|
ATTORNEY disciplinary
proceeding. Attorney's license
revoked.
¶1 PER CURIAM. We review the
referee's report and recommendation that
the license of Attorney Thomas A. Fadner,
II, to practice law in Wisconsin be revoked
and that Attorney Fadner be ordered to pay
restitution to the Wisconsin Lawyers' Fund
for Client Protection (the Fund) in the
amount of $12,500. Based on our
independent review of the matter, we adopt
the referee's findings of fact and
conclusions of law, which were made after
entering a default judgment against
Attorney Fadner. We agree that Attorney
Fadner's license to practice law in this
state must be revoked. We also agree that
restitution is in order, but we determine
that in addition to the restitution payment
to the Fund, Attorney Fadner should also
make restitution payments to clients G.T.
and D.R. Finally, we conclude that
Attorney Fadner should pay the costs of
this disciplinary proceeding, which totaled
$1758.16, as of July 26, 2006.
|
|
¶2 Attorney Fadner was admitted to
practice in Wisconsin in April 1996. He
most recently practiced in Oshkosh. He has
been subject to discipline on two prior
occasions. He received a private reprimand
in 1998. In January 2005 this court
temporarily suspended Attorney Fadner's
license as a result of his willful failure
to cooperate with the Office of Lawyer
Regulation (OLR) in at least three
grievance investigations. In February 2006
the court suspended Attorney Fadner's
license to practice law for nine months,
and until further order of this court,
effective March 30, 2006. See In re
Disciplinary Proceedings Against Fadner,
2006 WI 18, 289 Wis. 2d 1, 709 N.W.2d 868.
That suspension related to Attorney
Fadner's misconduct concerning billings to
the Office of the State Public Defender and
his mishandling of payments due to an
investigator. Attorney Fadner's license
remains suspended.
|
|
¶3 On December 8, 2005, the OLR filed
the complaint in the present case. The
OLR's complaint alleged 45 separate counts
of misconduct arising from 10 different
representations.
|
|
¶4 The OLR made multiple attempts to
serve the complaint and order to answer on
Attorney Fadner, both via personal service
through sheriff's departments and via
certified mail at multiple addresses.
Having made reasonably diligent attempts to
serve Attorney Fadner, the OLR moved for a
finding of default. Notice of the hearing
on the OLR's default motion was sent to the
last known address Attorney Fadner had
provided to the State Bar of Wisconsin, but
Attorney Fadner did not respond or appear
at the hearing. On April 26, 2006, Referee
Kim M. Peterson granted the OLR's default
motion.
¶5 The referee subsequently filed a
report finding the facts as alleged in the
OLR's complaint and concluding that
Attorney Fadner had committed each of the
45 counts of misconduct. Based on the
conclusions of misconduct, the referee
recommended that Attorney Fadner's license
to practice law in this state be revoked.
The referee also recommended that Attorney
Fadner be ordered to reimburse the Fund in
the total amount of $12,500 for payments it
had made to five of Attorney Fadner's
clients due to his misconduct.
|
|
¶6 Attorney Fadner did not appeal from
the referee's report and recommendation.
Thus, we proceed with our review of the
matter pursuant to SCR 22.17(2). We will
affirm the referee's findings of fact
unless they are clearly erroneous. See
In re Disciplinary Proceedings Against
Sosnay, 209 Wis. 2d 241, 243, 562 N.W.2d
137 (1997). We review the referee's
conclusions of law, however, on a de novo
basis. See In re Disciplinary
Proceedings Against Carroll, 2001 WI 130,
¶29, 248 Wis. 2d 662, 636 N.W.2d 718. We
determine the level of discipline that is
appropriate under the particular
circumstances, independent of the referee's
recommendation, but benefiting from it.
See In re Disciplinary Proceedings
Against Widule, 2003 WI 34, ¶44, 261 Wis.
2d 45, 660 N.W.2d 686.
¶7 As noted above, the findings of
misconduct relate to ten separate client
matters. We will briefly summarize the
referee's findings of fact concerning those
representations and the accompanying legal
conclusions of professional misconduct.
