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ATTORNEY disciplinary proceeding.
Attorney's license suspended.
¶1 PER CURIAM. We review the report
of the referee, Attorney James J. Winiarski.
Based on the change of Attorney Michael J.
Hicks' answer to a no contest plea pursuant
to SCR 22.14(2), the referee concluded that
Attorney Hicks had committed each of the 19
counts of professional misconduct alleged in
the complaint filed by the Office of Lawyer
Regulation (OLR). Referee Winiarski
recommends that the court suspend the
license of Attorney Michael J. Hicks for a
period of one year consecutive to the two-
year suspension imposed in Case No. 2014AP7-
D, In re Disciplinary Proceedings Against
Hicks, 2016 WI 9, 366 Wis. 2d 512, 875
N.W.2d 117 (Hicks II), and that the
court order Attorney Hicks to pay the full
costs of this disciplinary proceeding, which
were $2,717.14 as of October 14, 2015.
¶2 Because no appeal from the referee's
report has been filed, we proceed with our
review of this matter pursuant to SCR
22.17(2). After completing our review, we
agree with the referee that the allegations
of the OLR's complaint, which Attorney Hicks
now does not contest, establish that he
committed 19 counts of professional
misconduct. While many of the acts that
form the basis for this complaint also
occurred during the time span at issue in
Hicks II, we further agree that Attorney
Hicks' license should be suspended for an
additional period of one year, subsequent to
the suspension imposed in Hicks II. We
do not impose any restitution obligation on
Attorney Hicks, but we do require him to pay
the full costs of this disciplinary
proceeding.
¶3 Attorney Hicks was admitted to the
practice of law in this state in June 1984.
He most recently practiced in West Allis.
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¶4 Attorney Hicks has been the subject
of professional discipline on two previous
occasions. In 2012 this court publicly
reprimanded him based on his stipulation
that he had committed nine counts of
professional misconduct arising out of three
client representations. In re
Disciplinary Proceedings Against Hicks,
2012 WI 11, 338 Wis. 2d 558, 809 N.W.2d 33
(Hicks I). For each representation,
Attorney Hicks stipulated that he had failed
to act with reasonable diligence or
promptness, in violation of Supreme Court
Rule (SCR) 20:1.3, that he had failed to
communicate adequately with the client, in
violation of SCR 20:1.4(a)(2), (3) and (4)
and SCR 20:1.4(b), and that he had failed to
provide a timely response to the grievance
filed with the OLR, in violation of SCR
22.03(2) and (6), which are enforced via SCR
20:8.4(h).
¶5 In February 2016 this court
suspended Attorney Hicks' license to
practice law in Wisconsin for a period of
two years, effective March 18, 2016.
Hicks II, 366 Wis. 2d 512, ¶62. In that
proceeding, Attorney Hicks was again found
to have committed four counts of failing to
act with reasonable diligence or promptness,
five counts of failing to communicate
adequately with his clients, and 12 counts
of failing to submit timely written
responses to OLR grievance investigations.
In addition, he was found to have failed on
multiple occasions to notify his clients,
opposing counsel, or the relevant courts of
the two temporary suspensions of his
license. Indeed, Attorney Hicks was found
to have appeared in court on at least 12
occasions despite the temporary suspensions
of his license. He also was found to have
submitted false affidavits to the OLR
regarding his compliance with rules
regarding his temporary suspensions. The
general time frame for the actions
underlying these violations was from mid-
2011 through 2013.
¶6 The OLR commenced this disciplinary
proceeding by filing a complaint alleging 19
counts of professional misconduct. Attorney
Hicks initially filed an answer in which he
denied 53 out of 72 numbered paragraphs of
the OLR's complaint and all of the
allegations of professional misconduct. He
alleged as affirmative defenses that he had
experienced symptoms from significant health
problems in 2012 and 2013 and that he had
also experienced a heavy caseload from late
2011 through early 2013, including a
substantial number of cases where he was
successor counsel to one or more prior
attorneys and had difficulties establishing
and continuing attorney/client relationships
and in defending the clients against pending
criminal charges.
