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ATTORNEY disciplinary proceeding.
Attorney's license suspended.
¶1 PER CURIAM. We review Referee
Jonathan V. Goodman's recommendation that
the court declare Attorney Thor Templin in
default and suspend his Wisconsin law
license for a period of 60 days for
professional misconduct in connection with
his work on three client matters and his
non-cooperation with the Office of Lawyer
Regulation's (OLR) investigation into that
misconduct. The referee also recommended
that Attorney Templin be required to pay the
full costs of this proceeding, which total
$1,041.40 as of June 20, 2016.
¶2 Because no appeal has been filed, we
review the referee's report pursuant to
Supreme Court Rule (SCR) 22.17(2). After
conducting our independent review of the
matter, we agree with the referee that,
based on Attorney Templin's failure to
answer the complaint filed by the OLR, the
OLR is entitled to a default judgment. We
also agree with the referee that Attorney
Templin's professional misconduct warrants a
60-day suspension of his Wisconsin law
license, consecutive to the six-month
suspension Attorney Templin is currently
serving. We also agree with the referee
that Attorney Templin should be ordered to
pay the full costs of the proceeding.
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¶3 Attorney Templin was admitted to the
practice of law in Wisconsin in May 2008.
His disciplinary history consists of: (1) a
consensual private reprimand for failing to
act diligently and communicate appropriately
in a client matter, Private Reprimand, 2011-
04 (electronic copy available at
https://compendium.wicourts.gov/app/raw/00
2344.html); and (2) a six-month
suspension, commencing on May 3, 2016, for
12 counts of misconduct involving four
clients, including filing frivolous motions,
failing to respond to client requests for
information, charging an unreasonable fee,
and failing to provide competent
representation, In re Disciplinary
Proceedings Against Templin, 2016 WI 18,
367 Wis. 2d 351, 877 N.W.2d 107.
¶4 On January 7, 2016, the OLR filed
the current complaint against Attorney
Templin. The complaint alleges six counts
of professional misconduct in connection
with his work on three client matters.
¶5 Counts 1-3 of the OLR's complaint
arose out of Attorney Templin's
representation of E.S. In May 2009, E.S.
hired Attorney Templin to help resolve
certain property disputes related to the
estate of E.S.'s mother. E.S. claimed that
her siblings had defrauded the estate to her
disadvantage. In 2009, Attorney Templin
filed an action for special administration
in Milwaukee County, but took no further
action in that matter.
¶6 Although Attorney Templin exchanged
correspondence with an attorney representing
E.S.'s siblings, it was not until April 2011
that Attorney Templin filed suit against
E.S.'s siblings alleging fraud. Attorney
Templin then failed to serve the summons and
complaint on the defendants, and the court
dismissed the lawsuit in July 2012.
¶7 In October 2013, Attorney Templin
filed the same lawsuit against E.S.'s
siblings alleging fraud. But Attorney
Templin again failed to serve the summons
and complaint on the defendants, and the
court dismissed the lawsuit in May 2014.
¶8 In April 2014, E.S. filed a
grievance against Attorney Templin with the
OLR. In September 2014, the OLR sent
Attorney Templin its notice of formal
investigation requesting Attorney Templin's
response to the allegations raised by E.S.'s
grievance. Attorney Templin failed to
respond.
¶9 In October 2014, the OLR sent
Attorney Templin a second letter reminding
him of his duty to cooperate with the OLR
and requesting a response by a certain date.
Attorney Templin failed to respond.
¶10 The OLR then emailed to Attorney
Templin electronic copies of the initial
notice of formal investigation and the
second investigative letter and advised
Attorney Templin that a response was due.
Attorney Templin responded to the email and
told the OLR that he had placed a response
in the mail on that same day. The OLR did
not receive Attorney Templin's response.
¶11 Attorney Templin only responded to
the OLR's grievance after this court ordered
him to show cause why his license should not
be suspended for failing to cooperate in an
OLR investigation.
