Wisconsin Court System
Wisconsin Attorneys' Professional Discipline Compendium
Public Reprimand of James C. W. Bock
2011-OLR-7
The following facts are taken from the Stipulation For Probation entered into by Attorney James C. W. Bock (Bock) and the Minnesota Office of Lawyers Professional Responsibility:
a. Bock graduated from the University of Minnesota Law School in 1998. He has been licensed to practice law in Wisconsin since October of 1998.
b. In December of 2006, Bock filed an application for admission for the bar of Minnesota based upon Rule 7A of the Minnesota Rules for Admission to the Bar, which permits an attorney in good standing in another state who has been active in the practice of law for a minimum of five years to become licensed in Minnesota without sitting for the bar examination. Bock was subsequently notified that he did not meet the requirements under Rule 7A because he had not practiced law in Wisconsin continuously for five years.
c. In May of 2007, Bock petitioned to sit for the July 2007 bar examination in Minnesota and his application for admission to the Minnesota bar was transferred to an application based upon him passing the July 2007 bar examination.
d. Bock did not pass the July 2007 bar examination and was not admitted to practice in Minnesota.
e. In May of 2008, Bock submitted an application to sit for the July 2008 Minnesota bar examination.
f. During 2004, Bock performed legal work for Minnesota clients as an independent contractor for Attorney Patrick C. Burns. On Burns’ letterhead, Bock was listed as “of counsel” and “licensed only in Wisconsin.” During the time he was “of counsel” to Burns’ firm, Bock gave legal advice to clients, signed and filed pleadings with various district courts, and sought pro hac vice admission on behalf of several clients.
g. In July of 2006, Burns and Attorney Bryan R. Battina, formed the law firm of Burns & Battina, LLP. Bock worked with both Burns and Battina and provided legal services to clients in Minnesota.
h. In August of 2006, Bock and Battina formed the law firms of Bock & Battina, LLP. Under the articles of incorporation, Bock and Battina are equal partners. Bock & Battina maintained an office only in Minneapolis, Minnesota.
i. Bock was admitted pro hac vice in 11 matters in Minnesota, all of which are detailed in the Stipulation. He also provided legal services in at least three other matters in Minnesota, which are also detailed in the Stipulation.
The Minnesota Office of Lawyers Professional Responsibility determined that via the conduct described above, Bock “engaged in the unauthorized practice of law through his systematic and continuous practice of law, whether by repeated pro hac vice admission, acting “of counsel,” and otherwise practicing in Minnesota through Back & Battina law firm,” which violated the Minnesota Rules of Professional Conduct (MRPC), including but not limited to Rule 5.5 (b)(1).
By engaging in conduct that violated rule 5.5 (b)(1) of the Minnesota Rules of Professional Conduct (MRPC), Bock violated Wisconsin SCR 20:5.5(a), which states, “A lawyer shall not practice law in a jurisdiction where doing so violates the regulation of the legal profession in that jurisdiction.”
Bock has no prior discipline.
In accordance with SCR 22.09(3), Attorney James C. W. Bock is hereby publicly reprimanded.