|
ATTORNEY disciplinary
proceeding. Attorney's license
suspended.
¶1 PER CURIAM. We review Reserve
Judge Robert E. Kinney's recommendation that
this court suspend Attorney Tim Osicka's
license to practice law in Wisconsin for a
period of 60 days for professional
misconduct. The referee also recommended
that Attorney Osicka be required to pay
restitution to an injured client, and that
he pay the costs of this proceeding.
¶2 Because no appeal has been filed, we
review the referee's report pursuant to SCR
22.17(2). After conducting our independent
review of the matter, we accept and adopt
the referee's findings of fact, which were
based on the allegations of the complaint
filed by the Office of Lawyer Regulation
(OLR), due to Attorney Osicka's default. We
agree that the OLR is entitled to a default
judgment, and we determine that Attorney
Osicka's misconduct warrants a suspension of
60 days. We impose the full costs of this
proceeding on Attorney Osicka. The costs
totaled $1,579.97 as of July 30, 2012.
¶3 Attorney Osicka was admitted to
practice law in Wisconsin in 1986. His
Wisconsin law license is currently suspended
for noncompliance with continuing legal
education (CLE) requirements, for nonpayment
of bar dues, for failing to comply with the
trust account certification requirement, and
for failing to cooperate with the OLR's
investigation.
|
|
¶4 Attorney Osicka has been the subject
of prior professional discipline. In 2002
this court publicly reprimanded Attorney
Osicka for failing to communicate adequately
with his client, failing to act with
reasonable diligence, failing to provide
competent representation, making statements
regarding the integrity of a judge with
reckless disregard for truth or falsity, and
violating the attorney's oath by
disrespecting the court. Public Reprimand
of Tim Osicka, No. 2002-02. In 2009 this
court publicly reprimanded Attorney Osicka
for willfully failing to disclose
information to the OLR during a grievance
investigation and failing to comply promptly
with a client's requests for information.
In re Disciplinary Proceedings Against
Osicka, 2009 WI 38, 317 Wis. 2d 135, 765
N.W.2d 775. In 2010 this court publicly
reprimanded Attorney Osicka for failing to
deposit a client's advance fee into a client
trust account, failing to communicate
adequately with his client, failing to
either refund the unearned portion of an
advance fee or provide an accounting to the
client upon termination of representation,
and engaging in the unauthorized practice of
law by practicing law when his law license
was suspended for nonpayment of State Bar
dues. Public Reprimand of Tim Osicka, No.
2010-OLR-7.
¶5 On January 11, 2012, the OLR filed
the current complaint against Attorney
Osicka. It alleges four counts of
professional misconduct, all involving
Attorney Osicka's representation of A.L.'s
minor daughter.
¶6 The complaint alleges that in
September 2008, A.L. retained Attorney
Osicka to represent her minor daughter on a
delinquency petition filed in Marathon
County circuit court. The minor had been
arrested for marijuana possession as a
juvenile, and A.L. sought to minimize her
daughter's potential punishment.
¶7 Attorney Osicka charged A.L. a $750
advance fee, which A.L. paid. Attorney
Osicka and A.L. entered into a fee agreement
which provided, "Client agrees to pay a flat
fee of $750 for this service. That fee,
upon payment, becomes the property of the
law firm. It will be deposited in
Attorney's business account, rather than the
firm's trust account, and Client hereby
specifically agrees that Attorney may do so."
¶8 Attorney Osicka did not place any of
the advanced fees in trust, nor did he
provide any of the notices required under
SCR 20:1.15(b)(4m) for the alternative
treatment of advanced fees.
¶9 Attorney Osicka negotiated with
Marathon County's district attorney and
social services department on the minor's
behalf, and the parties agreed to a consent
decree. The parties scheduled a court
hearing for November 21, 2008, to consider
the consent decree.
¶10 On or about November 17, 2008,
Attorney Osicka met with A.L., and A.L.
signed the decree.