¶8 With respect to Counts 1—3,
Attorney Fadner was retained in a paternity
matter pending before Waupaca County
Circuit Judge Raymond Huber. At a child
support hearing on September 26, 2002,
Attorney Fadner told the court that,
although most issues concerning child
placement had been resolved, the parties
wished to stipulate to a change in a
previous order issued by a family court
commissioner. Under Waupaca County Circuit
Court Rule 8.14, Attorney Fadner was
required to prepare an order for the
court's signature memorializing the
stipulation. Attorney Fadner did not
prepare the order.
¶9 When Judge Huber subsequently
noticed that Attorney Fadner had not
prepared the order, he sent a letter to
Attorney Fadner advising him to file the
required order within seven days. Although
Attorney Fadner and Judge Huber exchanged
telephone messages, Attorney Fadner did not
file the order as required. The court then
issued an order to show cause requiring
Attorney Fadner to appear in person on July
22, 2004, unless the order was filed before
then. Attorney Fadner failed to file the
order or to appear at the July 22, 2004
hearing.
¶10 After yet another letter from the
court and no response by Attorney Fadner,
Judge Huber referred Attorney Fadner to the
OLR. The OLR sent letters to Attorney
Fadner on September 15 and October 14,
2004, seeking a response to Judge Huber's
letter. Although Attorney Fadner signed
for a certified copy of one of the letters,
he never responded to the OLR.
|
|
¶11 Based on these facts, the referee
concluded that, contrary to SCR 20:3.4(c),
Attorney Fadner had knowingly disobeyed an
obligation under the rules of a tribunal on
two separate occasions—once when he failed
to submit the order as required by the
local rule and Judge Huber's letter, and
once when he failed to respond to the order
to show cause or appear at the hearing.
The referee further found that Attorney
Fadner had violated SCR 22.03(2) and (6),
thereby also violating SCR 20:8.4(f), by
failing to file a written response to the
grievance and by failing otherwise to
cooperate with the OLR's investigation.
¶12 Counts 4—11 relate to Attorney
Fadner's representation of client G.T. In
April 2004 G.T. met with Attorney Fadner
and retained him to represent her in a post-
divorce matter, which included an issue
regarding where G.T.'s daughter should be
enrolled for preschool. G.T. gave Attorney
Fadner a $1000 retainer, but there was no
written retainer agreement. Attorney
Fadner failed to deposit the retainer in
his client trust account. Attorney Fadner
promised G.T. that he would draft a motion
and supporting affidavit within two weeks.
He did not draft and file the papers as
promised. After not hearing from Attorney
Fadner, G.T. began calling Attorney
Fadner's office twice a week to inquire
about the status of her case. Attorney
Fadner never responded to these telephone
messages. Although G.T.'s judgment of
divorce stated that the guardian ad litem
(GAL) had the power to determine which
preschool the child would attend, Attorney
Fadner never contacted the GAL or the
child's father to discuss the matter. G.T.
ultimately terminated Attorney Fadner's
representation on May 21, 2004.
¶13 Attorney Fadner's billing records
indicate that he charged G.T. $961.90 for
work he claims to have done. The referee
concluded that Attorney Fadner's fees were
unreasonable in many respects, including
the fact that approximately half of the
fees were allegedly incurred after G.T. had
terminated the representation. In
addition, in the documents that Attorney
Fadner did prepare, but never filed, he
made numerous obvious errors, including
referring to the proceeding as a paternity
matter and failing to provide notice as to
what issue the motion addressed. In other
words, the documents that had been drafted
were of no benefit to G.T. Nonetheless,
when G.T. requested a refund of the $1000
retainer, Attorney Fadner failed to respond.
¶14 Attorney Fadner failed to respond
to the OLR's requests for a written
supplemental response to G.T.'s grievance
and for specific additional information.