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¶7 Attorney Hicks subsequently withdrew
his answer and filed a written plea of no
contest to all of the counts alleged in the
OLR's complaint. He agreed that the referee
could use the facts stated in the complaint
as a basis to determine violations of the
Rules of Professional Conduct for Attorneys.
¶8 In Hicks II we described the
general pattern of Attorney Hicks'
misconduct. Hicks II, 366 Wis. 2d 512,
¶12. Attorney Hicks focused his practice
primarily on representing indigent
defendants in criminal cases through
appointments either by the Office of the
State Public Defender (SPD) or the court in
which the case was pending. After
acknowledging the appointment, Attorney
Hicks often ignored his clients' requests
for information for substantial periods of
time and often failed to follow through on
necessary actions for the clients' defense.
When a grievance was subsequently filed with
the OLR, Attorney Hicks either failed to
provide any initial response to the OLR or
he failed to respond to the OLR's requests
for further information.
¶9 At two separate points in time this
court temporarily suspended Attorney Hicks'
license due to his willful failure to
cooperate with the OLR's grievance
investigations. See Hicks II, 366
Wis. 2d 512, ¶¶13-14. The first such
suspension ran from September 27, 2012,
through October 16, 2012. The second
temporary suspension ran from February 12,
2013, through March 11, 2013. In each case,
after the temporary suspension had been
imposed, Attorney Hicks began to cooperate
with the OLR and to provide the information
and documents the OLR had requested. The
OLR then informed the court of Attorney
Hicks' cooperation and requested the
reinstatement of Attorney Hicks' license to
practice law in Wisconsin, which this court
granted.
¶10 The first seven counts in this
proceeding relate to Attorney Hicks'
representation of client R.A. in two
criminal cases. During these
representations, Attorney Hicks' license was
temporarily suspended twice, as discussed
above. Attorney Hicks failed to notify
R.A., the court, or opposing counsel of
either of the temporary suspensions.
¶11 In one of the cases, Attorney Hicks
filed a motion on R.A.'s behalf in September
2012 to withdraw his pleas. The court held
an evidentiary hearing on the motion on
December 19, 2012. At the conclusion of
that hearing, in response to a question from
the court, Attorney Hicks responded that he
wanted to submit argument on the motion in
writing. The court then established a
briefing schedule. Attorney Hicks, however,
did not file a post-hearing brief on R.A.'s
behalf, nor did he inform the court that he
would not be doing so. Thus, Attorney Hicks
did not make any argument on the motion,
either orally or in writing, after the
evidentiary hearing. When no brief was
filed on R.A.'s behalf, the state eventually
filed its own written argument.
¶12 In a series of letters R.A. sent to
Attorney Hicks in December 2012 and January
2013, R.A. asked Attorney Hicks about
matters concerning the expected post-hearing
brief. He also expressed concern that
Attorney Hicks had not been in contact with
him since the December 19, 2012 evidentiary
hearing and that he had failed to respond to
either R.A.'s letters or his parents'
efforts to prod Attorney Hicks to
communicate with R.A. Attorney Hicks did
not respond to R.A.'s letters except to
provide certain documents to R.A. without
any substantive comment. Attorney Hicks did
not disclose to R.A. that he had decided not
to file a post-hearing brief on the motion.
¶13 The circuit court had scheduled a
conference for February 8, 2013, at which it
expected to issue its ruling on R.A.'s
motion. According to electronic docket
records, Attorney Hicks did appear on that
date, but he did not arrange for R.A. to
appear. The court noted that Attorney Hicks
had not filed a brief or advised the court
that he would not be doing so. The court
adjourned the matter until February 26,
2013, and ordered that R.A. be produced in
court on that date. It also ordered
Attorney Hicks to advise R.A. of the reason
why the court had not issued its decision on
his motion on that date. Attorney Hicks did
send a letter to R.A. advising him of the
new date for the court's decision, but did
not inform him that Attorney Hicks had
decided not to file a post-hearing brief on
R.A.'s behalf.
¶14 On February 26, 2013, although he
was subject to the second temporary
suspension of his license, Attorney Hicks
appeared in court for what was scheduled to
be the issuance of the court's oral ruling
on R.A.'s motion to withdraw his pleas.
Because of a communication error, R.A. was
not produced for that court date. The
matter was therefore continued until April
5, 2013.