¶11 On November 19, 2008, Attorney
Osicka informed A.L. that he would be
appearing in an out-of-town court on the day
of the hearing, that he would be calling the
court in Marathon County at the appointed
time to discuss the decree, and that A.L.
and her daughter should attend the hearing.
Attorney Osicka explained the hearing's
purpose to A.L. and the minor.
¶12 Attorney Osicka did not appear at
the hearing, however, because he learned
that the State Bar of Wisconsin had
administratively suspended his law license
for his failure to pay mandatory dues and
assessments. Attorney Osicka informed the
district attorney that he would not attend
the hearing to consider the consent decree.
A.L. and her daughter appeared at the
hearing, only to be advised by the court
that Attorney Osicka's license had been
suspended, that A.L. needed to find another
attorney on behalf of her daughter, and that
the matter would need to be rescheduled.
¶13 Attorney Osicka paid his State Bar
dues by credit card and forwarded a required
trust account certification to the State
Bar. The State Bar reinstated Attorney
Osicka's law license on November 24, 2008.
¶14 In the meantime, the circuit court
appointed a different lawyer as the minor's
attorney. This lawyer successfully
negotiated a consent decree with the State
and the county's social services department,
and the circuit court approved the decree on
December 23, 2008.
¶15 Attorney Osicka did not refund any
advanced fees to A.L. for his representation
of the minor.
¶16 A.L. filed a grievance against
Attorney Osicka. The OLR forwarded a notice
of formal investigation to Attorney Osicka,
requiring Attorney Osicka to respond fully
and fairly to the grievance.
¶17 Attorney Osicka submitted a partial
response to the notice of formal
investigation. In his response, Attorney
Osicka noted that he had successfully
negotiated a consent decree for the minor,
that he had been initially unaware of his
suspension, and that he was unable to appear
in court on the minor's behalf. Attorney
Osicka did not reply to allegations that his
conduct may have violated certain rules of
professional conduct. In addition, Attorney
Osicka did not provide the OLR with a copy
of his file, as had been requested of him.
The OLR sent Attorney Osicka a supplemental
investigative letter, to which Attorney
Osicka did not respond.
|
|
¶18 On January 11, 2012, the OLR filed
the complaint in the present case. The
OLR's complaint alleged four separate counts
of misconduct. Count One alleged that by
failing to deposit the $750 into his trust
account and instead depositing the money
into his law firm operating account, with no
evidence he intended to utilize the
alternative fee placement procedures
permitted by SCR 20:1.15(b)(4m), Attorney
Osicka violated SCR 20:1.15(b)(4). Count
Two alleged that by accepting a $750 fee for
a representation he did not complete,
Attorney Osicka charged an unreasonable fee,
in violation of SCR 20:1.5(a). Count Three
alleged that by failing to refund unearned
fees to A.L., Attorney Osicka violated SCR
20:1.16(d). Count Four alleged that by
failing to provide relevant information to
the OLR in a timely fashion and by failing
to answer questions fully in response to the
OLR's investigation, Attorney Osicka
violated SCR 22.03(2) and (6) enforceable
through SCR 20:8.4(h). The OLR sought a 60-
day suspension and an order requiring
Attorney Osicka to pay restitution to A.L.
in the amount of $750.
¶19 The OLR made multiple unsuccessful
attempts to serve the complaint and order to
answer on Attorney Osicka, both via personal
service and via certified mail. Having made
reasonably diligent attempts to serve
Attorney Osicka, the OLR moved for a finding
of default. Notice of the hearing on the
OLR's default motion was sent to the last
known address Attorney Osicka had provided
to the State Bar of Wisconsin, but Attorney
Osicka did not respond or appear at the
hearing. On June 18, 2012, Referee Kinney
granted the OLR's default motion.
¶20 The referee subsequently filed a
report finding the facts as alleged in the
OLR's complaint and concluding that Attorney
Osicka had committed each of the four counts
of misconduct. Based on the conclusions of
misconduct, the referee recommended that
Attorney Osicka's license to practice law in
this state be suspended for 60 days. The
referee also recommended that Attorney
Osicka be ordered to pay restitution to A.L.
in the amount of $750.
|
|
¶21 Attorney Osicka did not appeal from
the referee's report and recommendation.
