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ATTORNEY reinstatement proceeding.
Reinstatement granted.
¶1 PER CURIAM. We review the report
and recommendation of Referee Jean A. DiMotto
that Attorney Robert B. Moodie's petition for
reinstatement of his license to practice law
in Wisconsin be granted. Upon careful of
review of the matter, we agree that Attorney
Moodie's license should be reinstated. We
also agree with the referee that Attorney
Moodie should be required to pay the full
costs of this reinstatement proceeding, which
are $3,594.27 as of June 2, 2021.
¶2 Attorney Moodie was admitted to
practice law in Wisconsin in 1982. He had no
disciplinary history prior to the matter
giving rise to this reinstatement proceeding.
¶3 Effective June 3, 2020, this court
suspended Attorney Moodie's law license for a
period of six months as discipline for his
conversion of fees belonging to his law firm
to his personal use. In re Disciplinary
Proceedings Against Moodie, 2020 WI 39, 391
Wis. 2d 196, 942 N.W.2d 302.
¶4 On October 1, 2020, Attorney Moodie
filed a petition for reinstatement of his law
license. The petition alleged, among other
things, that Attorney Moodie had complied
fully with the terms of this court's
suspension order, that he had maintained
competence and learning in the law, that his
conduct since the suspension had been
exemplary and above reproach, and that he had
fully complied with the requirements set
forth in SCR 22.26.
¶5 On January 12, 2021, the Board of Bar
Examiners filed a memorandum, stating that
Attorney Moodie was currently in compliance
with the court's continuing legal education
and ethics and professional responsibility
requirements for reinstatement.
¶6 On March 4, 2021, the Office of
Lawyer Regulation (OLR) filed a response to
Attorney Moodie's petition for reinstatement.
The OLR stated that it supported Attorney
Moodie's petition for reinstatement so long
as he could prove at the reinstatement
hearing that, in the words of this court's
disciplinary decision, he can "fully account
for his moral lapses and explain how they
have been addressed to ensure they will not
happen again." Moodie, 391 Wis. 2d 196,
¶17.
¶7 On October 12, 2020, this court
appointed a referee, who conducted a
reinstatement hearing on April 8, 2021.
Attorney Moodie testified at the hearing, as
well as two witnesses who supported his
reinstatement. The referee also received
several letters in support of Attorney
Moodie's reinstatement.
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¶8 On May 12, 2021, the referee filed a
report and recommendation. The referee
concluded that Attorney Moodie had satisfied
the requirements for reinstatement. See
(former) SCR 22.31(1) and SCR 22.29(4)(a)-
(4m). The referee observed that Attorney
Moodie testified in a contrite and forthright
manner during the reinstatement hearing and
expressed "abject remorse and shame" for his
misconduct. The referee noted that Attorney
Moodie "has been reckoning with his
misconduct for four years now"; that he
understands that it was driven by his
personal dissatisfaction with the direction
of his former law firm's management; and that
he "now recognizes what he could have done
differently to avoid the misconduct: discuss
with his partners their and his different
viewpoints about running a firm, client
development and retention, and compensation."
The referee found that Attorney Moodie has
not practiced law during the period of his
suspension; that he has complied with the
terms of the order of suspension and will
continue to do so until his license is
reinstated; that he has maintained competence
and learning in the law; that his conduct
since the suspension has been exemplary and
above reproach; that he has a proper
understanding of and attitude towards the
standards that are imposed upon members of
the bar and will act in conformity with those
standards; that he can be safely recommended
to the legal profession, the courts, and the
public as a person fit to be consulted by
others and to represent them and otherwise
act in matters of trust and confidence and in
general to aid in the administration of
justice as a member of the bar and as an
officer of the courts; and that he owes no
restitution. The referee also found that, if
his license is reinstated, Attorney Moodie
has planned his resumption of practice in
such a way as to obviate the risk of his
misconduct reoccurring; specifically, to
practice only as a solo practitioner, only
for friends and former clients, and only in
his areas of competence——small business
transactions, estate planning, and
residential real estate matters. The referee
also noted that the OLR had no objection to
Attorney Moodie's reinstatement.
¶9 Ultimately, the referee wrote that
she was "satisfied that Mr. Moodie has
complied with all requirements for
reinstatement, that he understands the
wrongfulness of his conduct and his
underlying motivation for it, that he is
authentically remorseful, and has indeed
become a better person" during the four years
since his misconduct came to light. Thus,
the referee recommended that the court
reinstate Attorney Moodie's law license. The
referee also recommended that Attorney Moodie
be ordered to pay the full costs of this
reinstatement proceeding.
