Disciplinary Proceedings Against Netzer
2014 WI 7, 1/29/2014 (2014)
|
ATTORNEY disciplinary
proceeding. Attorney's license
suspended.
¶1 PER CURIAM. Attorney Randy J.
Netzer has appealed a referee's report
finding that he violated SCRs 20:8.4(b) and
21.15(5). The referee recommends that
Attorney Netzer's license to practice law in
Wisconsin be suspended for 90 days, that
various conditions be imposed on his license
to practice law, and that he pay the full
costs of the proceeding, which are $9,222.21
as of November 5, 2013.
¶2 We conclude that the referee's
findings of fact are supported by
satisfactory and convincing evidence. We
further determine that a 90-day suspension
of Attorney Netzer's license to practice law
is an appropriate sanction for his
misconduct, and we conclude that conditions
should be imposed on Attorney Netzer's
reinstatement and that he be required to pay
the full costs of the proceeding.
¶3 Attorney Netzer was admitted to
practice law in Wisconsin in 1984. He says
he has not practiced law to earn a living
since 1987, although his state bar
membership remains active.
|
|
|
¶4 In 2006, Attorney Netzer received a
private reprimand for violating SCR 20:8.4
(b) by committing acts resulting in his
conviction for one count of misdemeanor
stalking and one count of violating a
harassment injunction.
¶5 In March 2010 Attorney Netzer was
charged with one count of felony stalking—
previous conviction, in violation of Wis.
Stat. § 940.32(2m)(a), and two misdemeanor
counts of violating a harassment injunction,
in violation of Wis. Stat. § 813.125(4) and
(7). The person allegedly involved in the
incidents was Attorney Netzer's former
girlfriend, K.M.
¶6 On September 4, 2009, after an
approximately 14-month relationship, K.M.
sent Attorney Netzer an e-mail saying, "It
is over." K.M. told Attorney Netzer not to
contact her in any way and not to send
gifts, flowers, or attempt to talk to her in
person.
¶7 On September 5, 2009, Attorney
Netzer wrote K.M. an e-mail saying he wanted
to speak to her face-to-face one more time.
On September 11, 2009, Attorney Netzer sent
K.M. a postcard from New York. K.M.
rejected Attorney Netzer's further attempts
at contact.
¶8 On October 4, 2009, K.M. went to the
City of La Crosse police department and
filed a complaint in reference to Attorney
Netzer possibly stalking her. K.M. said she
had advised her employer about her concerns
regarding Attorney Netzer, and the employer
set up surveillance cameras around her
workplace. K.M. told police she had made
drastic lifestyle changes because of
Attorney Netzer not complying with her
demand that he stay away from her. A City
of La Crosse police officer telephoned
Attorney Netzer, advised him about the
complaint, and said if his conduct
continued, stalking charges would be filed.
Attorney Netzer acknowledged it was wrong to
stalk someone and he promised not to stalk
K.M.
¶9 On October 10, 2009, Onalaska police
responded to a call about a suspicious dark
blue Kia Sportage registered to Attorney
Netzer parked on a road in proximity to
K.M.'s condominium. Police located Attorney
Netzer running in the vicinity, and they
arrested him.
¶10 On November 6, 2009, a harassment
injunction was issued against Attorney
Netzer. The circuit court affirmed the
injunction following a de novo hearing on
November 19, 2009. The injunction was to
remain in effect until November 6, 2013.
Attorney Netzer was required to have no
contact of any kind with K.M.
¶11 On December 31, 2009, Attorney
Netzer placed a "Happy/Sunshine" ad in the
La Crosse Tribune, saying, "Dear
Muffinz,
Thanks for a great 2008. Please forgive me
for 2009. Happy New Year 2010. Love
Forever, Koala." K.M. and Attorney Netzer
had exchanged these nicknames during their
relationship.
¶12 On January 24, 2010, Attorney Netzer
placed an ad in the La Crosse Tribune
wishing K.M.'s mother a happy birthday. The
ad was signed with the names of K.M.'s cats.