Thus, we proceed with our review of the
matter pursuant to SCR 22.17(2). We review
a referee's findings of fact subject to the
clearly erroneous standard. See In re
Disciplinary Proceedings Against
Eisenberg, 2004 WI 14, ¶5, 269 Wis. 2d 43,
675 N.W.2d 747. We review the referee's
conclusions of law de novo. Id. We
determine the appropriate level of
discipline independent of the referee's
recommendation. See In re
Disciplinary Proceedings Against Widule,
2003 WI 34, ¶44, 261 Wis. 2d 45, 660 N.W.2d
686.
¶22 In light of Attorney Osicka's
failure to appear or participate in this
case, we accept the referee's recommendation
and agree that Attorney Osicka has
defaulted. In light of Attorney Osicka's
default, we accept the allegations set forth
in the complaint as true and conclude that
the OLR has met its burden of proof with
respect to the allegations in the complaint.
¶23 The referee's findings of fact have
not been shown to be clearly erroneous, and
we adopt them. We also agree with the
referee's conclusions of law, and we agree
with the referee's recommendation for a 60-
day suspension of Attorney Osicka's license
to practice law. Finally, we agree with the
referee's recommendation that Attorney
Osicka be required to pay the costs of this
proceeding.
¶24 IT IS ORDERED that the license of
Tim Osicka to practice law in Wisconsin is
suspended for a period of 60 days effective
the date of this order.
¶25 IT IS FURTHER ORDERED that Tim
Osicka shall comply with the provisions of
SCR 22.26 concerning the duties of a person
whose license to practice law in Wisconsin
has been suspended.
¶26 IT IS FURTHER ORDERED that within 60
days of the date of this order, Tim Osicka
shall pay restitution to his former client,
A.L., in the amount of $750.
¶27 IT IS FURTHER ORDERED that within 60
days of the date of this order, Tim Osicka
shall pay to the Office of Lawyer Regulation
the costs of this proceeding.
¶28 IT IS FURTHER ORDERED that the
restitution is to be completed prior to
paying costs to the Office of Lawyer
Regulation.
¶29 IT IS FURTHER ORDERED that
compliance with all conditions of this order
is required for reinstatement. See SCR
22.28(2).
¶30 ANN WALSH BRADLEY, J., did not
participate.
|
|
¶31 SHIRLEY S. ABRAHAMSON,
C.J. (concurring). I join the per
curiam opinion.
¶32 Although Attorney Osicka's repeated
violations of the Rules of Professional
Conduct for Attorneys in the present case
are not the most horrific the court has
encountered, Attorney Osicka did harm his
clients. (And this is not the first time.
Attorney Osicka is a repeat offender.) His
clients have registered complaints and they
want to be assured that this court's lawyer
discipline system cares about them as
victims of an attorney's misconduct and that
the court will provide the victims with
relief.
¶33 Victims do not expect the court to
ignore them and to treat them as not
important enough to redress their
grievances. Victims of attorney misconduct
deserve OLR's and the court's attention.
¶34 I turn to a procedural issue
relating to current OLR practice.
¶35 The OLR filed another complaint
against Attorney Osicka on February 25,
2013, about a year after filing the
complaint in the present case. See
OLR v. Osicka, 2014 WI 34, _ Wis. 2d
_, _ N.W.2d _. The OLR filed the
complaint that is the subject of the present
proceedings against Attorney Osicka on
January 11, 2012. The same referee presided
over both proceedings against Attorney
Osicka. The referee's report and
recommendation in the second action is dated
August 23, 2013 and is an open public file.
¶36 I note here that the referee
commented critically as follows about the
OLR filing two complaints within about a
year of each other complaining about conduct
in which Attorney Osicka engaged during
approximately the same time period. The
referee stated:
It is unclear why the matters
involving [Attorney Osicka] resulted in the
filing of two separate cases. . . . [E]
verything else charged in the present
Complaint . . . pre-dated the filing, on
January 11, 2012, of the earlier complaint
in 2012AP60-D, and the OLR had knowledge of
all the violations at least several months
before January 11, 2012 when the earlier
Complaint was filed. . . . The point is,
there should have been only one
Complaint.