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¶10 The standards that apply to all
petitions seeking reinstatement after a
disciplinary suspension or revocation are set
forth in SCR 22.31(1). In particular, the
petitioning attorney must demonstrate by
clear, satisfactory, and convincing evidence
that he or she has the moral character
necessary to practice law in this state, that
his or her resumption of the practice of law
will not be detrimental to the administration
of justice or subversive of the public
interest, and that the attorney has complied
fully with the terms of the suspension order
and of SCR 22.26. In addition, SCR 22.31(1)
(c) incorporates the statements that a
petition for reinstatement must contain
pursuant to SCR 22.29(4)(a)–(4m). Thus, the
petitioning attorney must demonstrate that
the required representations in the
reinstatement petition are substantiated.
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¶11 As in disciplinary proceedings, this
court will affirm a referee's findings of fact
unless they are found to be clearly erroneous.
Conclusions of law are reviewed de novo.
See In re Disciplinary Proceedings
Against Banks, 2010 WI 105, ¶16, 329 Wis. 2d
39, 787 N.W.2d 809.
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¶12 Upon review of the record, we agree
with the referee that Attorney Moodie has
established by clear, satisfactory, and
convincing evidence that he has satisfied all
the criteria necessary for reinstatement.
See SCR 22.31(1) and SCR 22.29(4)(a)-(4m).
Accordingly, we adopt the referee's findings
of fact and conclusions of law and we accept
the referee's recommendation to reinstate
Attorney Moodie's license to practice law in
Wisconsin. We further determine, consistent
with our general practice, that Attorney
Moodie should be required to pay the full
costs of this reinstatement proceeding.
¶13 IT IS ORDERED that Robert B. Moodie's
petition for reinstatement of his license to
practice law in Wisconsin from the
disciplinary suspension is granted, effective
the date of this order.
¶14 IT IS FURTHER ORDERED that, within 60
days of the date of this order, Robert B.
Moodie shall pay to the Office of Lawyer
Regulation the costs of this proceeding,
which are $3,594.27 as of June 2, 2021.
¶15 ANN WALSH BRADLEY, J., did not
participate.
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¶16 ANNETTE KINGSLAND ZIEGLER, C.J.
(concurring). I agree with the court's
decision to reinstate Attorney Moodie's
license to practice law. I respectfully
concur because, as I predicted in April 2020
when we ordered Attorney Moodie's license
suspension, the disciplinary term imposed far
exceeded six months. In re Disciplinary
Proceedings Against Moodie, 2020 WI 39,
¶¶26-34, 391 Wis. 2d 196, 942 N.W.2d 302
(Ziegler, J., dissenting). When it comes to
lawyer discipline, courts should say what
they mean and mean what they say. Id.,
¶26. The court failed to do so in this case.
¶17 In this case, we did not
individualize our determination and defaulted
to a six-month mandatory suspension, built
upon prior disciplinary orders. Id.,
¶¶14-15. However, we have consistently said
there is no fixed formula for determining the
"right" amount of lawyer discipline. See
In re Disciplinary Proceedings Against
Siderits, 2013 WI 2, ¶33, 345 Wis. 2d 89,
824 N.W.2d 812, (acknowledging that the
imposition of discipline in attorney
disciplinary cases "is not an exact
science"). Each case is different, and
discipline must be tailored to each instance
of misconduct. See id., ¶¶31-32;
see also In re Disciplinary Proceedings
Against Nunnery, 2011 WI 39, ¶5, 334 Wis.
2d 1, 798 N.W.2d 239 ("We determine the
appropriate level of discipline given the
particular facts of each case.").
¶18 In our April 2020 decision, the court
held that Attorney Moodie's license would be
suspended for a period of six months.
Moodie, 391 Wis. 2d 196, ¶15. In
reality, because of the required
reinstatement process, Attorney Moodie's
suspension has been over twice the suspension
period imposed. See SCRs 22.29-22.33.
By the time he will be reinstated, Attorney
Moodie will have been removed from the legal
profession for almost 15 months.