¶12 The OLR's complaint alleged the
following counts of misconduct with respect
to Attorney Templin's representation of
E.S.:
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• Count One: By failing to achieve
service on the defendants in two separately
filed lawsuits, resulting in the dismissal of
both lawsuits, Attorney Templin violated SCR
20:1.1.
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• Count Two: By failing to diligently
pursue meaningful action on behalf of his
client over a period of four years, Attorney
Templin violated SCR 20:1.3.
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• Count Three: By failing to timely
provide relevant information to OLR in the
E.S. matter, Attorney Templin violated SCR
22.03(2) and SCR 22.03(6), as enforced
through SCR 20:8.4(h).
¶13 Count 4 of the OLR's complaint arose
out of Attorney Templin's representation of
J.A.M. Repeating all the allegations of the
J.A.M. matter, which we deem admitted by
virtue of Attorney Templin's default
(see infra at ¶24), is unnecessary.
It is sufficient to describe the pattern
that Attorney Templin generally followed in
his work on the J.A.M. matter.
¶14 The J.A.M. matter involved a dispute
over real estate owned by J.A.M. Over a
year into the representation, J.A.M.'s
daughter, L.B., contacted Attorney Templin
and asked for information about the case.
Attorney Templin chose not to communicate
with L.B. because he had not been
specifically authorized by J.A.M. to do so.
¶15 In light of L.B.'s inability to
communicate with Attorney Templin, J.A.M.
signed a "Designation of Agent or Power of
Attorney," which gave broad general powers
to L.B. to act on her mother's behalf, and
explicitly gave L.B. authorization to
receive a copy of the entire case file and
to speak with Attorney Templin. In July
2014, L.B. wrote Attorney Templin and
enclosed a copy of the "Designation of Agent
or Power of Attorney." L.B. asked that
Attorney Templin provide her with a copy of
the entire case file. Attorney Templin did
not comply with L.B.'s request for the file,
nor any of her subsequent requests for the
file, including requests that L.B. made
after Attorney Templin withdrew from
representing J.A.M. Attorney Templin
provided a copy of J.A.M.'s file to the OLR
in March 2015, following the OLR's specific
request for the file. The OLR in turn
forwarded the file to L.B.
¶16 The OLR's complaint alleged the
following count of misconduct with respect
to Attorney Templin's work on J.A.M.'s
matter:
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• Count Four: By failing to comply
with L.B.'s multiple requests following
termination of representation to obtain a
copy of J.A.M.'s file, Attorney Templin
violated SCR 20:1.16(d).
¶17 Counts 5 and 6 of the OLR's
complaint arose out of Attorney Templin's
representation of P.D.P. In November of
2011, P.D.P. was involved in an automobile
accident and was cited for inattentiveness.
P.D.P. admitted fault.
¶18 In January 2013, State Farm
Insurance Company (State Farm) sued P.D.P.
to recover property damages caused by P.D.P.
to an insured's vehicle. State Farm served
its Summons and Complaint by publication.
When P.D.P. failed to answer the suit, State
Farm filed a motion for default judgment. In
July 2013, the circuit court granted
judgment to State Farm in the amount of
$9,013.88 plus costs and attorney's fees.
P.D.P. received a letter from the Wisconsin
Department of Transportation advising her
that her driver's license was suspended
because of the unpaid State Farm judgment.
¶19 P.D.P. hired Attorney Templin in May
2014 to try to reopen the default judgment
entered against her in July 2013, or to
otherwise resolve the matter with State
Farm. Attorney Templin prepared a written
fee agreement, but took no immediate action
on the matter. After about one month,
P.D.P. called Attorney Templin multiple
times and left numerous messages to inquire
about the case, but she was unable to speak
with Attorney Templin. During a subsequent
meeting between Attorney Templin and P.D.P.
and her husband, Attorney Templin promised
that he would contact State Farm and try to
resolve the matter, yet he did nothing
further on the case. Attorney Templin
failed to return subsequent telephone calls
from P.D.P. and was never available when
P.D.P. traveled to Attorney Templin's office
to meet with him. In December 2014,
Attorney Templin filed a motion to reopen
the default judgment entered against P.D.P.