¶37 As I have written in OLR v.
Johns, 2014 WI 32, _ Wis. 2d _, _
N.W.2d _, of even date, the OLR
disciplinary system is about 15 years old.
Several anomalies and proposed amendments
have been brought to the court's attention.
It is time for the court to institute a
review of the system rather than to make
piecemeal adjustments at this time.
¶38 The present case presents issues
that should be considered in such a review.
¶39 For the reasons stated, I write
separately.
|
|
¶40 DAVID T. PROSSER,
J. (dissenting). Attorney Tim Osicka
(Osicka) is not an angel. He has been
disciplined on several occasions.
Nonetheless, after looking at his recent
prosecutions, one has to wonder whether
Osicka's conduct warrants the zealous
attention it has consistently received from
the Office of Lawyer Regulation (OLR), or
whether Osicka has simply become an easy
target because he can no longer afford to
defend himself. Osicka understands from
experience that, unless he prevails on every
allegation of misconduct against him, he
will be required to pay all or substantially
all costs of the OLR prosecution.
¶41 This policy has troubled me for
years. The supreme court must be vigilant
in protecting the public from attorneys who
do not comply with the ethical obligations
of the legal profession. But not all
violations of the code of professional
responsibility are equal in importance.
Some violations are mala in se,
others are merely mala prohibitum.
Given its limited resources, OLR should give
priority to the former and balance to the
latter. In my view, it has not met that
test in this case.
¶42 I write separately to discuss some
background facts that put this mala
prohibitum prosecution in perspective.
I
¶43 Osicka was the subject of a
public reprimand in 2002. Public Reprimand
of Tim Osicka, No. 2002-02. My concern here
is not with that prosecution but rather with
four later efforts to prosecute him, of
which this is the third.
A
¶44 "In 2009 this court publicly
reprimanded Attorney Osicka for willfully
failing to disclose information to the OLR
during a grievance investigation and failing
to comply promptly with a client's requests
for information." Per Curiam op., ¶4
(citing In re Disciplinary Proceedings
Against Osicka, 2009 WI 38, 317 Wis. 2d
135, 765 N.W.2d 775). This is true. What
the Per Curiam does not explain is that the
OLR filed four counts against Osicka and
sought to suspend his license for 60 days.
Although OLR failed to prove two of its four
counts, the referee still recommended a 60-
day suspension. Osicka was thus forced to
appeal to this court. This court reduced
the sanction to a public reprimand but
socked Osicka with $10,116.17 in OLR costs.
Osicka also had to pay for his own
attorney. In short, Osicka had to pay the
full costs of his defense and almost all
costs of the OLR prosecution, even though he
substantially prevailed. This was a
crippling burden for a sole practitioner.
¶45 The critical events in the present
case occurred in November 2008 during the
OLR's prosecution of the 2009 disciplinary
matter.
B
¶46 "In 2010 this court publicly
reprimanded Attorney Osicka for failing to
deposit a client's advance fee into a client
trust account, failing to communicate
adequately with his client, failing to
either refund the unearned portion of an
advance fee or provide an accounting to the
client upon termination of representation,
and engaging in the unauthorized practice of
law by practicing law when his law license
was suspended for nonpayment of State Bar
dues." Per Curiam op., ¶4 (citing Public
Reprimand of Tim Osicka, No. 2010-OLR-7).
Osicka claims that he provided little or no
defense to these charges because of the high
cost of defending himself.
¶47 With respect to this second
of the four recent disciplinary matters, it
should be noted that violations of the old
trust account rule, with respect to advance
fees, were commonplace among criminal
defense attorneys and others whose work on
cases quickly exhausted the advance fees.
In fact, this court created an alternative
to the standard trust account rule in
response to the old rule's inflexibility.
Although Osicka was found to have violated
the old trust account rule, he was not
required to refund any money to his client,
implying that he had earned the whole
advance fee.