¶15 R.A. again sent a letter to Attorney
Hicks expressing concern at Attorney Hicks'
failure to respond to his letters or to the
efforts of his family members to spur
communication. Attorney Hicks did not
respond and still did not advise R.A. that
he had decided not to file any post-hearing
brief in support of R.A.'s motion.
¶16 Prior to the April 5, 2013
appearance, R.A. wrote to the circuit court
and asked for the appointment of new
counsel. The court allowed Attorney Hicks
to withdraw on that date so that the SPD
could appoint new counsel for R.A. The
court ruled that successor counsel would be
allowed to file a written argument in
support of R.A.'s motion to withdraw his
pleas.
¶17 In March 2013 R.A. filed a grievance
against Attorney Hicks with the OLR. In
April 2013 and again in December 2013, the
OLR asked Attorney Hicks for a response to
R.A.'s grievance, but Attorney Hicks did not
respond. Only after the OLR had filed yet
another motion for a temporary suspension
and this court had issued an order to show
cause did Attorney Hicks finally submit a
written response to R.A.'s grievance and
provide requested documents to the OLR.
¶18 The referee concluded that the
allegations in the OLR's complaint
concerning R.A. adequately supported the
following seven counts of professional
misconduct:
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[Count One] By requesting to argue
[R.A.'s] motion to withdraw his plea in
writing following the evidentiary phase of the
hearing on the motion, and then failing to
file any written (or oral) argument,
[Attorney] Hicks violated SCR 20:1.3.
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[Count Two] By failing to respond to
[R.A.'s] repeated requests for information,
[Attorney] Hicks violated SCR 20:1.4(a)
(4).
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[Count Three] By failing to provide
[R.A.] with a copy of the State's written
argument brief and to promptly advise [R.A.]
of [Attorney] Hicks' decision not to file a
post-hearing argument brief, [Attorney] Hicks
violated SCR 20:1.4(a)(2) and (3).
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[Count Four] By failing to provide
written notice to [R.A.] of his . . .
September 27, 2012 and February 12, 2013
suspensions, [Attorney Hicks] violated SCR
22.26(1)(a) and (b).
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[Count Five] By failing to provide
written notice of his September 27, 2012
suspension to the court and opposing counsel
in [R.A.'s two pending cases] and by failing
to provide written notice of his February 23,
2013 suspension to the court and opposing
counsel in [one of R.A.'s pending cases],
[Attorney] Hicks violated SCR 22.26(1)(c).
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[Count Six] By practicing law in
Wisconsin at a time when his license to
practice law was suspended, including by
appearing on behalf of [R.A.] in [one of
R.A.'s cases], [Attorney Hicks] violated SCR
22.26(2).
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[Count Seven] By failing to timely
file a response to [R.A.'s] grievance,
[Attorney] Hicks violated SCR 22.03(2) and
(6), enforced via SCR 20:8.4(h).
¶19 Counts eight through twelve arise
out of Attorney Hicks' representation of
L.S. during the early stages of his criminal
case in the first half of 2013. Less than a
month after his appointment to represent
L.S., Attorney Hicks' license was
temporarily suspended for the second time.
He failed to notify L.S., the court, or
opposing counsel of the suspension. While
his license was suspended, he appeared at a
scheduling conference on behalf of L.S.
¶20 Attorney Hicks was removed as
counsel for L.S. on May 31, 2013. During
the roughly four months of the
representation, Attorney Hicks had not
communicated with L.S. regarding trial
strategy or what Attorney Hicks was doing to
prepare for trial.
¶21 Once again, Attorney Hicks did not
respond to the OLR's multiple requests for
information after L.S. filed a grievance
against him. Only after the OLR filed
another motion for a temporary suspension
and this court issued an order to show cause
did Attorney Hicks finally file a response
to L.S.'s grievance.
¶22 On the basis of these facts, the
referee concluded that Attorney Hicks had
committed the following five counts of
misconduct:
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[Count Eight] By failing to consult
with [L.S.] regarding trial strategy and
preparation prior to his February 12, 2013
suspension or between March 12, 2013 and May
31, 2013, [Attorney] Hicks violated SCR
20:1.4(a)(2).