The circuit court denied the motion, noting
that it was "not timely" and not "made
within a reasonable time."
¶20 The OLR's complaint alleged the
following counts of misconduct with respect
to Attorney Templin's representation of
P.D.P.:
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• Count Five: By failing to file a
motion to reopen a default judgment on behalf
of his client in a timely fashion, Attorney
Templin violated SCR 20:1.3.
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• Count Six: By failing to respond to
his client's multiple requests for
information regarding her case, Attorney
Templin violated SCR 20:1.4(a)(4).
¶21 The OLR personally served its
complaint and an order to answer on Attorney
Templin. Attorney Templin failed to file an
answer to the OLR complaint. The OLR moved
for default judgment, which the OLR served
by mail on Attorney Templin.
¶22 The referee filed a report
recommending that this court grant the OLR's
motion for default judgment. In so doing,
the referee deemed the allegations in the
OLR's complaint to be established. The
referee recommended a 60-day suspension of
Attorney Templin's Wisconsin law license,
which was the sanction the OLR sought in its
complaint. The referee recommended that
this 60-day suspension should run
consecutive to the six-month suspension
imposed in In re Disciplinary Proceedings
Against Templin, 367 Wis. 2d 351. The
referee also recommended the imposition of
the full costs of this proceeding against
Attorney Templin.
¶23 Attorney Templin did not appeal from
the referee's report and recommendation.
Thus, we proceed with our review of the
matter pursuant to SCR 22.17(2). We review
a referee's findings of fact subject to the
clearly erroneous standard. See In re
Disciplinary Proceedings Against
Eisenberg, 2004 WI 14, ¶5, 269 Wis. 2d 43,
675 N.W.2d 747. We review the referee's
conclusions of law de novo. Id. We
determine the appropriate level of
discipline independent of the referee's
recommendation. See In re
Disciplinary Proceedings Against Widule,
2003 WI 34, ¶44, 261 Wis. 2d 45, 660 N.W.2d
686.
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¶24 We agree with the referee that
Attorney Templin should be declared in
default. Although the OLR effected personal
service of its complaint, and although the
OLR served its motion for default judgment
on Attorney Templin by mail, he failed to
appear or present a defense. Accordingly,
we deem it appropriate to declare him in
default. In addition, the referee properly
relied on the allegations of the complaint,
which were deemed admitted. See In re
Disciplinary Proceedings Against Coplien,
2010 WI 109, ¶¶10-11, 329 Wis. 2d 311, 788
N.W.2d 376. We therefore accept the
referee's findings of fact based on the
allegations of the complaint. We also agree
with the referee that those findings of fact
adequately support the legal conclusions of
professional misconduct with respect to the
six counts of misconduct alleged in the
complaint.
¶25 We are satisfied that the record
supports the imposition of a 60-day license
suspension. We have imposed a 60-day
suspension in previous, arguably similar
cases. See, e.g., In re
Disciplinary Proceedings Against Lister,
2010 WI 108, 329 Wis. 2d 289, 787 N.W.2d 820
(attorney who had been disciplined on two
prior occasions received a 60–day suspension
for lack of diligence, failing to keep a
client informed, failing to forward the
client's file to successor counsel and
refund advanced fee payments, and failing to
cooperate with an investigation); In re
Disciplinary Proceedings Against Anderson,
2010 WI 39, 324 Wis. 2d 627, 782 N.W.2d 100
(attorney who had been disciplined on three
prior occasions received a 60–day suspension
for lack of diligence, failing to keep a
client informed, and failing to explain
matters to a client); In re Disciplinary
Proceedings Against Theobald, 2010 WI 102,
329 Wis. 2d 1, 786 N.W.2d 834 (attorney who
had been disciplined on two prior occasions
received a 60–day suspension for lack of
diligence and failing to keep a client
informed).
