Disciplinary Proceedings Against Anderson
2020 WI 82, 10/28/20 (2020)
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ATTORNEY disciplinary proceeding.
Attorney's license suspended.
¶1 PER CURIAM. We review the report
of Referee Kim Peterson in which she found
that Attorney Scott F. Anderson had
committed six counts of professional
misconduct with respect to his handling of
two client matters. The referee recommended
that Attorney Anderson's license to practice
law in this state be suspended for a period
of 30 days. Upon careful review of the
matter, we uphold the referee's findings and
fact and conclusions of law. Rather than a
30-day suspension, we conclude that a 60-day
license suspension is an appropriate
sanction for Attorney Anderson's misconduct.
We further agree that Attorney Anderson
should be required to pay the costs of this
proceeding, which are $19,339.98 as of June
11, 2020.
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¶2 Attorney Anderson was admitted to
practice law in Wisconsin in 1985 and
practices in Milwaukee. In 1991 he received
a consensual private reprimand. Private
reprimand No. 1991-13 (electronic copy
available at https://compendium.
wicourts.gov/app/raw/000038.html). In 2004,
he received a consensual public reprimand
for misconduct arising out of three cases.
Public Reprimand of Scott F. Anderson, No.
2004-05 (electronic copy available at
https://compendium.wicourts.
gov/app/raw/002075.html). In 2005, he
received a second consensual public
reprimand. Public Reprimand of Scott F.
Anderson, No. 2005-06 (electronic copy
available at
https://compendium.wicourts.gov/app/raw/0017
76.html). In 2010, Attorney Anderson's
license to practice law was suspended for 60
days as a sanction for professional
misconduct that included failing to file
claims timely and failing to take action on
his client's behalf; failing to respond to
his client's reasonable requests for
information and failing to communicate case
developments to his client in a timely
manner. In re Disciplinary Proceedings
Against Anderson, 2010 WI 39, 324 Wis. 2d
627, 782 N.W.2d 100.
¶3 On September 26, 2018, the Office of
Lawyer Regulation (OLR) filed a complaint
alleging ten counts of misconduct arising
out of two client matters. The first client
matter detailed in the complaint arose out
of Attorney Anderson's representation of
D.J., who faced felony charges in two
separate Racine County cases. On March 11,
2016, the State Public Defender's Office
(SPD) appointed Attorney Anderson to
represent D.J. in both cases. At that time,
a status conference in one case and a
preliminary hearing in the second case had
been scheduled for March 24, 2016.
¶4 On or about March 15, 2016, Attorney
Anderson filed a Demand For Discovery and
Inspection with the district attorney.
Attorney Anderson did not send a copy of the
discovery demand to D.J. On March 18, 2016,
the SPD informed Attorney Anderson that D.J.
requested to see him prior to the March 24,
2016 status conference and preliminary
hearing. Attorney Anderson did not meet
with D.J. D.J. was in court on March 24,
2016. The court held the scheduled hearings
in both cases and set a pretrial conference
for May 6, 2016. The pretrial conference
was later rescheduled to June 10, 2016.
¶5 Attorney Anderson met with D.J. on
April 25, 2016, for about 1 1/2 hours. On
May 17 and June 3, 2016, the SPD informed
Attorney Anderson about D.J.'s growing
concern with the lack of communication from
Attorney Anderson. Attorney Anderson was
informed by the SPD that D.J. wanted to see
him prior to the June 10, 2016, pretrial
conference. Attorney Anderson had no
communication with D.J. between his April
25, 2016 visit and the June 10, 2016
pretrial conference. D.J. was not produced
for the June 10, 2016 pretrial, and Attorney
Anderson did not inform him what occurred at
the pretrial conference.
¶6 D.J. contacted the SPD to learn what
had happened at the June 10, 2016 pretrial
conference, to express his continued
dissatisfaction with the lack of
communication from Attorney Anderson, and to
raise the possibility of Attorney Anderson's
replacement due to his failure to timely
inform D.J. about the status of his case.