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[Count Nine] By appearing on behalf of
[L.S.] in [L.S.'s criminal case] at a time
when his license to practice law was
suspended, [Attorney] Hicks violated SCR
22.26(2).
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[Count Ten] By failing to provide
written notice of his February 12, 2013
suspension to [L.S.], [Attorney] Hicks
violated SCR 22.26(1)(a) and (b).
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[Count Eleven] By failing to provide
written notice of his February 12, 2013
suspension to the court and opposing counsel
in [L.S.'s criminal case], [Attorney] Hicks
violated SCR 22.26(1)(c).
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[Count Twelve] By failing to timely
file a response to [L.S.'s] grievance,
[Attorney] Hicks violated SCR 22.03(2) and
(6), enforced via SCR 20:8.4(h).
¶23 Counts thirteen through seventeen
relate to Attorney Hicks' representation of
T.C. In December 2012 Attorney Hicks was
appointed as successor counsel for T.C. In
January 2013 T.C. sent a letter to Attorney
Hicks, in which he asked Attorney Hicks to
send him a copy of discovery materials
received from the state and raised concerns
about his case. T.C. sent two more such
letters to Attorney Hicks over the next
approximately seven months. Attorney Hicks
sent T.C. two letters about the rescheduling
of T.C.'s trial, but did not communicate
with T.C. about the matters raised in his
letters, did not discuss his preparation or
strategy for trial, and did not provide a
copy of the requested discovery.
¶24 At a meeting with Attorney Hicks on
August 18, 2013, T.C. repeated his request
for a copy of the discovery materials and
raised a number of questions about his case.
Attorney Hicks promised T.C. that they would
meet again prior to the trial to discuss
T.C.'s defense. Over the following two
months, however, Attorney Hicks did not
provide T.C. with the requested discovery
nor did he communicate with T.C. regarding
his trial preparation and strategy.
¶25 On October 21, 2013, pursuant to
Attorney Hicks' advice to accept a plea
agreement he had negotiated with the
prosecutor, T.C. pled guilty to the pending
charges. After entering the plea, however,
T.C. began pursuing the withdrawal of his
plea. On January 23, 2014, Attorney Hicks
was allowed to withdraw as T.C.'s counsel.
¶26 During the time that Attorney Hicks
represented T.C., his license to practice
law was suspended for the second time.
Attorney Hicks, however, did not notify
T.C., the court, or opposing counsel of the
suspension.
¶27 As had occurred in the other
matters, Attorney Hicks initially did not
provide all of the documents and information
requested by the OLR, although in this
instance he did provide some documents.
Ultimately, Attorney Hicks filed the
response sought by the OLR after the OLR had
moved for another temporary suspension and
this court had issued an order to show
cause.
¶28 On the basis of these facts, the
referee concluded that there was a
sufficient basis to support five counts of
misconduct:
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[Count Thirteen] By failing between the
date on which he received [T.C.'s] letter in
January 2013 and February 12, 2013, between
March 11, 2013 and August 16, 2013, and
between August 18, 2013 and October 20, 2013,
to communicate with [T.C.] regarding the
issues raised in [T.C.'s] January 2013 letter
and to otherwise consult with [T.C.] regarding
trial strategy and preparation, thereby
preventing [T.C.] from adequately
understanding and participating in his own
defense, [Attorney] Hicks violated SCR
20:1.4(a)(2).
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[Count Fourteen] By failing to timely
provide [T.C.] with a complete copy of the
discovery materials, despite [T.C.'s]
requests, [Attorney] Hicks violated SCR
20:1.4(a)(4).
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[Count Fifteen] By failing to provide a
written notice to [T.C.] of his February 12,
2013 suspension, [Attorney] Hicks violated SCR
22.26(1)(a) and (b).
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[Count Sixteen] By failing to provide
written notice to the court and opposing
counsel in [T.C.'s pending criminal case] that
his license to practice law had been suspended
on February 12, 2013, [Attorney] Hicks
violated SCR 22.26(1)(c).
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[Count Seventeen] By failing to
timely file a response to [T.C.'s]
grievance, [Attorney] Hicks violated SCR
22.03(2) and (6), enforced via SCR
20:8.4(h).