|
|
¶15 The referee concluded that Attorney
Fadner had failed to provide competent
representation to G.T., in violation of SCR
20:1.1. In addition, by failing to contact
the GAL or the father and by failing to
prepare and file the motion and supporting
affidavit as promised, Attorney Fadner
violated SCR 20:1.3. The referee further
ruled that Attorney Fadner had failed to
keep G.T. reasonably informed about the
status of her case and to respond promptly
to her requests for information, in
violation of SCR 20:1.4(a). By claiming
that he had earned almost all the $1000
retainer when many of his claimed charges
were clearly unreasonable, Attorney Fadner
violated SCR 20:1.5(a). The referee
further determined that Attorney Fadner's
failure to deposit G.T.'s retainer into his
trust account had violated former SCR
20:1.15(a). The referee also found that by
failing to refund any portion of the $1000
retainer, Attorney Fadner had violated SCR
20:1.16(d). The referee further concluded
that Attorney Fadner had violated SCR 22.03
(6), thereby also violating SCR 20:8.4(f),
by failing to file a written supplemental
response to the grievance even after this
court had issued an order to show cause,
and had temporarily suspended his license
to practice law. Finally with respect to
G.T., the referee ruled that Attorney
Fadner's failure to respond to the OLR's
district committee investigator had
violated SCR 22.04, thereby also violating
SCR 20:8.4(f).
¶16 Counts 12—18 relate to Attorney
Fadner's representation of client M.C.
concerning a pro se motion to modify the
placement of her child that she had filed
in a pending paternity action. M.C.
retained Attorney Fadner to assist her with
the motion, giving him a $100 retainer.
Although Attorney Fadner told M.C. that he
would charge by the hour, he failed to
explain his rates or how she would be
billed. Although Attorney Fadner appeared
at hearings on January 30, 2004, and
February 19, 2004, he intentionally chose
not to appear at a March 3, 2004 hearing,
even though he had notice of that
proceeding. M.C. then terminated Attorney
Fadner's representation.
¶17 Although M.C. left telephone
messages on multiple occasions and even
personally went to Attorney Fadner's office
to demand a refund of her retainer, he did
not respond. Ultimately, in August 2004
M.C. received a letter from Attorney Fadner
dated May 14, 2004, that contained an
invoice dated July 15, 2004. The invoice
contained a number of charges for services
allegedly rendered after March 3, 2004,
when M.C. had terminated the
representation. In addition, his July 15,
2004 invoice showed at least six different
hourly rates.
¶18 After M.C. filed a grievance with
the OLR and the OLR contacted Attorney
Fadner, he submitted a revised invoice,
dated November 12, 2004, purportedly
showing all of the work that he had
performed on M.C.'s behalf. The November
12, 2004 invoice was substantially
different from the earlier July 15, 2004
invoice, including the fact that the
balance due was now over $230 higher. The
November 12, 2004 invoice was similar to
the previous one in that it still included
many charges allegedly incurred after March
3, 2004. The referee found that a
substantial number of the charges were
material misstatements and that Attorney
Fadner had failed to properly supervise his
staff or review the billing statements
before they had been issued.
¶19 The OLR sent multiple letters to
Attorney Fadner requesting a response to
the grievance and seeking the production of
specific information. Although Attorney
Fadner did file one belated and
insufficient response after this court
issued an order to show cause why his
license should not be temporarily suspended
for failure to cooperate with the OLR's
investigation, Attorney Fadner did not
provide the information requested by the
OLR and failed to fully and fairly disclose
the facts and circumstances surrounding his
alleged misconduct. Indeed, much of what
he told the OLR's investigator during an in-
person interview turned out to be not true.
|
|
¶20 In light of these facts, the
referee concluded that Attorney Fadner had
violated SCR 20:1.3 when he failed to
appear at a scheduled hearing before a
family court commissioner. The referee
also found that Attorney Fadner had
violated SCR 20:1.4(a) by failing to keep
M.C. apprised of the status of her case.
The referee further determined that
Attorney Fadner's failure to inform M.C. of
the rates that he and his assistants would
charge and to explain how she would be
billed, as well as his intentionally vague
estimate of the total fees, had violated
SCR 20:1.5(b). Finally with respect to
M.C., the referee found that by failing to
supervise his staff and to review billing
statements that contained
misrepresentations regarding the work
performed, Attorney Fadner had violated SCR
20:5.3(b) and (c)(1).
¶21 Counts 19—23 concern Attorney
Fadner's representation of Darryl B.
concerning a possible claim for wrongful
termination of employment. Darryl B. paid
Attorney Fadner $75 for an initial
consultation in November 2004. When Darryl
B. called Attorney Fadner again in December
2004, they scheduled a meeting for January
10, 2005, although Attorney Fadner did not
remember having met with Darryl B. or the
substance of his legal issue.