On June 13, 2016, the SPD emailed Attorney
Anderson about D.J.'s concerns and asked
Attorney Anderson to meet with D.J.
¶7 On June 17, 2016, Attorney Anderson
advised D.J. of his status conference
scheduled for August 9, 2016. Attorney
Anderson did not communicate or meet with
D.J. between June 17 and August 8, 2016. In
a July 27, 2016 letter to Attorney Anderson,
D.J. expressed his frustration with the lack
of communication, asked about the status of
the discovery demand, requested an in-person
meeting, and again raised the possibility of
Attorney Anderson's withdrawal.
¶8 On August 8, 2016, Attorney Anderson
met with D.J. for an hour. D.J. requested
that Attorney Anderson file three separate
motions, and he requested that Attorney
Anderson file a Miranda-Goodchild motion or
otherwise challenge, via interlocutory
appeal, the circuit court's earlier ruling
permitting the use of D.J.'s statements at
trial. Finally, D.J. requested Attorney
Anderson have an investigator interview two
witnesses and obtain the co-defendant's
plea/cooperation agreement.
¶9 Other than the demand for discovery
filed on March 15, 2016, Attorney Anderson
never filed any motions or appeals on D.J.'s
behalf. Until October 11, 2016, Attorney
Anderson did not explain to D.J. why he had
not filed any motions or appeals. Attorney
Anderson never had witnesses interviewed and
never obtained a copy of the co-defendant's
plea/cooperation agreement.
¶10 At the August 9, 2016 status
conference, the circuit court set a final
pretrial date for October 17, 2016, and it
scheduled the jury trial for November 1,
2016. Between August 9, 2016, and October
4, 2016, Attorney Anderson had no
communication with D.J. and took no action
to prepare the case.
¶11 In August 2016, D.J. requested
Attorney Anderson to timely respond as to
whether he had filed the requested motions
concerning discovery, the suppression of
evidence, and the Miranda-Goodchild motion.
D.J. inquired whether an investigator had
interviewed witnesses or if the co-
defendant's video statement had been
reviewed. Attorney Anderson did not
respond.
¶12 On September 18, 2016, D.J. filed
his own motion requesting that the court
"withdraw legal counsel."
¶13 On October 11, 2016, Attorney
Anderson informed D.J. he would not file any
of the motions. Previously, Attorney
Anderson had never discussed with D.J. why
he did not file any of the motions D.J. had
requested.
¶14 At the October 17, 2016 final
pretrial conference, D.J.'s request to have
Attorney Anderson removed was denied. On
October 18, 2016, Attorney Anderson
forwarded D.J. a plea offer which expired on
October 28, 2016. Attorney Anderson
promised to meet with D.J. "to discuss it
and all other matters." Attorney Anderson
did not communicate or meet with D.J.
between October 18 and October 28, 2016.
¶15 On October 20, 2016, due to Attorney
Anderson's lack of communication and
diligence, D.J. attempted to negotiate a
plea directly with the district attorney.
On October 28, 2016, D.J. again
unsuccessfully requested the circuit court
to appoint a new attorney.
¶16 On October 30, 2016, Attorney
Anderson reviewed the transcript from D.J.'s
Miranda-Goodchild hearing. On October 31,
2016, the day before trial, Attorney
Anderson finally requested from the district
attorney any plea/cooperation agreement of
the co-defendant, asked to compare
discovery, and informed the district
attorney he would be filing a motion to
withdraw.
¶17 On November 1, 2016, D.J. entered a
no contest plea in one of the Racine County
cases. Attorney Anderson withdrew as D.J.'s
counsel prior to sentencing.
¶18 The OLR's complaint alleged the
following counts of misconduct with respect
to Attorney Anderson's representation of
D.J.:
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Count 1: By failing to timely
consult with D.J. about the Miranda-Goodchild
motion or interlocutory appeal, by failing to
timely advise D.J. he would not file the
requested motions or interview witnesses, and
by failing to timely consult with D.J. about
additional discovery D.J. believed to be
outstanding, Attorney Anderson violated SCR
20:1.4(a)(2).