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¶19 The referee and the court in this
case cited several of our precedents
involving fund misappropriation. It is true
that in In re Disciplinary Proceedings
Against Casey, 174 Wis. 2d 341, 496 N.W.2d
94 (1993), we held that misappropriation from
a law firm must carry the same punishment as
misappropriation from a client. Further,
following Casey, in several cases, we
ordered license suspensions for fund
misappropriation that were greater than six
months. See, e.g., In re Disciplinary
Proceedings Against Olson, 216 Wis. 2d
483,
574 N.W.2d 245 (1998) (one-year suspension).
However, treating misappropriation from
attorneys and clients similarly, and imposing
suspensions over six months in other cases
with unique facts, does not imply that the
court is bound to a six-month suspension in
this case. Attorney disciplinary actions
cannot be reduced simply to formulas or bare
cutoffs. See Siderits, 345 Wis. 2d
89, ¶¶31-33; Nunnery, 334 Wis. 2d 1, ¶5.
¶20 Attorney Moodie's case was notably
different than cases cited by the court and
relied upon by the OLR. See Moodie,
391 Wis. 2d 196, ¶28-30 (Ziegler, J.,
dissenting) (citing Shea, 190 Wis. 2d
560) (noting that Attorney Moodie had become
senior partner at a reputable law firm after
practicing at the firm for 30 years, without
any reports of unethical conduct; he had
taken a relatively small amount of money and
repaid it in full; he was forthright,
cooperated with OLR investigators, and
accepted responsibility for his behavior;
and, very likely, he would never practice in
a law firm setting again). Furthermore, in
Casey, this court imposed a short
suspension for an attorney who
misappropriated three client retainers,
totaling $2,300. 174 Wis. 2d at 342. Given
that Attorney Moodie would have ultimately
collected a large portion of the proceeds he
diverted from the firm, in aggregate, the
amount Attorney Moodie wrongfully withheld
from his partners in this case was
approximately $3,000 to $3,500. See
Moodie, 391 Wis. 2d 196, ¶28. Like
Attorney Moodie, the attorney in Casey
stipulated to his wrongful conduct, but the
court suspended Casey for only 60 days.
Casey, 174 Wis. 2d at 343. The referee
in this case, in recommending a suspension
four months longer than the suspension in
Casey, was motivated by apparent
constraints imposed through disciplinary
cases since
Casey. Nonetheless, no mandatory minimum
for license suspensions can be found in
Wisconsin statutes or caselaw.
¶21 If a perceived six-month constraint
were not in place, based on the underlying
disciplinary record, it is likely that the
referee would not have recommended a six-
month suspension. Certainly, the referee did
not assert that a suspension lasting over a
year was justified. In place of the
recommended discipline, we could have
suspended Attorney Moodie's license for five
months and 28 days, mere days shorter than
the eventual six-month suspension. This
small change would have ensured just
punishment for Attorney Moodie's misconduct
while also maintaining honesty and
proportionality in our disciplinary process.
¶22 I disagree that when acting
essentially as the "sentencing" decision
maker in a lawyer discipline case, this court
is hamstrung from exercising discretion. I
disagree that we are bound to a mandatory
minimum six-month penalty because of other
fact-dependent cases. I disagree that we
should have judicially imposed automatic
minimum suspensions for all such cases no
matter the evidence or mitigating
circumstances. If we so constrain ourselves,
we abdicate our responsibility to make
individualized determinations, and with it,
our ability to fairly and accurately "protect
the public, the courts, and the legal system
from repetition of misconduct." In re
Disciplinary Proceedings Against Sommers,
2012 WI 33, ¶80, 339 Wis. 2d 580, 811 N.W.2d
387.
¶23 We should not shirk our duty to
carefully consider each matter independently,
taking into account the gravity of the
offense, its nature, the implications on the
legal profession, and the need to protect the
public. In furtherance of this objective, we
should say what we mean and mean what we say.
See Moodie, 319 Wis. 2d 196, ¶¶26-34
(Ziegler, J., dissenting); see also S.
Ct. Order 19-10, In the Matter of Amending
Supreme Court Rules Pertaining to Permanent
Revocation of a License to Practice Law in
Attorney Disciplinary Proceedings (issued
Dec. 18, 2019) (Ziegler, J., dissenting). We
should not create false perceptions to both
the public and to lawyers seeking to practice
law. When this court ties its own hands by
setting a mandatory minimum six-month
suspension (which, in reality, amounts to a
far longer suspension than six months)
instead of providing individualized
consideration for each disciplinary matter,
the court fails to perform fully its weighty
responsibilities.
¶24 For the foregoing reasons, I
respectfully concur.
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