¶22 Pursuant to Attorney Fadner's
request, Darryl B. paid a $1500 retainer
fee to Attorney Fadner on January 10,
2005. Although Attorney Fadner promised
Darryl B. that he would send a letter
describing the services to be provided for
that fee, Darryl B. never received any such
letter. Indeed, after the January 10, 2005
meeting, Darryl B. never heard from
Attorney Fadner again, although he tried on
numerous occasions to communicate with
Attorney Fadner.
¶23 Attorney Fadner negotiated Darryl
B.'s check on January 11, 2005. On that
same day, this court temporarily suspended
Attorney Fadner's license to practice law.
Attorney Fadner did not notify Darryl B.
that his license had been suspended or take
any action to assist Darryl B. in locating
other counsel. In addition, Attorney
Fadner did not file an affidavit with the
OLR showing that he had complied with his
post-suspension obligations. Attorney
Fadner also did not respond to the OLR's
letters seeking information about the
grievance filed by Darryl B. He also never
refunded any part of Darryl B.'s $1500
retainer. Instead, Darryl B. was forced to
file a claim with the Fund, which paid him
$1500 as reimbursement for his loss.
|
|
¶24 According to the referee's
conclusions of law, Attorney Fadner's
failure to refund Darryl B.'s $1500
payment, which Attorney Fadner never
earned, violated SCR 20:1.16(d). The
referee also found that by taking Darryl
B.'s money when his law license was about
to be suspended for non-cooperation with
the OLR's investigations and by using that
money for his own purposes, Attorney Fadner
had engaged in dishonesty, fraud, deceit or
misrepresentation, in violation of SCR
20:8.4(c). Attorney Fadner's failure to
respond to the OLR's requests for
information and documents constituted a
violation of SCR 22.03(2), which in turn
violated SCR 20:8.4(f). In addition, the
referee concluded that Attorney Fadner had
violated SCR 22.26(1)(a) and (b), thereby
also violating SCR 20:8.4(f), when he
failed to notify Darryl B. of his
suspension or advise him to seek legal
representation from another attorney.
Finally, the referee found that Attorney
Fadner's failure to file an affidavit
showing compliance with his post-suspension
obligations had violated SCR 22.26(1)(e),
actionable through SCR 20:8.4(f).
¶25 Count 24 of the OLR's complaint
relates to the representation of client
T.L. At the time of Attorney Fadner's
temporary suspension, he was representing
T.L. in a divorce proceeding in Winnebago
County Circuit Court. Approximately one
month after the suspension, the court
received a draft document
entitled "Findings of Fact, Conclusions of
Law and Judgment" in T.L.'s divorce. The
document had Attorney Fadner's name on an
approval line and was accompanied by an
unsigned cover letter purportedly from
Attorney Fadner. The court did not accept
the documents because of Attorney Fadner's
suspension, and T.L. completed the divorce
on a pro se basis. When the OLR sent
letters to Attorney Fadner requesting his
response to its investigation of this
matter, Attorney Fadner failed to respond.
|
|
¶26 The referee concluded that Attorney
Fadner's failure to file a written response
to the OLR's investigative letters had
constituted a violation of SCR 22.03(2),
thereby also violating SCR 20:8.4(f).
¶27 Counts 25—29 relate to D.R., an out-
of-state resident. D.R. retained Attorney
Fadner in 2004 to represent her regarding a
placement dispute concerning her two sons.
On November 12, 2004, she paid a $1200
retainer to Attorney Fadner.
¶28 A hearing on the placement dispute
was scheduled for November 16, 2004, in
Green Lake. Although D.R. arrived at
Attorney Fadner's office well in advance of
the hearing, Attorney Fadner was not ready
to leave for the hearing. As a result of
Attorney Fadner's delay, they did not
arrive at the courthouse until 15 minutes
after the scheduled time. By that time, in
light of D.R.'s failure to appear, the
circuit court had already ruled in favor of
the children's father, awarding him primary
physical placement and requiring D.R. to
pay child support. The court's orders, one
for each child, did state that D.R. could
file a motion to modify the placement, but
she would have to show cause why the
court's orders were inappropriate.
¶29 Attorney Fadner promised to order a
transcript of the missed hearing and then
to file a motion to reopen the placement.
