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ATTORNEY disciplinary
proceeding. Attorney publicly
reprimanded.
¶1 PER CURIAM. We review the report
filed by Referee James G. Curtis, adopting
two stipulations between the Office of
Lawyer Regulation (OLR) and Attorney Eric L.
Crandall. The referee agreed that Attorney
Crandall committed five counts of
misconduct, as alleged in the OLR's
complaint. The referee further agreed with
the parties that a public reprimand was an
appropriate level of discipline for Attorney
Crandall's misconduct. Finally, the referee
recommended that Attorney Crandall should be
assessed the full costs of the proceeding,
which are $4,182.17 as of September 17,
2015.
¶2 After careful review of the matter,
we conclude that the referee's findings of
fact are supported by clear, satisfactory,
and convincing evidence. We adopt the
referee's conclusions of law. We agree that
the appropriate discipline for Attorney
Crandall's misconduct is a public reprimand,
and we agree that Attorney Crandall should
bear the full costs of this proceeding.
¶3 Attorney Crandall was admitted to
the practice of law in Wisconsin on
September 19, 1991. He resides in New
Richmond, Wisconsin. He is also licensed to
practice law in Minnesota.
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¶4 Effective February 20, 2006, we
suspended Attorney Crandall's Wisconsin law
license for three months as reciprocal
discipline to that imposed by the Minnesota
Supreme Court for neglecting client matters,
failing to communicate with clients, failing
to appear at court hearings, failing to
comply with discovery rules, and failing to
cooperate with the disciplinary
investigation. In re Disciplinary
Proceedings Against Crandall, 2006 WI 6,
287 Wis. 2d 102, 708 N.W.2d 690.
¶5 On March 4, 2008, we publicly
reprimanded Attorney Crandall for advancing
a frivolous claim, failing to file a
client's affidavit or a brief in opposition
to a summary judgment motion, failing to
keep clients reasonably informed, failing to
return clients' files in a timely manner,
and failing to cooperate with the OLR's
investigation. In re Disciplinary
Proceedings Against Crandall, 2008 WI 14,
307 Wis. 2d 536, 745 N.W.2d 679.
¶6 Effective September 2, 2008, we
suspended Attorney Crandall's Wisconsin law
license for 30 days as reciprocal discipline
to that imposed by the Minnesota Supreme
Court for failing to act with diligence and
promptness, failing to communicate with
clients, engaging in conduct involving
dishonesty and misrepresentation, and
failing to cooperate with the Minnesota
disciplinary investigation. In re
Disciplinary Proceedings Against Crandall,
2008 WI 112, 314 Wis. 2d 33, 754 N.W.2d 501.
¶7 Effective May 31, 2011, we suspended
Attorney Crandall's Wisconsin law license
for five months for failing to hold advance
fees in trust, failing to refund unearned
fees, and failing to cooperate with the
OLR's investigation. In re Disciplinary
Proceedings Against Crandall, 2011 WI 21,
332 Wis. 2d 698, 798 N.W.2d 183. Attorney
Crandall was reinstated to the practice of
law on January 5, 2012.
¶8 On October 27, 2014, the OLR filed a
five-count complaint against Attorney
Crandall alleging (1) that Attorney Crandall
had failed to comply with the requirements
of Supreme Court Rule (SCR) 22.26 relating
to the duties of an attorney whose license
has been suspended and (2) that he had
failed to cooperate with OLR's investigation
into his alleged misconduct.
¶9 Attorney Crandall filed an answer
and this court appointed Referee Curtis. We
subsequently denied Attorney Crandall's
untimely motion to substitute a different
referee. On or about April 29, 2014, the
parties submitted a stipulation in which
Attorney Crandall admitted the facts and
misconduct alleged in the complaint and
authorized the referee to make findings of
fact and conclusions of law based on these
allegations. The parties requested an
evidentiary hearing on the appropriate
sanction.
¶10 Before the scheduled hearing, the
parties reached a second stipulation
regarding the appropriate sanction. On
August 7, 2015, the parties stipulated to a
public reprimand as an appropriate sanction.
¶11 The referee filed his findings of
fact, conclusions of law, and recommendation
for discipline on August 18, 2015. The
referee determined that the OLR had met its
burden of proof with respect to the five
counts of misconduct alleged in the
complaint, and recommended that we accept
the stipulations. We summarize those counts
now.
¶12 As previously stated, on April 26,
2011, Attorney Crandall's license to
practice law in Wisconsin was suspended for
a period of five months, effective May 31,
2011. The order suspending Attorney
Crandall mandated that he comply with the
requirements of SCR 22.26 pertaining to the
duties of an attorney whose license has been
suspended.