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Count 2: By failing to timely
communicate with D.J. on defense strategy and
the status of D.J.'s case, Attorney Anderson
violated SCR 20:1.4(a)(3).
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Count 3: By failing to timely
respond to D.J.'s reasonable requests for
information, Attorney Anderson violated SCR
20:1.4(a)(4).
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Count 4: By failing to diligently
follow up with the district attorney
regarding his discovery demand, by failing
to timely review the transcript from D.J.'s
Miranda-Goodchild hearing so as to provide
D.J. an informed opinion on the merits of
refiling the Miranda-Goodchild motion or
pursuing an interlocutory appeal, and by
failing to timely request the co-defendant's
plea/cooperation agreement, Attorney
Anderson violated SCR 20:1.3.
¶19 The remaining counts of misconduct
detailed in the OLR's complaint arose out of
Attorney Anderson's representation of J.H.,
who had been charged with first-degree
reckless injury and attempted first-degree
intentional homicide. Although represented
by the SPD, J.H. requested to proceed pro
se. The request was granted, and Attorney
Anderson was appointed as standby counsel to
assist J.H. in his defense.
¶20 J.H. was also awaiting sentencing in
another case in which he had been charged
with being a felon in possession of a
firearm, among other charges. Attorney
Anderson was also appointed as standby
counsel in that case.
¶21 At the March 10, 2016 pretrial
conference in the homicide case, J.H.
informed the court he had a handwritten
witness list, a discovery motion, a motion
in limine, and one other partially drafted
motion he wanted to file that day. The
court specifically ordered Attorney Anderson
to get J.H. the discovery and assist him in
filing "the motions and everything that
[J.H. needed] to get filed here." The court
instructed Attorney Anderson to get copies
of the various motions to everyone promptly.
¶22 Hearings for J.H.'s motions in the
homicide case and his sentencing in the
firearm case were scheduled for April 15,
2016. On that date, J.H. was sentenced in
the firearm case.
¶23 In the homicide case, between March
10 and April 15, 2016, Attorney Anderson did
not prepare, file, or distribute J.H.'s
motions and witness list. Attorney Anderson
acknowledged on the record that he had
received J.H.'s motions, and he said he
would have the documents prepared and filed
within 10 days. On April 22 and April 27,
2016, Attorney Anderson billed for reviewing
"Client Prepared Docs" and "Prep of
Discovery Demand." No motions were filed or
ever prepared and given to J.H. for review.
¶24 At the April 28, 2016 status
conference in the homicide case, a pretrial
conference was scheduled for August 1, and a
jury trial was scheduled for August 29,
2016. On April 28, 2016, Attorney Anderson
told J.H. he would visit him the following
week, but did not do so.
¶25 On May 5, 2016, the district
attorney sent Attorney Anderson six pages of
additional discovery. Between May 5 and
August 1, 2016, Attorney Anderson did not
provide J.H. with the additional discovery,
nor did he advise J.H. he had received it.
¶26 On May 17, 2016, J.H. informed
Attorney Anderson he had the ability to
prepare the motions and witness list
himself, and he asked Attorney Anderson to
return his handwritten documents. J.H. also
requested "a letter stating that I am on a
deadline for any motions that I will file."
J.H. said he needed the deadline letter "as
soon as possible" to acquire time in the
prison's law library to prepare his various
motions. J.H. also asked Attorney Anderson
to prepare a "petition" permitting him to
"colloquy" with all witnesses, which
witnesses J.H. believed would be subpoenaed
by the court. Attorney Anderson did not
respond to J.H.'s letter, did not prepare
the motions, did not return the handwritten
documents, and did not provide J.H. with the
deadline letter. Attorney Anderson took no
action on J.H.'s case between May 25 and
August 1, 2016. On June 2, 2016, J.H. again
requested return of the handwritten
documents and the deadline letter, and he
requested that Attorney Anderson visit him.
Attorney Anderson did not respond.