¶13 On February 14, 2010, Attorney
Netzer placed another "Happy/Sunshine"
advertisement in the La Crosse Tribune
telling K.M., "I may no longer be in your
heart, but you will always be forever the
only one in mine. For you to be happy is
all I ever have wanted and that is what I
wish for you now. HAPPY VALENTINES DAY.
Love, Randy and Kitties. . . ."
¶14 Attorney Netzer placed each of the
newspaper ads by calling a telephone number
for the Coulee News. He claimed he
thought
he was placing the ads in the Coulee News
newspaper but the ads were published in the
La Crosse Tribune by mistake. He said
he
did not realize the mistake until after the
ads had been published in the La Crosse
newspaper.
¶15 On March 8, 2010, Attorney Netzer
was arrested for violating the November 6,
2009 harassment injunction. The following
day he was criminally charged. As a
condition of a $3,000 cash bond, he was
required to have no contact with K.M., her
residence, or her workplace. He was fitted
with a Global Positioning System (GPS) to
ensure he did not travel to any exclusion
zones. He was purportedly told he was
excluded from the Valley View Mall.
¶16 On April 2, 2010, the OLR sent
Attorney Netzer a notice of formal
investigation requesting a response to
allegations that his conduct regarding K.M.
that resulted in criminal charges may have
violated the rules of professional conduct.
¶17 A GPS report showed Attorney Netzer
had entered the Valley View Mall exclusion
zone on four occasions on April 19, 2010.
When Attorney Netzer was arrested for having
entered the Valley View Mall exclusion zone,
he reported he did not know how extensive
the exclusion zone was.
¶18 On April 22, 2010, a second criminal
complaint was filed against Attorney Netzer
alleging one count of felony bail jumping,
in violation of Wis. Stat. §§ 946.49(1)(b)
and 939.50(3)(h), for violating the terms of
his release.
¶19 Attorney Netzer responded to the
OLR's notice of formal investigation on
April 24, 2010, and indicated he was
asserting his Fifth Amendment privilege
against self-incrimination. Because the
criminal cases were ongoing, the OLR placed
its investigation on hold.
¶20 On April 20, 2011, Attorney Netzer
pled guilty to two misdemeanor counts of
violating a harassment injunction. The
convictions were based on the two newspaper
advertisements taken out on December 31,
2009, and February 14, 2010, which violated
the no-contact injunction issued on November
6, 2009. The felony counts of stalking and
the felony count of bail jumping in the
companion case were dismissed but read-in
for sentencing purposes. The circuit court
withheld sentence and placed Attorney Netzer
on two years' probation, with 100 hours of
community service, a psychological
evaluation, and an order that he have no
contact with K.M.
¶21 On April 27, 2011, Attorney Netzer
wrote to the OLR and indicated he had pled
guilty to two misdemeanor counts of
violating an injunction order and that the
felony counts of stalking and bail jumping
had been dismissed. Attorney Netzer's
letter notifying the OLR of his convictions
was sent two days past the deadline
established in the supreme court rules.
Attorney Netzer also did not provide timely
written notice to the clerk of this court
regarding his convictions, although he did
notify the clerk about two weeks late.
¶22 The OLR reopened its investigative
matter and sent Attorney Netzer a
supplemental request for information about
his conviction. In his response, Attorney
Netzer claimed he did not intend to violate
the harassment injunction. He admitted he
sent the "Happy/Sunshine" ads to K.M., and
he acknowledged he did not send timely
notice of his convictions to the OLR and the
clerk of this court. He also said his
convictions were on appeal. He claimed he
never agreed to have the stalking and felony
bail jumping charges read-in at sentencing.
¶23 On July 18, 2011, Attorney Netzer
filed a motion to modify his sentence or, in
the alternative, withdraw his plea.
Attorney Netzer claimed that while he knew
the felony charges of stalking and bail
jumping were dismissed, he did not know they
were being read-in and considered by the
court at the sentencing hearing. By order
dated February 12, 2012, the circuit court
dismissed the felony stalking and bail
jumping charges without prejudice.
