another motion
to dismiss alleging a denial of his right to
a speedy trial and prosecutorial
misconduct. In the supporting brief,
Attorney Steiner argued that the state's
failure to comply with its discovery
obligations had caused the delay, and that
the delay had jeopardized D.G.'s ability to
defend against the criminal charges because
the trial in the civil action was scheduled
for the end of November.
¶22 The civil trial did proceed on
November 30, 2004, with Judge Harrington
presiding. After the civil trial was
concluded, Judge Harrington held a status
conference in the criminal case. He first
denied the defense's renewed motion to
dismiss. He then stated that because he had
presided over the civil trial, he would
withdraw from the criminal case.
¶23 On December 15, 2004, Judge
Frederick Henderson was assigned to preside
over the criminal action. The criminal
trial was now scheduled for March 10, 2005.
¶24 On March 4, 2005, D.G. filed another
motion to dismiss. Judge Henderson
conducted a telephone hearing regarding the
motion. Judge Henderson stated that he
understood that Judge Harrington had made
several orders requiring W.C. and the state
to provide certain documents, but that
Attorney Steiner contended that no further
documents had been produced. When asked if
that was correct, Attorney Kohler denied
it. Attorney Kohler stated that W.C.
had "supplied the checks in question that
were to the subcontractors." Attorney
Steiner, however, explained to Judge
Henderson that the construction loan
proceeds had been placed into the U.S. Bank
account, and that the part of the check
register marked at the preliminary hearing
showed at least 36 checks drawn on that
account (although Attorney Steiner had so
far received a total of only five checks).
Nonetheless, later in the hearing Attorney
Kohler specifically stated that "Mr.
Steiner's got all the discovery he's going
to get."
¶25 Judge Henderson went through the
court's prior orders, noting that in an
August 18, 2004, order Judge Harrington had
stated that D.G. was entitled to receive the
requested information, and that Judge
Harrington had denied the state's speedy
trial request because to require D.G. to
proceed to trial without the requested
discovery information would have been a
denial of fundamental fairness. Attorney
Kohler acknowledged that he had not provided
any further documents after the August 18,
2004, order. When asked how he therefore
could have complied with the court's August
18, 2004, order, Attorney Kohler
responded, "All I can say is we gave him all
the subcontractor checks and whenever that
was, it was earlier in the year, and that's
all I know about."
¶26 Judge Henderson concluded that the
state had not met its discovery obligations
and had not complied with the court's orders:
So how can I conclude any different than
the State has failed once again for perhaps
the fourth time that they didn't do what
[Judge] Harrington ordered. What [Judge]
Harrington ordered was to give these bank
records to Steiner, put them in the court
file so there could be a determination as to
whether they're exculpatory.
¶27 Ultimately, the circuit court
dismissed the information against D.G. with
prejudice due to Attorney Kohler's
disobedience of Judge Harrington's orders.
|