¶27 On June 12, 2016, J.H. contacted the
Milwaukee County Clerk of Court requesting
information about the deadline for filing
his motions, and he was told to contact his
standby counsel. On June 17, 2016, J.H.
contacted Attorney Anderson for the filing
deadline letter so he could prepare his
motions. Attorney Anderson did not respond.
¶28 On June 21, 2016, J.H. provided
Attorney Anderson with drafts of several
motions and an alibi statement. J.H. wanted
Attorney Anderson to file the motions
because his access to the law library had
been denied due to his not receiving the
deadline letter. Attorney Anderson did not
respond to J.H. and did not file the
motions.
¶29 On July 11, 2016, J.H. filed a
second request for discovery, seeking the
same documents Attorney Anderson had
received from the district attorney on May
5, 2016.
¶30 At the August 1, 2016 pretrial
conference, J.H. informed the court he still
had not received all of the discovery and
requested the dismissal of Attorney
Anderson. The assistant district attorney
informed the court the discovery had been
given to Attorney Anderson on May 5, 2016.
The OLR alleged that Attorney Anderson
falsely represented to the court the
discovery had been sent to J.H. J.H.'s
request to dismiss Attorney Anderson was
denied, and a final pretrial conference was
scheduled for August 25, 2016.
¶31 On or about August 14, 2016, J.H.
requested that Attorney Anderson draft and
file a motion regarding witness
identification. Attorney Anderson did not
respond to the letter, take the requested
action, or advise J.H. why the action might
be unwarranted.
¶32 Attorney Anderson never issued
subpoenas for J.H.'s witnesses, nor did he
advise J.H. how to subpoena the witnesses
himself.
¶33 J.H. was not produced for the August
25, 2016 final pretrial conference. J.H.
filed five motions on the morning of the
trial. The circuit court commented that
J.H. had had since May 2016 to file the
motions. Attorney Anderson failed to
disclose to the court that his lack of
diligence prevented J.H.'s motions and
witness list from being timely filed. The
court denied J.H.'s motion to subpoena his
witnesses as untimely. Attorney Anderson
denied he ever received J.H.'s witness list.
¶34 On September 1, 2016, J.H. was
convicted, and sentencing was scheduled for
September 27, 2016. At the sentencing
hearing, Attorney Anderson requested to
withdraw. J.H. asserted Attorney Anderson
misrepresented information to the court and
said that on March 10, 2016 he had given
Attorney Anderson numerous motions and a
witness list to file. Attorney Anderson
denied he was " . . . even on the case" at
that time, even though he had been appointed
on March 10, 2016.
¶35 The OLR's complaint alleged the
following counts of misconduct with respect
to Attorney Anderson's representation of
J.H.:
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Count 5: As standby counsel, by
failing to advance J.H.'s interests in timely
preparing and filing J.H.'s motions, by
failing to file J.H.'s witness list, by
failing to provide J.H. with the motion
deadline letter to facilitate J.H.'s use of
the prison library, and by failing to timely
provide J.H. with the discovery documents he
received in May 2016, Attorney Anderson
violated SCR 20:1.3.
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Count 6: By failing to inform J.H.
that he had received additional discovery
documents in May 2016, Attorney Anderson
violated SCR 20:1.4(a)(3).
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Count 7: By failing to timely
respond to J.H.'s reasonable requests for
information regarding this case, Attorney
Anderson violated SCR 20:1.4(a)(4).
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Count 8: By failing to advise J.H.
he did not intend to file any motions, failing
to advise J.H. on the legitimacy of any of the
requested motions and failing to advise J.H.
on the defense's obligations and the
procedures to subpoena a witness for trial, so
as to allow J.H., in each instance, to make
informed decisions about the defense of his
case, Attorney Anderson violated SCR
20:1.4(b).
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Count 9: By making false and
misleading statements to the court about
having provided all discovery materials to
J.H., about draft filings J.H. had given to
him and by stating to the court he wasn't on
the case on March 10, 2016, Attorney Anderson
violated SCR 20:3.3(a)(1).