¶26 We further agree with the referee
that the 60-day suspension should run
consecutive to Attorney Templin's present
six-month suspension, which began on May 3,
2016. In re Disciplinary Proceedings
Against Templin, 367 Wis. 2d 351, ¶42. We
are confident that, if the OLR had brought
all of the misconduct counts in the instant
case and in his previous disciplinary case
in a single proceeding, the proper sanction
for all of the misconduct would have
exceeded the six-month suspension that we
previously imposed. A consecutively imposed
suspension is therefore in order. See
In re Disciplinary Proceedings Against
Voss, 2015 WI 104, ¶24, 365 Wis. 2d 442,
871 N.W.2d 859.
¶27 We additionally note that on June 1,
2016, Attorney Templin filed a letter with
the court in which he asked that we accept
the voluntary resignation of his law license
in lieu of issuing this decision. He stated
that he is not practicing law now, and that
he "would likely not" return to the practice
of law before June 2018. Thus, Attorney
Templin argued, a suspension of his law
license would be pointless, as he intends to
refrain from practicing law for a period
longer than any suspension period he
currently faces.
¶28 By virtue of issuing this decision,
we have obviously rejected Attorney
Templin's claim that his offer to resign his
law license for a duration of his choosing
ought to render this disciplinary proceeding
unnecessary. To be sure, our rules permit a
lawyer who is the subject of an OLR
investigation or the respondent in an OLR
disciplinary proceeding to agree to
surrender his or her law license instead of
defending against misconduct charges. To do
so, however, the lawyer must be willing to
admit to having engaged in professional
misconduct, and——important here——must be
willing to wait five years before applying
for reinstatement. See SCR 22.19; SCR
22.29(2). Attorney Templin is apparently
not willing to agree to the voluntary
revocation of his license given his
statement that he might wish to return to
the practice of law within two years.
Because Attorney Templin's proffered
resignation does not meet the requirements
of SCR 22.19, we decline to accept it.
¶29 We turn now to the issue of costs,
which total $1,041.40 as of June 20, 2016.
In his June 1, 2016 letter to the court,
Attorney Templin argued that he should not
have to pay the costs associated with this
disciplinary proceeding because the
misconduct counts in this proceeding could
have been included with those brought in
In re Disciplinary Proceedings Against
Templin, 367 Wis. 2d 351. Attorney
Templin claimed that consolidating the
counts in this manner would have eliminated
any costs associated with the instant
proceeding. Attorney Templin also claimed
that he should bear no costs because he
informed the OLR that he wanted to resign
before the OLR filed the complaint in this
matter.
¶30 We are not convinced by Attorney
Templin's arguments. Our general practice
is to assess full costs against a
disciplined lawyer. See SCR 22.24(1m).
This is so because it is only fair that a
disciplined lawyer "should shoulder, to the
extent the lawyer is able, the costs of an
OLR proceeding that the lawyer's misconduct
necessitated, rather than transferring those
costs to the other members of the bar who
have not engaged in misconduct." See
In re Disciplinary Proceedings Against
Stern, 2016 WI 6, ¶13, 366 Wis. 2d 431,
874 N.W.2d 93. There is no doubt that
Attorney Templin's misconduct, which he has
never disputed, necessitated these
proceedings. We fail to see why Attorney
Templin's proffered resignation, which did
not meet the requirements of SCR 22.19,
should operate to shift costs away from him
and towards other members of the bar. We
also fail to see why a consolidation of the
instant counts with those brought in
Attorney Templin's previous disciplinary
matter would have eliminated all costs
associated with this proceeding, as Attorney
Templin claims. While such consolidation
may have led to certain efficiencies (though
Attorney Templin fails to identify them),
the bulk of the costs were unavoidable; for
example, both the pleadings and the
referee's report in this case needed to be
prepared, and these tasks required the
expenditure of time and money regardless of
whether the misconduct counts were
consolidated in one proceeding or not. In
short, Attorney Templin's conclusory
objection to costs does not compel us to
exercise our discretion to reduce them.