Thereafter, D.R., who had now lost physical
placement of her children, attempted to
contact Attorney Fadner on numerous
occasions. Either Attorney Fadner did not
respond or he failed to provide any
information about the status of her case.
¶30 On January 21, 2005, after the
temporary suspension of Attorney Fadner's
license, D.R. sent an e-mail to Attorney
Fadner again seeking a response to her
previous messages. Attorney Fadner sent a
reply message on January 26, 2005, stating
that he had been under the weather, that
the court was supposed to get in touch with
his assistant regarding the hearing
transcript, that his assistant had quit the
preceding week and that the work in his
office was piling up. Attorney Fadner did
not mention that his license to practice
law had been temporarily suspended.
¶31 Although the circuit court issued a
notice of hearing for March 1, 2005, and
D.R. inquired about the hearing on multiple
occasions, Attorney Fadner never responded
to D.R.'s inquiries. Consequently, D.R.
was forced to appear pro se at the
hearing. Despite requests to do so,
Attorney Fadner never returned any of
D.R.'s $1200 retainer.
¶32 As with a number of other
grievances, the OLR sent multiple letters
to Attorney Fadner's last known address
requesting a response to its grievance
investigation. Attorney Fadner never
responded to the OLR's letters.
|
|
¶33 The referee determined that in
light of Attorney Fadner's failure to
appear on a timely basis for the November
16, 2004 hearing, which had caused D.R. to
lose physical placement of her children,
and his failure thereafter to advance her
case, Attorney Fadner had not demonstrated
reasonable diligence and promptness, in
violation of SCR 20:1.3. The referee also
found that by failing (1) to respond to
D.R.'s inquiries after his license
suspension, (2) to assist her in obtaining
other legal representation, and (3) to
refund any part of her $1200 retainer,
Attorney Fadner had violated SCR 20:1.16
(d). In addition, when Attorney Fadner
falsely implied in his January 26, 2005 e-
mail, after his license was suspended, that
he was still practicing law and
representing her, he violated SCR 20:8.4
(c). The referee further concluded that
Attorney Fadner's failure to advise D.R.
that his law license had been suspended and
that she should seek legal representation
elsewhere had violated SCR 22.26(1)(a) and
(b), thereby also violating SCR 20:8.4(f).
Finally, Attorney Fadner's failure to
respond to the OLR's letters violated SCR
22.03(2), actionable through SCR 20:8.4(f).
¶34 With respect to Counts 30—32, on
March 29, 2004, R.B. retained Attorney
Fadner on an unemployment compensation
matter. R.B. gave Attorney Fadner a
retainer of $2500 to be applied toward
future fees. Although there was no written
fee agreement, Attorney Fadner did inform
R.B. that he would charge $179 per hour.
According to credit union records for
Attorney Fadner's trust account, Attorney
Fadner never deposited R.B.'s retainer into
his trust account.
¶35 After R.B. retained Attorney Fadner
to represent him on the unemployment
compensation matter, R.B. was charged with
criminal drug violations. R.B. hired
Attorney Fadner to represent him on those
charges. The only act that Attorney Fadner
undertook on either matter was to appear
with R.B. at his initial appearance and
bail hearing in the criminal matter on
April 19, 2004.
¶36 In May 2004 R.B. terminated
Attorney Fadner's representation, and
Attorney Fadner then officially withdrew
from the criminal case. Thereafter, both
R.B. and his new attorney made repeated
requests for a refund of R.B.'s $2500
retainer. Attorney Fadner never
responded. Ultimately, the Fund reimbursed
R.B. for the $2500 he had given to Attorney
Fadner.
¶37 The OLR sent letters in March and
April 2005 to the last office address that
Attorney Fadner had provided to the State
Bar. Attorney Fadner did not respond to
those letters.
|
|
¶38 With respect to the representation
of R.B., the referee found that by ignoring
the requests for a refund by R.B. and his
successor counsel and by refusing to refund
any of the $2500 retainer, Attorney Fadner
had violated SCR 20:1.16(d). The referee
also again determined that Attorney
Fadner's failure to respond to the OLR's
investigative letters had violated SCR 22.03
(2) and SCR 20:8.4(f).
¶39 Counts 33—37 relate to Attorney
Fadner's representation of K.F. In April
2004 K.F. retained Attorney Fadner to
represent her in a divorce proceeding.