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Count 10: By making false and
misleading statements to the OLR about his
receipt of discovery materials, about having
provided all discovery materials to J.H.,
and about his receipt of motions from J.H.,
Attorney Anderson violated SCR 22.03(6),
enforceable via SCR 20:8.4(h).
¶36 The referee was appointed on
December 7, 2018. Attorney Anderson filed
an answer to the OLR's complaint on December
18, 2018. A three-day evidentiary hearing
was held in December 2019.
¶37 In her report, the referee found
that the OLR had met its burden of proof as
to counts 1 through 3 and 5 through 7. The
referee found that the OLR did not prove by
clear and convincing evidence that Attorney
Anderson failed to diligently follow up with
the assistant district attorney about the
discovery demand in D.J.'s case, failed to
timely review the transcript of the Miranda-
Goodchild hearing or pursue an interlocutory
appeal on that matter, or failed to timely
request the co-defendant's plea/cooperation
agreement. The referee found that prior to
trial, Attorney Anderson had continued
negotiations and discussions with the
assistant district attorney on D.J.'s case
and had reviewed the transcript from the
earlier Miranda-Goodchild hearing. The
referee noted that Attorney Anderson
asserted the motions requested by D.J. were
not necessary or appropriate.
¶38 With respect to Attorney Anderson's
representation of J.H., the referee noted
that Attorney Anderson was appointed standby
counsel only, and she pointed out Wisconsin
has not specifically addressed the issue of
whether standby counsel owes an ethical
obligation to the defendant he or she is
assisting. The referee said it seems
logical that a limited attorney-client
relationship was formed when J.H. asked
Attorney Anderson to perform certain tasks
and when the circuit court asked Attorney
Anderson to be prepared to take over J.H.'s
defense at trial if requested to do so. The
referee reasoned that in order to accomplish
those tasks, Attorney Anderson would have to
act with diligence so that he could be
informed about the case prior to trial and
communicate with J.H. about the tasks that
were requested.
¶39 The referee found that Attorney
Anderson did not violate Supreme Court Rules
when he failed to inform J.H. about how to
subpoena witnesses or when he failed to send
additional discovery documents to J.H. since
those discovery documents were already in
J.H.'s possession and there was no evidence
presented indicating the documents were
important to help J.H. prepare his case for
trial. The referee said that J.H. had
already received discovery from prior
counsel, who had prepared the case for trial
before having to withdraw. The referee also
noted that J.H. had received a complete set
of discovery at the pretrial conference.
¶40 The referee agreed with the OLR that
Attorney Anderson failed to communicate with
both of his clients. The referee said the
record was replete with letters that both
D.J. and J.H. sent to Attorney Anderson
desperately seeking information about their
cases. Both clients wrote to Attorney
Anderson and asked to meet with him on
several occasions. They wrote asking about
specific motions they wanted filed, and
Attorney Anderson ignored most of those
letters and requests for information. While
Attorney Anderson acknowledged he could have
been better at communicating, he said that
often the information sought by the clients
was not particularly important. The referee
said, "by failing to report to his clients
the status of their cases, even to simply to
report that there was no new information,
his clients were left to wonder what was
happening in their cases, often resulting in
even more questions and correspondence."
¶41 The referee said even when Attorney
Anderson did communicate with his clients
about trial and defense strategies, the
communication was often not effective. The
referee said the lack of communication was
especially harmful to J.H. because he was
trying to represent himself and needed
Attorney Anderson's assistance. The referee
said both clients had significant interests
at stake in their cases, and J.H. was facing
life in prison, so the clients
understandably wanted a lawyer who would
help them, fight for them, and take their
cases seriously, which required an attorney
who would listen and respond to them.
Attorney Anderson failed to do so.