¶29 The last two counts alleged in the
OLR's complaint arise from Attorney Hicks'
appointment to represent R.G. in a criminal
case. By the time of Attorney Hicks'
appointment in August 2012, R.G. had been
found guilty of three felonies in a jury
trial. During the time Attorney Hicks
represented R.G., his license was
temporarily suspended for the first time,
but he failed to provide the required
notices.
¶30 The referee concluded that Attorney
Hicks had engaged in the following two
counts of misconduct:
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[Count Eighteen] By failing to provide
written notice of his September 27, 2012
suspension to [R.G.], [Attorney] Hicks
violated SCR 22.26(1)(a) and (b).
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[Count Nineteen] By failing to
provide written notice of his September 27,
2012 suspension to the court and opposing
counsel in [R.G.'s pending criminal case],
[Attorney] Hicks violated SCR 22.26(1)
(c).
¶31 After Attorney Hicks filed his plea
of no contest to the factual allegations and
claims of professional misconduct summarized
above, the referee held a hearing at which
the OLR and Attorney Hicks were offered the
opportunity to submit evidence and argument
regarding the appropriate sanction,
including evidence and argument regarding
mitigating and aggravating factors.
¶32 In his report, the referee noted
that in Hicks II, Attorney Hicks had
offered little explanation for his
misconduct. He had essentially claimed that
his caseload had been the cause for not
communicating with his clients and for
failing to provide timely responses to the
OLR's investigations of the grievances filed
against him.
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¶33 The referee further stated that in
the present case, Attorney Hicks had
provided little additional argument to
explain his actions. He did, however, point
to the affirmative defenses in his initial
answer to the complaint, where he had
alleged that during 2012 and early 2013, he
had been suffering from significant health
problems. Attorney Hicks asserted that
those medical conditions had prevented him
from working as many hours as he needed to
represent his clients properly. The referee
found, however, that aside from his personal
testimony at the sanction hearing, Attorney
Hicks had not offered any evidence to
support his claims that he had suffered
severe medical problems and that those
conditions had been a cause of his failures
to serve his clients properly.
¶34 The referee rejected Attorney Hicks'
claim that his medical conditions had
prevented him from meeting his ethical
obligations to his clients. The referee
noted that there was no testimony that
Attorney Hicks had been forced to take a
leave of absence or had been unavailable in
his practice for extended periods of time.
On the other hand, there were extended
periods of time during these representations
when Attorney Hicks had little or no contact
with his clients. Further, Attorney Hicks
also again claimed in his plea of no contest
that he had an overwhelming caseload during
the relevant time period. The referee noted
that Attorney Hicks had been able to handle
many other criminal cases in which there
were court hearings. Given that fact, the
referee could not accept that Attorney
Hicks' medical conditions had actually
caused the lapses in diligence and
communication for the four clients whose
cases were the subjects of this proceeding.
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¶35 The referee also pointed to the
disturbing patterns he had discussed in his
report in Hicks II. 366 Wis. 2d 512,
¶¶53-55. Those patterns include largely
ignoring clients after being appointed to
represent them, failing to keep his clients
reasonably informed about their cases, and
failing to appreciate the need to respond to
grievances filed against him.
¶36 The referee recognized that the
misconduct at issue in the present case
occurred in roughly the same time period and
was of the same types as the misconduct at
issue in Hicks II. He therefore
questioned whether the OLR in Hicks II
would have sought a suspension longer than
two years if all of the misconduct in this
case had been included in that case.
Ultimately, he concluded that the additional
19 counts of misconduct at issue here
merited an additional one-year period of
suspension consecutive to the two-year
suspension imposed in Hicks II. He
determined that if the OLR had "charged
Attorney Hicks with all of the counts in a
single disciplinary complaint, a three year
suspension would have been reasonable and
appropriate." The referee also determined
that the misconduct found in this
disciplinary proceeding, when considered by
itself, merited a one-year suspension. The
referee indicated that he believed a one-
year suspension was justified by the
analyses set forth in two cases involving
Attorney Patrick Cooper. In re
Disciplinary Proceedings Against Cooper,
2007 WI 37, 300 Wis. 2d 61, 729 N.W.2d 206
(imposing three-year suspension due to 35
counts of misconduct); In re Disciplinary
Proceedings Against Cooper, 2013 WI 55,
348 Wis. 2d 266, 833 N.W.2d 88 (imposing
two-year suspension, retroactive to and
consecutive to the expiration of the 2007
suspension as a result of 42 counts of
misconduct). The referee considered
Attorney Hicks' misconduct to be less
egregious than Attorney Cooper's misconduct,
which would support a consecutive one-year
suspension in this case.