Attorney Fadner agreed that he would
complete her divorce for a total fee of
$1800. K.F. paid a total of $1500 during
April, May and June 2004.
¶40 Three hearings occurred in the
divorce proceeding before a temporary order
was issued in September 2004. At the first
hearing, Attorney Fadner was nearly an hour
late and failed to bring the correct
financial statement for K.F., causing the
hearing to be continued. The rescheduled
hearing also did not go forward because
Attorney Fadner had failed to properly
serve K.F.'s husband with an order to
appear. When K.F. contacted Attorney
Fadner regarding the third hearing, he told
her that he was not sure when the hearing
was scheduled, but thought it was in
October. The hearing was actually
scheduled for September 28, 2004. K.F.
ultimately learned of the correct date for
the hearing from her husband. Once again,
Attorney Fadner was substantially late for
the hearing and arrived without K.F.'s most
recent financial statement, which she had
mailed to him just one week earlier.
Following this September 28, 2004 hearing,
K.F. did not speak with Attorney Fadner
again.
¶41 Although Attorney Fadner's license
had been temporarily suspended on January
11, 2005, Attorney Fadner failed to inform
K.F. of that fact. K.F. learned of the
suspension when she received a scheduling
notice from the court with a note that it
was being sent directly to her because of
Attorney Fadner's suspension. Attorney
Fadner did not respond to any of K.F.'s
subsequent attempts to contact him or to
her requests for a refund of at least a
portion of her advance fee. K.F. indicated
to the circuit court that she had no money
to hire another attorney because she had
used her money to pay Attorney Fadner's
advance fee. Ultimately, K.F. submitted a
claim to the Fund, which reimbursed her for
the $1500 she had paid to Attorney Fadner
as an advance fee.
¶42 The OLR sent multiple letters to
Attorney Fadner in March 2005 about K.F.'s
grievance. Attorney Fadner did not respond.
|
|
¶43 The referee concluded that Attorney
Fadner's errors with the three hearings,
including his tardiness, his failure to
serve K.F.'s husband and his failure to
bring the correct documentation to the
hearings, had demonstrated a lack of
diligence in representing K.F., contrary to
SCR 20:1.3. The referee further found that
Attorney Fadner had violated SCR 20:1.4(a)
by failing to respond to K.F.'s requests
about the status of her case and by failing
to provide her with the proper date for the
rescheduled hearing. In addition, the
referee determined that Attorney Fadner's
failure to respond to K.F.'s requests for
information after the temporary suspension
of his license and his failure to refund
any part of the $1500 advance fee had
constituted a violation of SCR 20:1.16(d).
Further, the referee concluded that
Attorney Fadner's failure to notify K.F. of
the temporary suspension of his license to
practice law had violated SCR 22.26(1)(a)
and (b), thereby also violating SCR 20:8.4
(f). Finally, the referee stated that
Attorney Fadner's failure to respond to the
OLR's letters about K.F.'s grievance had
violated SCR 22.03(2), actionable through
SCR 20:8.4(f).
¶44 Counts 38—41 of the OLR's complaint
allege that in July 2004 J.R. retained
Attorney Fadner in connection with a claim
for wrongful termination. J.R. paid
Attorney Fadner an advance fee of $2500.
Attorney Fadner told J.R. that he would
charge an hourly rate for his services.
Attorney Fadner also promised that he would
return any unused funds to J.R.
¶45 Based on information provided by
J.R. and his wife, Attorney Fadner filed a
discrimination complaint with the Equal
Rights Division (ERD) of the Wisconsin
Department of Workforce Development. In
response, the ERD submitted questions to
Attorney Fadner and asked him to produce
certain documents potentially relevant to
J.R.'s claim. When J.R. was unable to
reach Attorney Fadner after multiple
attempts, J.R. and his wife drafted the
answers to the ERD's requests by themselves.
¶46 The ERD later submitted another
round of requests for information.
Attorney Fadner told J.R. that he would
respond to the requests, but failed to do
so. Instead, after receiving no assistance
from Attorney Fadner, J.R. and his wife
again drafted the answers on their own.