¶13 In April and May of 2011, Attorney
Crandall was listed as attorney of record
for J.M., a party to an appeal then-pending
before the Wisconsin Court of Appeals. On
June 30, 2011, the Court of Appeals
certified the appeal to this court.
¶14 On September 27, 2011, this court
issued an order in response to a motion
filed by J.M. in which she advised the court
that she had only recently learned that
Attorney Crandall's law license had been
suspended. We granted J.M.'s motion for a
briefing extension and permitted
substitution of new counsel.
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¶15 The OLR complaint alleged and the
referee determined that, by failing to send,
on or before the effective date of his
suspension, written notice of his suspension
by certified mail to his client, J.M.,
Attorney Crandall violated SCR 22.26(1)(a)
and (b) (Count One).
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¶16 The OLR complaint alleged and the
referee determined that, by failing to send,
on or before the effective date of his
suspension, written notice of his suspension
to the Court of Appeals, Attorney Crandall
also violated SCR 22.26(1)(c) (Count Two).
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¶17 In January of 2012, Attorney
Crandall continued to be identified, during
his period of suspension, as the attorney of
record in three separate appellate cases.
The OLR alleged that Attorney Crandall did
not properly provide either his clients or
the Court of Appeals with the notices
required by SCR 22.26 in those three cases.
Accordingly, the referee determined that, by
failing to send, on or before the effective
date of his suspension, written notice of
his suspension by certified mail to the
three clients in the three separate appeals,
Attorney Crandall violated SCR 22.26(1)(a)
and (b) (Count Three).
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¶18 In addition, the referee determined
that, by failing to send, on or before the
effective date of his suspension, written
notice of his suspension to the Court of
Appeals in the three appellate cases,
Attorney Crandall violated SCR 22.26(1)(c)
(Count Four).
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¶19 Finally, the referee determined that
Attorney Crandall violated SCR 22.03(2) and
(6), enforced via SCR 20:8.4(h), by failing
to timely respond to the OLR's requests for
a response to a grievance investigation,
doing so only after this court issued an
order to show cause (Count Five).
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¶20 The referee then considered the
stipulation for a public reprimand, mindful
of his need to consider the seriousness,
nature, and extent of misconduct, the level
of discipline needed to protect the public
and the legal system from repetition of the
misconduct, the need to impress on the
attorney the seriousness of the misconduct,
and the need to deter others from committing
similar acts. See In re Disciplinary
Proceedings Against Scanlan, 2006 WI 38,
¶72, 290 Wis. 2d 30, 712 N.W.2d 877, citing
In re Disciplinary Proceedings Against
Charlton, 174 Wis. 2d 844, 875-76, 498
N.W.2d 380 (1993). The referee noted that he
considered Attorney Crandall's prior
disciplinary history and the concept of
progressive discipline. See In re
Disciplinary Proceedings Against
Nussberger, 2006 WI 111, ¶27, 296 Wis. 2d
47, 719 N.W.2d 501.
¶21 The referee noted that the OLR
relied on three prior cases in support of
the recommended discipline. Public
Reprimand of Arik J. Guenther, 2007-3
(imposing public reprimand where attorney
failed to notify two clients of his
suspension, failed to include the two
clients on his affidavit of compliance filed
with the OLR, and also failed to cooperate
with the OLR); Public Reprimand of Michael
G. Trewin, 2006-6 (imposing public
reprimand where lawyer failed to notify the
court and opposing counsel of his suspension
in several cases, failed to include those
cases on his affidavit of compliance filed
with the OLR, and had a conflict of interest
on a matter); Public Reprimand of Hazel J.
Washington, 2007-10 (imposing public
reprimand for lawyer's failure to inform a
client, opposing counsel, and the court of
her suspension; failure to list the client,
court, and file number on the affidavit of
compliance filed with the OLR; and failure
to provide competent representation). The
referee observed that Attorney Crandall's
ethical violations in this matter reflect a
level of indifference to the requirements of
the supreme court rules. The referee
concluded that public discipline is
appropriate and recommends that we publicly
reprimand Attorney Crandall in this matter.
¶22 The referee further recommends that
the court follow its general policy and
impose the full costs of the proceeding on
Attorney Crandall.
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¶23 A referee's findings of fact are
affirmed unless clearly erroneous.
Conclusions of law are reviewed de novo.
See In re Disciplinary Proceedings
Against Eisenberg, 2004 WI 14, ¶5, 269
Wis. 2d 43, 675 N.W.2d 747. The court may
impose whatever sanction it sees fit,
regardless of the referee's recommendation.
See In re Disciplinary Proceedings
Against Widule, 2003 WI 34, ¶44, 261 Wis.
2d 45, 660 N.W.2d 686.