¶37 The OLR did not request, and the
referee did not recommend, that the court
require Attorney Hicks to pay restitution to
anyone as a result of his misconduct in this
case. The referee did recommend that the
court impose the full costs of this
proceeding on Attorney Hicks, noting that
there did not appear to be any reason to
depart from the court's general practice of
imposing full costs on attorneys found to
have committed misconduct.
¶38 When we review a referee's report
and recommendation in an attorney
disciplinary case, we affirm the referee's
findings of fact unless they are found to be
clearly erroneous, but we review the
referee's conclusions of law on a de novo
basis. In re Disciplinary Proceedings
Against Inglimo, 2007 WI 126, ¶5, 305 Wis.
2d 71, 740 N.W.2d 125. We determine the
appropriate level of discipline to impose
given the particular facts of each case,
independent of the referee's recommendation,
but benefiting from it. In re
Disciplinary Proceedings Against Widule,
2003 WI 34, ¶44, 261 Wis. 2d 45, 660 N.W.2d
686.
¶39 Given Attorney Hicks' no contest
plea, we accept the referee's factual
findings as taken from the OLR's complaint.
We also agree with the referee that those
factual findings are sufficient to support a
legal conclusion that Attorney Hicks engaged
in the professional misconduct set forth in
the 19 counts described above.
¶40 The primary issue in this matter is
what is the appropriate level of discipline
for the misconduct found in this case and
whether that discipline should be imposed
concurrent with or consecutive to the two-
year suspension imposed in Hicks II.
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¶41 We confronted a similar issue
regarding the timing of discipline in In
re Disciplinary Proceedings Against
Osicka, 2014 WI 34, 353 Wis. 2d 675, 847
N.W.2d 333 (Osicka V). The issue of whether
the 60-day suspension recommended in that
case should be concurrent with or
consecutive to another 60-day suspension
arose because the misconduct at issue (three
counts stemming from one representation and
subsequent investigation) occurred during
the same time period that other misconduct
occurred, which was the subject of a
separate disciplinary proceeding, In re
Disciplinary Proceeding Against Osicka,
2014 WI 33, 353 Wis. 2d 656, 847 N.W.2d 343
(Osicka IV). In other words, all of the
misconduct alleged and found in Osicka V
occurred prior to the filing of the
complaint in Osicka IV and could have
been included in that proceeding. Further,
the referee, who handled both disciplinary
proceedings, concluded that if the OLR had
brought all of the claims of misconduct in a
single proceeding, the proper sanction for
all of the misconduct would still have been
a suspension of 60 days. This court agreed
with that conclusion. Accordingly, the
court imposed a 60-day suspension in
Osicka V, but made it run concurrently
with the 60-day suspension imposed in
Osicka IV.
¶42 The present case is different from
Osicka V in at least two crucial ways.
Most importantly, the timing of the
misconduct and of the filing of the two
complaints is different. The complaint in
Hicks II was filed on January 2, 2014,
and the complaint in the present case was
filed approximately 11 months later in
December 2014. While much of the misconduct
found in this case occurred in 2012 and
2013, before the filing of the complaint in
Hicks II, some of the misconduct at
issue here continued into March 2014, after
the filing of the Hicks II complaint.
Specifically, with respect to the
investigation of the grievances involving
R.A., L.S., and T.C., the OLR was still
attempting to obtain information from
Attorney Hicks in January and February 2014.