¶24 The OLR filed a complaint against
Attorney Netzer on December 27, 2011,
alleging two counts of misconduct:
|
|
[COUNT ONE] By engaging in the conduct
leading to and by pleading guilty to two
misdemeanor counts of violating a harassment
injunction . . . and also with the felony
charges of stalking . . . and felony bail
jumping . . . being read-in whereby they
were dismissed but were considered by the
Court for purposes of sentencing, Netzer
violated SCR 20:8.4(b).
|
|
[COUNT TWO] By failing to notify the
Office of Lawyer Regulation and the Clerk of
the Supreme Court in writing within five (5)
days after being found guilty or convicted
of crimes, Netzer violated SCR 21.15(5),
actionable via SCR 20:8.4(f).
¶25 Allan Beatty was appointed referee.
In August 2012 the OLR and Attorney Netzer
entered into a stipulation of facts. The
parties agreed that the referee, without
hearing or notice, could adopt various
paragraphs in the stipulation as his
findings of fact and conclusions of law.
The parties filed briefs with the referee
regarding the appropriate sanction.
|
|
|
¶26 The referee issued his report and
recommendation on November 1, 2012. The
referee adopted verbatim the content in the
factual paragraphs of the parties'
stipulation. The referee concluded that the
allegations in the OLR's complaint had been
proven by the requisite burden of proof.
Specifically, the referee found that
Attorney Netzer violated SCRs 20:8.4(b) and
21.15(5).
¶27 The referee recommended that
Attorney Netzer's license be suspended for
90 days and that he pay the full costs of
the proceeding within one year. In
addition, the referee recommended that the
following conditions be placed on Attorney
Netzer's license to practice law:
1. Cooperate with an
OLR SCR
21.03(9)(b) referral to the State of
Wisconsin Lawyer Assistance Program
(WisLAP);
2. Undergo a
psychological
evaluation by a professional selected by the
WisLAP Coordinator;
3. Sign reciprocal
releases of
confidentiality complying with the federal
Health Insurance Portability and
Accountability Act and all other applicable
federal and state laws for each treatment
provider who is providing or has provided
mental health related treatment or services
during and since 2009, so that such
treatment providers may share pertinent
information with the WisLAP Coordinator. In
addition, the releases shall also authorize
disclosure to the professional selected to
conduct the psychological evaluation and to
the Office of Lawyer Regulation;
4. Comply with all
treatment
recommendations in the report of the
psychological evaluation ordered above;
5. Submit to monitoring
by a
person selected by the WisLAP Coordinator;
to cooperate with the monitoring conditions
and reporting requirements determined to be
appropriate by the WisLAP Coordinator; and
to comply with all obligations under the
WisLAP Monitoring Program Policies; all for
a period not to exceed five years from the
date of the Court's order of discipline;
6. Pay the costs
associated
with his compliance with these conditions.
Neither OLR nor WisLAP will be responsible
for any such costs.
¶28 The referee said he has serious
concerns about Attorney Netzer's fitness to
practice law and that the nature of the
offenses for which he was convicted, arising
out of his relationships with two separate
women, raise questions about his mental
health. The referee noted that when
Attorney Netzer entered his pleas to the two
misdemeanor counts of violating a harassment
injunction, he participated in a thorough
plea colloquy which covered the two read-in
offenses for stalking and bail jumping. The
referee noted that Attorney Netzer
subsequently was successful in getting both
read-in counts dismissed so no admission to
the facts forming the bases for those counts
may be considered by a court. The referee
said that as an attorney, Attorney Netzer
should have had the knowledge necessary to
understand what a read-in was at his plea
and sentencing hearing.
¶29 The referee noted that in his
sanctions brief Attorney Netzer said that he
wants to take full responsibility for his
actions, but there appears to be a pattern
to the contrary given that Attorney Netzer
is now trying to distance himself from the
stipulation of facts that he signed. The
referee said:
As his submissions in this
disciplinary
matter demonstrate, Attorney Netzer has gone
to great length to minimize his criminal
convictions and his Supreme Court Rule
violations. There is a delusional dimension
to Attorney Netzer's explanations and
statements in this matter that underscore
the need for a psychological evaluation and
subsequent progress in treatment before
Attorney Netzer will have the psychological
fitness to practice law.