¶31 Finally, we note that the OLR did
not seek restitution in this case. None is
ordered.
¶32 IT IS ORDERED that the license of
Thor Templin is suspended for a period of 60
days, to run consecutive to the discipline
imposed in In re Disciplinary Proceedings
Against Templin, 2016 WI 18, ¶42, 367 Wis.
2d 351, 877 N.W.2d 107.
¶33 IT IS FURTHER ORDERED that within 60
days of the date of this order, Thor Templin
shall pay to the Office of Lawyer Regulation
the costs of this proceeding.
¶34 IT IS FURTHER ORDERED that
compliance with all conditions of this
decision is required for reinstatement.
See SCR 22.28(2).
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¶35 SHIRLEY S. ABRAHAMSON, J.
(concurring). I join the per curiam. I
write separately to discuss three issues.
¶36 The first issue relates to
restitution. Justice Ann Walsh Bradley, in
her dissent, would order Attorney Templin to
pay as restitution to P.D.P. the amount of
any fees he received in connection with his
representation of P.D.P. The Office of
Lawyer Regulation (OLR) did not ask for
restitution in its complaint. Restitution
is a form of discipline, see SCR 21.16(1m)
(em), and we have often said that this court
is free to impose whatever discipline it
deems appropriate. See, e.g., In
re Disciplinary Proceedings Against Smead,
2011 WI 102, ¶15, 338 Wis. 2d 23, 806 N.W.2d
631.
¶37 But where, as here, we have declared
an attorney to be in default, the question
arises whether we may impose a form of
discipline that the OLR did not seek in its
complaint? Or, in default cases, is our
otherwise wide-ranging ability to impose
appropriate discipline cabined to the
discipline the OLR requested in its
complaint? The answer to this issue is not
clear in our rules or case law, and is
therefore worthy of study.
¶38 The second issue is that the per
curiam does not identify when Attorney
Templin may apply for reinstatement.
Supreme Court Rule 22.29(1) states: "A
petition for reinstatement of a license
suspended for a definite period may be filed
at any time commencing three months prior to
the expiration of the suspension period."
In Attorney Templin's previous disciplinary
matter, In re Disciplinary Proceedings
Against Templin, 2016 WI 18, ¶42, 367 Wis.
2d 351, 877 N.W.2d 107, we ordered a six-
month suspension of his license, commencing
on May 3, 2016. This suspension would have
expired on November 3, 2016. But by virtue
of the consecutively imposed 60-day
suspension ordered in this case, Attorney
Templin's suspension period has been
extended to January 2, 2017. I would make
clear that, under SCR 22.29(1), Attorney
Templin may not petition for reinstatement
until three months before this extended date
of January 2, 2017.
¶39 The third issue is one that I have
raised numerous times. The OLR disciplinary
system is about 15 years old. I repeat my
numerous requests that the court review the
lawyer disciplinary system and the Rules of
Professional Conduct for Attorneys. The
instant case presents issues that should be
considered in such reviews. See,
e.g., Rule Petition 14-06 (Abrahamson,
J., concurring); and Rule Petition 15-01
(Abrahamson, J., dissenting); In re
Disciplinary Proceedings Against Johns,
2014 WI 32, 353 Wis. 2d 746, 847 N.W.2d 179
(Abrahamson, C.J., dissenting); In re
Disciplinary Proceedings Against Kratz,
2014 WI 31, 353 Wis. 2d 696, 851 N.W.2d 219
(Abrahamson, C.J., concurring; Prosser, J.,
concurring in part and dissenting in part).
¶40 For the foregoing reasons, I write
separately.
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¶41 ANN WALSH BRADLEY, J.
(dissenting). I would order Attorney
Templin to pay as restitution to P.D.P. the
amount of any fees he received in connection
with his representation of P.D.P.
¶42 For the foregoing reason, I dissent.
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