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Attorney Thomas 0. Mulligan was admitted to
the practice of law in Wisconsin on
December 19, 1985,State Bar No. 1013152.
On August 30, 2022, a client and her spouse
hired Mulligan to represent them in a civil
claim against contractors who performed
faulty repairs to the clients' home. She paid
Mulligan a
$3,500 flat fee by personal check, and she
signed a fee agreement. However, she was
either never
given a copy of the fee agreement or lost the
copy she was given. She asked for a new copy,
but
Mulligan never provided one.
Mulligan does not have a copy of a fee
agreement signed by the clients, but he
provided
OLR with a copy of the unsigned fee agreement
he provided to the client, which was dated
August
30, 2022.
The unsigned fee agreement stated, "THIS FEE
IS NON REFUNDABLE .... Attorney
restates the initial flat fee paid by the
client is NON REFUNDABLE." (Emphasis in
original.)
The unsigned fee agreement also inaccurately
referred to the flat fee as a "retainer" or
"retaining fee," and it stated that there
would not be any accounting provided for the
"retainer." It
also stated, "If attorney's representation
terminates prior to the performance of the
agreed upon
service, the retaining fee will be forfeiture
by Client, who, by this document waives an
accounting
of the retaining fee of any initial flat fee
paid by the Client."
The unsigned fee agreement also stated that
the client would be charged an hourly rate
for
some services, contradicting that the
representation was on a flat fee basis.
Specifically, the
agreement stated, "YOU WILL BE BILLED AT A
RATE OF $350.00 PER HOUR ON THIS
CASE FOR WORK INCURRED AT THE PRETRIAL LEVEL,
WHICH IS INCURRED IN
ADDITION OVER THE FLAT FEE." (Emphasis in
original.) The agreement also stated that the
client would be charged $500/hour rate for
phone calls after work hours; a $50.00 fee
for every
sent text message, regardless of the time it
takes to review it; and additional charges
for
"compensation as the case progresses."
The unsigned fee agreement does include the
required notice under SCR 20:1.5(g)(1)(e)
regarding Mulligan's obligation to submit any
unresolved fee dispute to binding arbitration
within
30 days, and it includes the required
language under SCR 20:1.5(g)(1)(f) regarding
the Wisconsin
Lawyers Fund for Client Protection. However,
this language contradicts the language that
the flat
fee is nonrefundable and that Mulligan does
not have to provide an accounting of the fee.
On October 26, 2022, Mulligan filed a Summons
and Complaint on the clients' behalf.
After almost 18 months, the case resulted in
a settlement agreement and joint stipulation
to dismiss,
which was entered into on the eve of trial
and submitted to the court on April 18, 2024.
The
stipulation required the defendants to
complete and repair the work that they had
done on the
clients' home.
On April 19, 2024, Mulligan mailed the
clients a copy of the settlement agreement
and
stipulation to dismiss. Mulligan never
provided the clients with an accounting for
the flat fee at
any time during the representation, including
at the end of the representation. Mulligan
never
provided the clients with a closing letter.
By stating in the fee agreement that the
client would be charged $50.00 for each text
message, Mulligan violated SCR 20:1.5(a),
which states, "A lawyer shall not make an
agreement
for, charge, or collect an unreasonable fee
or an unreasonable amount for expenses."
By failing to clearly explain in writing the
rate and basis of the fee, including by
having
contradictory infonnation in the fee
agreement regarding whether the
representation was on a flat
fee or hourly basis, Mulligan violated SCR
20:1.5(b)(1), which states, "The scope of the
representation and the basis or rate of the
fee and expenses for which the client will be
responsible
shall be communicated to the client in
writing ... "
By failing to provide the client with a copy
of her fee agreement when requested, Mulligan
violated SCR 20: 1.5(b)(3), which states, "A
lawyer shall promptly respond to a client's
request for
information concerning fees and expenses."
By stating in his fee agreement that the fee
was nonrefundable and that the client waived
any request for accounting of the flat fee,
and by failing to provide the client with a
final accounting
at the end of the representation, in each
instance Mulligan violated SCR 20: 1.5(g),
which states,
in relevant part, "(1) Upon accepting any
advanced payment of fees pursuant to this
subsection,
the lawyer shall deliver to the client a
notice in writing containing all of the
following information:
... d. The lawyer's obligation to refund any
unearned advanced fee, along with an
accounting, at
the termination of the representation ... (2)
Upon termination of the representation, the
lawyer
shall deliver to the client in writing all of
the following: a. A final accounting, or an
account from
the date of the lawyer's most recent
statement to the end of the representation,
regarding the
client's advanced fee payment."
Mulligan has prior disciplines. In 1997,
Mulligan received a consensual private
reprimand
for failing to properly communicate with a
client, failing to return the client's file,
failing to refund unearned fees, and failing
to timely communicate the basis or rate of
his fee. In 2005, Mulligan
received a consensual private reprimand for
failing to timely refund an unearned advanced
fee. In
2009, Mulligan received a court-imposed
public reprimand for failing to consult with
a client
regarding the appellate process. In 2015,
Mulligan's license to practice law in
Wisconsin was
suspended for nine months for misconduct that
included failing to enter into a fee
agreement with
his client, failing to deposit fees in trust,
making cash disbursements out of his trust
account,
commingling personal funds with trust funds,
and failing to maintain proper trust account
records.
Also in 2015, Mulligan received a consensual
private reprimand for failing to clearly
state the basis
or rate of his fee, failing to respond to
requests for fee-related information from his
client, failing
to return an unearned fee, and failing to
hold unearned fees in trust.
Despite Mulligan's prior discipline, in
pursuing a public reprimand OLR considered in
mitigation that Mulligan's prior discipline
was remote in time, he cooperated in the
investigation, and his misconduct did not
cause material harm to the clients
In accordance with SCR 22.09(3), Attorney
Thomas O. Mulligan is hereby publicly
reprimanded.
Dated this 27th day of September, 2026.
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