¶30 Attorney Netzer appealed, raising
the following issues:
|
|
1. Was it premature for the
Office of Lawyer Regulation (OLR) to
prosecute this case before the case was
resolved at the trial court level?
2. Was the stipulation
of facts
drafted by OLR in this case appropriate?
3. Was the Report and
Recommendation of Referee in this case
faulty or defective?
4. If the stipulation
of facts
filed in this case is deemed acceptable and
if the Report and Recommendation of Referee
is not deemed faulty or defective, is the
recommended sanction disproportionate or
excessive?
¶31 Attorney Netzer asserts it was
premature for the OLR to prosecute this case
before his criminal case was fully resolved
at the trial court level, which he says did
not occur until February 2012 when the
circuit court dismissed without prejudice
the stalking and bail jumping offenses.
¶32 Attorney Netzer also argues that the
stipulation of facts, which he says was
drafted by the OLR, was not "appropriate."
He acknowledges that at least some of the
paragraphs in the stipulation of facts
do "have an element of truth," but he says
the paragraphs "fail to tell the rest of the
story."
¶33 Attorney Netzer argues that the
referee's report and recommendation
was "faulty or defective." He complains
about the representation provided by the
attorney he hired to represent him in his
criminal case.
¶34 Attorney Netzer says if the
stipulation of facts filed in this case is
deemed acceptable and if the referee's
report and recommendation is not deemed
faulty or defective, the recommended 90-day
sanction is still disproportionate or
excessive. Attorney Netzer says he is
remorseful for his actions and wishes they
could be undone. He says he has been
undergoing counseling and feels that is a
satisfactory way to deal with the issues
underlying this case.
¶35 Attorney Netzer also requests that
the court either waive the costs of this
action or at least reduce them.
¶36 The OLR argues it did not
prematurely file its complaint given that
the complaint was filed approximately eight
months after Attorney Netzer had informed
the OLR about his criminal convictions. The
OLR says Attorney Netzer cites no authority
for the proposition that the OLR is
prohibited from commencing a disciplinary
proceeding against an attorney when a
criminal case has not been fully resolved,
and it says prohibiting it from proceeding
with a disciplinary case as Attorney Netzer
suggests would be contrary to the public
interest and the good of the profession.
¶37 The OLR goes on to say an attorney
does not have to be convicted of a crime
before being found to have violated a
supreme court rule. The OLR also says that
having failed to make a motion or objection
to the referee as to the date the
disciplinary proceeding was commenced,
Attorney Netzer should be found to have
forfeited or waived his right to raise that
issue on appeal.
¶38 The OLR argues that the language in
the stipulation of facts is binding on
Attorney Netzer. The OLR says as an
experienced attorney, Attorney Netzer knew
he was not required to enter into a
stipulation of facts and that he had the
right to a full hearing before a referee.
The OLR says when Attorney Netzer's
sanctions brief backed away from the
stipulation of facts he had previously
signed, the OLR responded by saying that if
Attorney Netzer was having second thoughts
about the stipulation, his remedy was to
move the referee to relieve him from the
stipulation of facts and to schedule a
hearing on the contested issues. The OLR
points out that Attorney Netzer never did
that.
¶39 The OLR says the findings of fact in
the referee's report adopt verbatim the
contents of the stipulation of facts signed
by the parties. It says Attorney Netzer
fails to explain how any of the referee's
findings of fact could possibly be
erroneous.
¶40 The OLR also asserts that the
referee's recommended sanction is
appropriate. It points out that in 2006,
Attorney Netzer was privately reprimanded
for misconduct that is "disturbingly similar
to the facts in the current disciplinary
proceeding." The OLR says while Attorney
Netzer may feel the counseling he has been
undergoing is satisfactory, the conditions
on his license recommended by the referee
are more likely to achieve the desired
result.