¶48 The count involving the
unauthorized practice of law——from October
31, 2008, through November 21, 2008——covers
the critical period in the present case.
Osicka claimed then that he sent a check to
the State Bar office on November 3, 2008,
for his dues payment. In the 2010
discipline case, the referee wrote: "There
[is] no indication that the State Bar
received Osicka's letter and the check was
not negotiated." This language does not
constitute a finding that Osicka never
sent such a check, nor does it rule out the
possibility that Osicka's check bounced
because of insufficient funds.
C
¶49 In the present case, Osicka
is found to have violated a revised version
of the trust account rule, and he is
subjected to "progressive" discipline.
However, Osicka's new violation preceded
the 2010 discipline as well as the 2009
discipline, and he is putting up no
defense. He is once again defaulting, at
least in part, to avoid costs.
¶50 The present prosecution also
involves violations of SCR 20:1.5(a) and SCR
20:1.16(d).
¶51 Rule 20:1.5(a) provides in part: "A
lawyer shall not make an agreement for,
charge, or collect an unreasonable fee or an
unreasonable amount for expenses." SCR
20:1.5(a). The Per Curiam sums up this
count, saying that "by accepting a $750
[advance] fee for a representation he did
not complete, Attorney Osicka charged an
unreasonable fee." Per Curiam op., ¶18.
Here is the rest of the story. Osicka was
retained by A.L. in September 2008
before he was told that he had been
suspended for failing to pay his bar dues.
Thereafter, he worked conscientiously to
represent A.L.'s daughter and negotiated a
consent decree with the district attorney
for the benefit of the daughter. Paragraphs
6-12 of the Per Curiam show that Osicka's
problems stemmed from his failure to timely
pay his bar dues, not because he overcharged
his client or did not diligently represent
his client. Osicka paid his bar dues on
November 21, 2009, by credit card. If, on
November 21, the circuit court had accepted
the consent decree as it had been
negotiated, or if the court had rescheduled
the hearing without appointing a new lawyer,
there would have been no problem. It was
the circuit court's discretionary action
that prevented Osicka from completing the
representation.
¶52 On the third count, the referee
concluded that Osicka violated a rule by
failing to refund unearned fees, and Osicka
was ordered to refund A.L.'s $750. This
means that the referee determined that
Osicka earned nothing for all his work and
that because of the circuit court's decision
to oust Osicka from the case, Osicka was
required to refund his entire advance fee.
This may be fair to A.L., who was forced to
pay twice for the same service, but it was
not fair to Osicka who is denied payment for
service he performed.
¶53 The lesson to be learned from these
counts is twofold: (1) always pay your bar
dues on time, and (2) always defend yourself
if you have a defense. For Osicka, however,
the legitimacy of this response is affected
by the costly result of his 2009
discipline. Now he is ordered to pay
another $1,579.97 in costs in this case.
D
¶54 A fourth prosecution is
pending. It was filed on February 25,
2013. This third prosecution was filed
January 11, 2012, concerning events that
occurred largely before the 2009
discipline. As the Per Curiam notes,
Osicka's law license "is currently suspended
for noncompliance with continuing legal
education (CLE) requirements, for nonpayment
of bar dues, for failing to comply with the
trust account certification requirement, and
for failing to cooperate with the OLR's
investigation." Per Curiam op., ¶3.
¶55 The plain truth is that OLR knew
Osicka had closed his law office and moved
out of it no later than September 2011. In
December 2011 OLR filed a sworn affidavit
from one of its investigators alleging, on
information and belief, that "Osicka has
ceased practicing law." Thus, OLR knew
Osicka had ceased practicing law before
filing this case and before filing the
fourth prosecution.
II
¶56 Why is OLR continuing to
file charges against an attorney who has
ceased practicing law? Why is it piling up
legal costs that it expects Osicka to pay?
¶57 These prosecutions raise questions
about how OLR uses its limited resources to
protect the public interest——questions about
its priorities.
¶58 Because the answers to questions of
this sort are seldom addressed, I feel
compelled to respectfully dissent.
|