¶24 There is no showing that any of the
referee's findings of fact are erroneous.
Accordingly, we adopt them. We also agree
with the referee's conclusions of law that
Attorney Crandall violated the supreme court
rules set forth above. In view of Attorney
Crandall's fairly extensive prior
disciplinary history, we considered whether
suspension is necessary to impress upon
Attorney Crandall the seriousness of his
misconduct and the importance of abiding by
the rules of professional conduct. On
balance, we accept the referee's
recommendation that a public reprimand is an
appropriate sanction for Attorney Crandall's
misconduct. Although no two fact situations
are identical, a public reprimand is
generally consistent with the sanction
imposed in somewhat analogous cases.
See Public Reprimand of Ronald J.
Thompson, 2012-18 (imposing public
reprimand for failure to comply with SCR
22.26 following license suspension); see
also In re Disciplinary Proceedings
Against Mulligan, 2009 WI 12, 315 Wis. 2d
605, 759 N.W.2d 766 (imposing public
reprimand on lawyer with two prior
reprimands).
¶25 We also agree that Attorney Crandall
should be required to pay the full costs of
the proceeding, which are $4,182.17.
¶26 IT IS ORDERED that Eric L. Crandall
is publicly reprimanded for professional
misconduct.
¶27 IT IS FURTHER ORDERED that within 60
days of the date of this order, Eric L.
Crandall shall pay to the Office of Lawyer
Regulation the costs of this proceeding.
¶28 IT IS FURTHER ORDERED that the
director of the Office of Lawyer Regulation
shall advise the court if there has not been
full compliance with all conditions of this
order.
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¶29 SHIRLEY S. ABRAHAMSON,
J. (dissenting). I write in dissent
in several attorney discipline cases because
I have concerns about the discipline imposed.
¶30 This is Attorney Crandall's fifth
brush with the OLR in the seven years since
2008. He has been disciplined four times
previously: a three-month suspension, a
public reprimand, a 30-day suspension, and a
five-month suspension. It does not appear
that the previous discipline had the impact
the court intended. Nevertheless, the court
now imposes another public reprimand. This
sanction is too light. The court professes
that it has "long adhered to progressive
discipline." OLR v. Netzer, 2014 WI 7,
¶49, 352 Wis. 2d 310, 841 N.W.2d 820. The
principle of progressive discipline should
be applied here. It is not.
¶31 Moreover, I write to state my
difficulty reconciling the significantly
different levels of discipline imposed in
the instant case (public reprimand) and in
OLR v. Boyle, 2015 WI 110, _ Wis. 2d
_, _ N.W.2d _.
¶32 In OLR v. Boyle, the referee
found (and the court agreed) that the
respondent attorney committed all six
charged offenses (including two trust
account violations). The discipline: a 60-
day suspension plus conditions. The
respondent attorney had received three
private reprimands between 2002 and 2012.
How does the court justify imposing harsher
discipline on Attorney Boyle than on
Attorney Crandall?
¶33 I also have difficulty reconciling
the significantly different levels of
discipline imposed in the following three
cases. The first two cases are based on a
stipulation of the parties. The third case
is a default by the respondent attorney:
• OLR v. Krogman, 2015 WI 113, _
Wis. 2d _, _ N.W.2d _: Upon
stipulation admitting the factual
allegations, the court orders a four-month
suspension of license and conditions upon
reinstatement. The complaint alleged 22
counts of professional misconduct involving
four clients, misconduct relating to license
suspension, and misconduct relating to trust
accounts. The four-month suspension seems
too light compared to the discipline imposed
in the other cases.
• OLR v. Aleman, 2015 WI 112, _
Wis. 2d _, _ N.W.2d _: Illinois
imposed a two-year suspension for two counts
of misconduct stemming from co-founding and
working with a national debt settlement
firm. Upon stipulation of the parties,
this court orders reciprocal discipline in
Wisconsin. The two-year suspension seems
too harsh compared to the discipline imposed
in other cases.
• OLR v. Sayaovong, 2015 WI 100,
365 Wis. 2d 200, 871 N.W.2d 217: This per
curiam was released November 18, 2015,
imposing suspension for a period of six
months. Attorney Sayaovong defaulted in
the discipline case. The complaint alleged
six counts of misconduct, four counts
involving two clients and two counts
involving another client. In 2014 Attorney
Sayaovong was publicly reprimanded for
misconduct in two separate client matters.
See OLR v. Sayaovong, 2014 WI 94,
357 Wis. 2d 312, 850 N.W.2d 940. The
discipline does not seem consistent with the
discipline imposed in other cases.
¶34 For the reasons set forth, I write
in each of these cases.
¶35 I am authorized to state that
Justice ANN WALSH BRADLEY joins this opinion.
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