¶41 As to the issue of costs, the OLR
points out that this court customarily
assesses full costs against the respondent
attorney, and unsupported statements that an
attorney cannot afford to pay costs are not
a sufficient basis on which to excuse the
attorney from payment. The OLR also notes
that if an attorney cannot pay the full
costs immediately, an agreement may be
reached to enable the attorney to pay the
costs over time.
|
|
|
¶42 This court will adopt a referee's
findings of fact unless they are clearly
erroneous. Conclusions of law are reviewed
de novo. See In re Disciplinary
Proceedings
Against Eisenberg, 2004 WI 14, ¶5, 269
Wis.
2d 43, 675 N.W.2d 747. The court may impose
whatever sanction it sees fit regardless of
the referee's recommendation. See In
re
Disciplinary Proceedings Against Widule,
2003 WI 34, ¶44, 261 Wis. 2d 45, 660 N.W.2d
686.
¶43 The referee's findings of fact have
not been shown to be clearly erroneous, and
we adopt them. We also adopt the
conclusions of law that flow from those
findings of fact. We specifically reject
Attorney Netzer's claim that the OLR filed
its complaint prematurely before the
criminal case was resolved in the trial
court.
¶44 Attorney Netzer pled guilty to the
two misdemeanor counts in April of 2011.
The OLR's complaint was not filed until
eight months later. At that time the only
proceeding pending in the circuit court was
Attorney Netzer's motion to modify his
sentence or, in the alternative, withdraw
his plea. In February of 2012,
approximately six weeks after the filing of
the OLR's complaint, the circuit court
dismissed the felony stalking and bail
jumping charges——which had been dismissed at
the time the plea was entered.
¶45 Attorney Netzer has failed to cite
any authority for his claim that the OLR
should have been required to wait until
after the circuit court had ruled on his
postconviction motion before filing its
complaint, nor has he explained how the
result of this proceeding would have been
different if the OLR's complaint had been
filed in February of 2012 rather than
December of 2011. In addition, as the OLR
points out, Attorney Netzer never raised
this issue before the referee and could be
deemed to have forfeited or waived his right
to raise the issue on appeal.
¶46 We also reject Attorney Netzer's
criticisms about and attempt to repudiate
the stipulation of facts which he signed in
August of 2012. Attorney Netzer was not
required to enter into a stipulation of
facts but chose, presumably at least in
part, to simplify the proceeding and reduce
the ultimate costs. As the OLR points out,
if Attorney Netzer later had second thoughts
about the stipulation of facts, he could
have moved the referee to relieve him from
the stipulation of facts and could have
asked for a full evidentiary hearing on the
contested issues. Since he chose not to do
so, he should be bound by the stipulation of
facts. Having accepted the findings of fact
and conclusions of law set forth in the
referee's report, we reject Attorney
Netzer's claim that the referee's report
was "faulty or defective."
¶47 Turning to the appropriate sanction,
we note that the conduct at issue here is
strikingly similar to the conduct that
resulted in Attorney Netzer's 2006 private
reprimand. As in the previous case,
Attorney Netzer tries to minimize his
conduct, claiming he never intended his
actions to cause K.M. any distress, and that
in fact all he cared about was K.M.'s
happiness and well-being. As in the 2006
case, Attorney Netzer again argues that his
criminal attorney forced him into entering
pleas, that he is very sorry for his
actions, and that he is entitled to this
court's leniency.
¶48 We deem the SCR 21.15(5) violation
is de minimus since Attorney Netzer
did
notify the OLR and the clerk of this court
about his conviction, albeit the
notification was slightly tardy.
¶49 The SCR 20:8.4(b) violation is not
de minimus. This court found in
2006 that
Attorney Netzer's two prior misdemeanor
convictions, which arose out his violating a
harassment injunction filed by a previous
girlfriend, reflected adversely upon his
trustworthiness or fitness as a lawyer in
other respects. The same analysis holds
true in this case. This court has long
adhered to the concept of progressive
discipline in attorney regulatory cases. It
does not appear that the 2006 private
reprimand had the impact we intended on
Attorney Netzer since he repeated the same
conduct here. For that reason, we agree
with the referee that a 90-day suspension of
Attorney Netzer's license to practice law in
Wisconsin is appropriate.