¶47 J.R. met with Attorney Fadner in
late October 2004. Attorney Fadner then
sent a letter to the ERD concerning the
possible settlement of J.R.'s claim. J.R.
never heard from Attorney Fadner again.
¶48 Although Attorney Fadner's license
was temporarily suspended on January 11,
2005, he never communicated that fact to
J.R. He also never returned the file or
refunded any portion of the $2500 advance
fee that J.R. had paid.
¶49 The ERD dismissed J.R.'s
discrimination claim on February 23, 2005.
J.R. tried on multiple occasions and via
multiple means to contact Attorney Fadner
about appealing the ERD's dismissal, which
had to be accomplished within 30 days of
its decision. Attorney Fadner never
responded to J.R. As a result, J.R. was
not able to file an appeal of the dismissal
of his claim within the 30-day deadline.
Indeed, it was only after J.R. contacted
the OLR in April 2005 that he learned of
Attorney Fadner's suspension. J.R.
ultimately submitted a claim to the Fund
for the $2500 he had paid to Attorney
Fadner and received reimbursement of that
amount.
¶50 The OLR sent certified and first-
class letters to the most recent address
that Attorney Fadner had provided to the
State Bar. The letters were forwarded to
an Omro post office box and then to an
address in Sioux City, Iowa. Ultimately,
the letters were returned to the OLR as
undeliverable. Attorney Fadner did not
respond to J.R.'s grievance.
|
|
¶51 With respect to this matter, the
referee concluded that Attorney Fadner's
failure to respond to J.R.'s pleas for
assistance in answering the ERD's
information requests and his general
failure to respond to J.R.'s requests for
information about the status of the case,
had violated SCR 20:1.4(a). The referee
further found that by failing to assist
J.R. with obtaining another attorney after
Attorney Fadner's suspension, by failing to
return J.R.'s file, and by failing to
refund any portion of the $2500 advance
fee, Attorney Fadner had violated SCR
20:1.16(d). In addition, Attorney Fadner's
failure to notify J.R. of the suspension of
his license constituted a violation of SCR
22.26(1)(a) and (b), which also violated
SCR 20:8.4(f). Finally, the referee
determined that Attorney Fadner's failure
to respond to the OLR's investigative
requests had violated SCR 22.03(2), thereby
also violating SCR 20:8.4(f).
¶52 The final four counts of the
complaint, Counts 42—45, relate to Attorney
Fadner's representation of Donald B., who
retained Attorney Fadner in March 2002 to
prosecute an employment discrimination
claim. Donald B. paid $2500 as an advance
fee to Attorney Fadner at that time.
¶53 In May 2002 Attorney Fadner filed a
discrimination complaint with the ERD. In
March 2003 Attorney Fadner requested a
right to sue letter from the federal Equal
Employment Opportunity Commission (EEOC).
In response, on June 9, 2003, the EEOC
mailed to Donald B. and Attorney Fadner a
notice of right to sue his former
employer. The notice specifically stated
that any lawsuit by Donald B. under the
federal Age Discrimination in Employment
Act had to be filed within 90 days of
Donald B.'s receipt of the notice.
¶54 There was some delay in Donald B.'s
receipt of this letter as it had to be
forwarded to his current address. Attorney
Fadner received his copy of the notice on
June 19, 2003. Around July 10, 2004,
Donald B. notified Attorney Fadner about
his receipt of the right to sue letter.
¶55 According to Attorney Fadner's
billing statements, his office did no work
on the preparation of a summons and
complaint on Donald B.'s behalf during the
months of June, July and August 2003. The
first work indicated in the billing
statements occurred on September 15, 2003.
On September 17, 2003, Attorney Fadner
filed a discrimination complaint in federal
district court. This was 100 days after
the EEOC had mailed its right to sue letter.
¶56 Donald B. paid Attorney Fadner an
additional $2000 in advance fees in
November 2003. The merits of Donald B.'s
claim, however, were never considered. The
former employer filed a summary judgment
motion based on the untimeliness of Donald
B.'s complaint.
¶57 When Donald B. questioned the
reason for the employer's motion, Attorney
Fadner sent a January 28, 2004 letter to
Donald B. attempting to explain why the
employer had challenged the timeliness of
the complaint. Attorney Fadner's letter
stated that the complaint had been timely
filed based on his receipt of the EEOC's
right to sue letter, but the employer was
basing its challenge on Donald B.'s
receipt, which Attorney Fadner claimed was
unknown to his office "until long after the
complaint was filed." This was a false
statement. Attorney Fadner's office
received a copy of the right to sue notice
sent to Donald B. months before the
complaint was filed.