¶42 The referee found that the OLR did
not meet its burden of proving that Attorney
Anderson made misrepresentations to the
circuit court in J.H.'s case. While the OLR
asserted that Attorney Anderson falsely
informed the circuit court he had given all
the discovery to J.H. when in fact he did
not send J.H. the inventory control sheets
he had received from the assistant district
attorney, the referee said that Attorney
Anderson testified that J.H. had already
received all of the discovery in the case
from prior counsel including the inventory
control sheets. The referee said there was
no evidence that Attorney Anderson was
knowingly trying to mislead the circuit
court, and although he arguably could have
been clearer in explaining the specifics of
the discovery J.H. had received, that alone
did not demonstrate a violation of the Rules
of Professional Conduct.
¶43 With respect to the appropriate
sanction, the referee noted that the OLR
sought a 120-day license suspension, while
Attorney Anderson argued for a public
reprimand. The referee concluded that a 30-
day license suspension was an appropriate
sanction. She said Attorney Anderson's
conduct was disrespectful and
unprofessional, causing his clients
unnecessary concern and distress. The
referee also said Attorney Anderson
exhibited a pattern of failing to
communicate with clients, and a license
suspension was appropriate to impress upon
him that his conduct is unacceptable and
needs to be corrected. The referee found as
a mitigating factor that Attorney Anderson
has accepted responsibility for his conduct.
The referee also noted that Attorney
Anderson works in a difficult environment
representing indigent defendants in high
stakes criminal cases. She said she was
confident that a 30-day suspension would
give Attorney Anderson time to reflect and
adjust his practice to ensure he will better
respond to his clients' needs in the future.
¶44 We adopt the referee's findings of
fact and conclusions of law as to Attorney
Anderson's professional misconduct. As to
the appropriate sanction, we conclude that a
60-day suspension, rather than the 30-day
suspension recommended by the referee, is an
appropriate sanction.
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¶45 With rare exceptions, this court has
adhered to a policy of imposing a minimum
license suspension of 60 days. See In
re
Disciplinary Proceedings Against Osicka,
2009 WI 38, ¶38, 317 Wis. 2d 135, 765 N.W.2d
775; In re Disciplinary Proceedings
Against
Grady, 188 Wis. 2d 98, 108-09, 523 N.W.2d
564 (1994); In re Disciplinary Proceedings
Against Schnitzler, 140 Wis. 2d 574, 577-
78,
412 N.W.2d 124 (1987). ("We conclude that a
minimum 60-day period of suspension serves
the needs of the public and of the legal
system when a lawyer's license is suspended
for disciplinary reasons.") We see no
reason to depart from that general policy
here, particularly since this is the fifth
occasion on which Attorney Anderson is being
sanctioned for professional misconduct, and
he has already received one 60-day
suspension.
¶46 Wisconsin generally adheres to the
idea of progressive discipline. As the
referee appropriately noted, it has been 10
years since Attorney Anderson's previous 60-
day suspension; however, the 2010 suspension
involved misconduct that was similar in many
respects to the misconduct at issue here:
failure to respond to his client's
reasonable requests for information and to
communicate case developments to his client
in a timely manner. Although the referee
found that Attorney Anderson has expressed
remorse and accepted responsibility for his
conduct, it does not appear that he took the
lessons of the 2010 suspension to heart. If
the previous suspension were not a decade
old, we may well have considered a
suspension longer than 60 days. Under the
circumstances, we conclude that a suspension
shorter than 60 days would unduly depreciate
the nature of the misconduct.
¶47 Finally, as is our normal practice,
we find it appropriate to assess the full
costs of the proceeding against Attorney
Anderson. The OLR does not seek restitution
and we impose none.
¶48 IT IS ORDERED that the license of
Scott F. Anderson to practice law in
Wisconsin is suspended for a period of 60
days, effective December 9, 2020.
¶49 IT IS FURTHER ORDERED that within 60
days of the date of this order, Scott F.
Anderson pay to the Office of Lawyer
Regulation the costs of this proceeding,
which are $19,339.98 as of June 11, 2020.
¶50 IT IS FURTHER ORDERED that Scott F.
Anderson shall comply with SCR 22.26
regarding the duties of a person whose
license to practice law in Wisconsin has
been suspended.
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