Indeed, letters requesting responses
regarding those grievances were served on
Attorney Hicks on January 24, 2014. When
Attorney Hicks still did not respond, the
OLR moved this court for a temporary
suspension of Attorney Hicks' license on
February 24, 2012. This court then issued
an order to show cause. Attorney Hicks'
failure to cooperate with each of those
three investigations, which was continuing
misconduct, did not end until the latter
part of March 2014, nearly three months
after the OLR filed its complaint in Hicks
II. Thus, while it would have been
possible for the OLR to have waited a few
more months so that it could have included
all of the counts of misconduct in one
proceeding, it did not know in January 2014
when or if Attorney Hicks would provide
responses to those grievances and whether
any such responses might impact which claims
of misconduct it would then pursue in a
formal complaint. Unlike the proceedings
involving Attorney Osicka, this is not a
situation where all of the misconduct was
over prior to the filing of the first
complaint.
¶43 In addition, the nature and extent
of the misconduct in this case is different
from the misconduct found in Osicka V.
In Osicka V, the OLR alleged, and the
referee found, that Attorney Osicka had
engaged in three counts of misconduct
arising out of a single misrepresentation.
Those three counts were similar in nature
and degree to the four counts of misconduct
alleged in Osicka IV. By contrast, in
the present case there are an additional 14
counts of misconduct relating to the
representations of four additional clients.
We conclude that the addition of these facts
and counts of misconduct would have changed
the nature of Hicks II and would have
called for a suspension greater than two
years.
¶44 In Hicks II, we cited In re
Disciplinary Proceedings Against Lucius,
2008 WI 12, 307 Wis. 2d 255, 744 N.W.2d 605,
as support for the two-year suspension we
imposed on Attorney Hicks. While the nature
of some of the misconduct was similar (lack
of diligence and failure to communicate),
Lucius involved 10 counts of misconduct
arising out of six client representations.
Hicks II involved findings of misconduct
on 35 counts arising out of 12 client
representations. This demonstrates that
each disciplinary proceeding must be
considered on its own facts and that there
are no perfect matches in terms of
discipline between disciplinary proceedings.
¶45 Adding another 14 counts of
misconduct and another four clients,
however, takes reliance on Lucius for a
two-year suspension beyond the breaking
point. We conclude that if all 49 counts of
misconduct would have been alleged in a
single case, the level of discipline would
have been greater than the two-year
suspension we imposed in Hicks II.
¶46 Given that the nature of the
misconduct in this proceeding is similar,
but that the number of clients involved is
less than in either Hicks II or
Lucius, we conclude that an additional
one-year suspension is an appropriate level
of discipline to impose in this case. We
make that one-year suspension consecutive to
the two-year suspension imposed in Hicks
II.
¶47 As was the case in Hicks II, we
do not impose any restitution obligation on
Attorney Hicks. The OLR has not sought
restitution with respect to any of Attorney
Hicks' clients. See SCR 21.16(1m)(em)
and (2m)(a)1 (the court may impose
restitution in instances of misappropriation
or misapplication of funds).
¶48 Finally, we turn to the issue of
costs. The OLR requested $2,717.14 in
costs, and the referee recommended that the
court follow its usual practice in requiring
Attorney Hicks to pay the full amount of
costs. We agree that Attorney Hicks should
bear the full costs of this disciplinary
proceeding. While he did ultimately enter a
plea of no contest with respect to the 19
counts of misconduct, his initial answer
denied most of the substantive allegations
in the OLR's complaint, requiring the
litigation of this matter for at least a
period of time. In addition, even once he
entered a no contest plea, there still
remained the matter of the proper level of
discipline, which required a short hearing
before the referee and the preparation of a
referee's report. Finally, Attorney Hicks
has not objected to the amount of costs
requested by the OLR.
¶49 IT IS ORDERED that the license of
Michael J. Hicks to practice law in
Wisconsin is suspended for a period of one
year, effective March 18, 2018, consecutive
to the two-year suspension imposed in
Hicks II, 366 Wis. 2d 512, ¶62.
¶50 IT IS FURTHER ORDERED that Michael
J. Hicks shall comply with the provisions of
SCR 22.26 concerning the duties of a person
whose license to practice law in Wisconsin
has been suspended.
¶51 IT IS FURTHER ORDERED that within 60
days of the date of this order, Michael J.
Hicks shall pay to the Office of Lawyer
Regulation the costs of this proceeding.
¶52 IT IS FURTHER ORDERED that
compliance with all conditions of this order
is required for reinstatement. See SCR
22.29(4)(c).
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