¶58 Ultimately, the federal district
court granted the employer's motion and
dismissed Donald B.'s complaint as
untimely. Donald B. subsequently tried on
numerous occasions to obtain a copy of his
file from Attorney Fadner, but received no
response from Attorney Fadner. After the
OLR mailed a letter to Attorney Fadner
about Donald B.'s grievance, Attorney
Fadner did advise Donald B. that he could
retrieve a copy of his file at a Staples
office supply store if he paid them a
copying charge of $89.23.
¶59 In March and April 2005 the OLR
sent at least three letters to Attorney
Fadner about the grievance filed by Donald
B. Attorney Fadner never responded to the
OLR.
¶60 Donald B. submitted a claim to the
Fund, which reimbursed him for the $4500 he
had advanced to Attorney Fadner.
|
|
¶61 Based on these facts, the referee
concluded that Attorney Fadner's failure to
file Donald B.'s federal complaint on a
timely basis, which led to the dismissal of
his claim, had violated SCR 20:1.3. In
addition, Attorney Fadner's failure to
respond to Donald B.'s multiple requests
for his file and his providing a copy of
the file only after Donald B. paid copying
charges violated SCR 20:1.16(d). The
referee further found that Attorney Fadner
had violated SCR 20:8.4(c) when he falsely
stated in his January 28, 2004 letter that
his office had not known about Donald B.'s
receipt of the right to sue letter until
after the filing of the complaint.
Finally, the referee concluded that
Attorney Fadner's failure to respond to the
OLR's investigative letters had violated
SCR 22.03(2), thereby also violating SCR
20:8.4(f).
¶62 On the basis of these factual
findings and legal conclusions of
professional misconduct, which we adopt, we
agree that the license of Attorney Fadner
to practice law in this state must be
revoked. The findings disclose a pattern
by Attorney Fadner of accepting advance
fees from clients and then doing little or
no work. Attorney Fadner's lack of
diligence has caused serious harm to a
number of his clients. Moreover, this is
the third time that Attorney Fadner has
been the subject of discipline for
professional misconduct.
|
|
¶63 In addition to the revocation of
Attorney Fadner's license to practice law,
the referee recommended that Attorney
Fadner should be required to pay
restitution in the total amount of $12,500
to the Fund for the reimbursement payments
that it made to Darryl B., R.B., K.F., J.R.
and Donald B.
|
|
¶64 On October 13, 2006, the court
issued an order directing the OLR and
Attorney Fadner to show cause why the court
should not also order Attorney Fadner to
pay restitution to G.T. and D.R. The OLR
responded that it believed restitution to
those clients would be appropriate. No
response to the October 13, 2006 order was
filed by Attorney Fadner. In light of
Attorney Fadner's failure to provide any
meaningful services to those clients, we
determine that he should pay restitution
for the advance fees that he collected from
them: $1000 from G.T. and $1200 from D.R.
¶65 IT IS ORDERED that the license of
Thomas A. Fadner, II, to practice law in
Wisconsin is revoked, effective the date of
this order.
¶66 IT IS FURTHER ORDERED that Thomas
A. Fadner, II, comply with the provisions
of SCR 22.26 concerning the duties of a
person whose license to practice law in
Wisconsin has been revoked.
¶67 IT IS FURTHER ORDERED that within
60 days of the date of this order, Thomas
A. Fadner, II, make restitution payments to
the Wisconsin Lawyers' Fund for Client
Protection in the amount of $12,500, to
client G.T. in the amount of $1000, and to
client D.R. in the amount of $1200.
¶68 IT IS FURTHER ORDERED that within
60 days of the date of this order, Thomas
A. Fadner, II, pay to the Office of Lawyer
Regulation the costs of this proceeding.
¶69 IT IS FURTHER ORDERED that
restitution to clients G.T., D.R., and to
the Wisconsin Lawyers' Fund for Client
Protection is to be completed prior to
paying costs to the Office of Lawyer
Regulation.
|