¶50 We also agree with the referee that
it is appropriate to impose certain
conditions in this case. While the referee
recommended various conditions be placed on
Attorney Netzer's license to practice law,
we find it more appropriate to impose
conditions on the reinstatement of Attorney
Netzer's license in order to ensure that the
conduct that occurred in this case, as well
as the conduct underlying the 2006 private
reprimand, does not recur.
¶51 We note that in the criminal case,
the circuit court ordered Attorney Netzer to
undergo a psychological evaluation. We find
it appropriate to order that the
reinstatement of Attorney Netzer's license
to practice law shall be conditioned upon
his obtaining a mental health evaluation in
which the evaluator states, to a reasonable
degree of professional certainty, that
Attorney Netzer is capable of discharging
the duties of a person licensed to practice
law in this state. We further conclude that
as a condition of reinstatement, Attorney
Netzer must be required to execute medical
record releases authorizing the OLR to
review his medical records for a period of
three years. Once Attorney Netzer has
complied with these conditions and the other
conditions generally required for
reinstatement after a suspension of less
than six months, his license can be
reinstated.
¶52 Finally, we find it appropriate to
impose the full costs of the proceeding upon
Attorney Netzer. It is the court's general
policy upon a finding of misconduct to
impose all costs on the respondent
attorney. See SCR 22.24(1m). Since this
case presents no extraordinary
circumstances, we conclude that Attorney
Netzer should be required to pay the full
costs of this proceeding.
¶53 IT IS ORDERED that the license of
Randy J. Netzer to practice law in Wisconsin
is suspended for a period of 90 days,
effective March 5, 2014.
¶54 IT IS FURTHER ORDERED that, as a
condition of the reinstatement of his
license to practice law in Wisconsin, Randy
J. Netzer shall take the following actions:
(1) obtain a satisfactory mental health
evaluation, at his own expense, in which the
evaluator states, to a reasonable degree of
professional certainty, that Randy J. Netzer
is capable of discharging the duties of a
person licensed to practice law in this
state; (2) provide a copy of that evaluation
to the Office of Lawyer Regulation; and (3)
execute medical record releases authorizing
the Office of Lawyer Regulation for a period
of three years to review his medical and
mental health records and to speak with
medical or mental health providers.
¶55 IT IS FURTHER ORDERED that Randy J.
Netzer shall comply with the provisions of
SCR 22.26 concerning the duties of a person
whose license to practice law in Wisconsin
has been suspended.
¶56 IT IS FURTHER ORDERED that within 60
days of the date of this order, Randy J.
Netzer shall pay to the Office of Lawyer
Regulation the costs of this proceeding,
which are $9,222.21, as of November 5, 2013.
¶57 IT IS FURTHER ORDERED that
compliance with all conditions of this order
is required for reinstatement. See SCR
22.28
(2).
|
|
|
¶58 SHIRLEY S. ABRAHAMSON, C.J.
(dissenting). Supreme court rule 21.16
(1m)
(f) authorizes this court to impose
conditions on an attorney seeking license
reinstatement. The conditions should be
stated in such a way that they can be easily
understood by the respondent attorney and
the OLR and easily administered.
¶59 I conclude, however, that a six-
month suspension with conditions should be
imposed in the present case. Such a
sanction is not only appropriate under the
circumstances of the present case but has
the advantage that reinstatement must be by
order of this court after prescribed
proceedings, not merely by affidavit of the
attorney of compliance and the director's
notification of compliance. See SCR 22.28
(3), 22.29-22.33.
¶60 Before the court will reinstate an
attorney after a suspension of six months or
more, the attorney must show the court that
he "can safely be recommended to the legal
profession, the courts and the public as a
person fit to be consulted by others and to
represent them and otherwise act in matters
of trust and confidence and in general to
aid in the administration of justice as a
member of the bar and as an officer of the
courts." SCR 22.29(4)(g). Court review of
reinstatement of the attorney under this
standard is, in my opinion, important in the
present case.
¶61 For the reasons set forth, I
dissent.
¶62 I am authorized to state that
Justice ANN WALSH BRADLEY joins this dissent.
|
|
|