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ATTORNEY disciplinary proceeding.
Attorney's license revoked.
¶1 PER CURIAM. We review the report of
Referee John B. Murphy recommending that
Attorney John H. Peiss's license to practice
law in Wisconsin should be revoked, as
discipline reciprocal to that imposed by the
Supreme Court of Illinois. Upon careful
review of the matter, we accept the referee's
recommendation. We also assess the costs of
the proceeding, which are $2,026.90 as of
December 28, 2016, against Attorney Peiss.
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¶2 Attorney Peiss was admitted to
practice law in Wisconsin in 1982. He was
also admitted to practice law in Illinois on
March 6, 1992. Attorney Peiss's license to
practice law in Wisconsin was suspended in
1999 for failure to comply with continuing
legal education requirements and failure to
pay state bar dues. In 2010, Attorney
Peiss's Wisconsin law license was suspended
for one year as discipline reciprocal to
that imposed by the Supreme Court of
Illinois. Attorney Peiss's misconduct in
Illinois consisted of conversion and the
unauthorized practice of law. See In
re Disciplinary Proceedings Against Peiss,
2010 WI 115, 329 Wis. 2d 325, 788 N.W.2d
636. His Wisconsin license remains
suspended.
¶3 On September 21, 2015, the Supreme
Court of Illinois entered an order
disbarring Attorney Peiss in that state.
The disbarment was based on four counts of
misconduct: (1) practicing law in a
jurisdiction where doing so violates the
regulation of the legal profession in that
jurisdiction by practicing law in Illinois
while suspended; (2) committing a criminal
act that reflects adversely on the
attorney's honesty, trustworthiness or
fitness as a lawyer in other respects by
committing the criminal offense of theft;
(3) engaging in conduct involving
dishonesty, fraud, deceit or
misrepresentation; and (4) engaging in
conduct prejudicial to the administration of
justice.
¶4 Attorney Peiss did not notify the
Office of Lawyer Regulation (OLR) of the
Illinois disbarment within 20 days of its
effective date.
¶5 On April 1, 2016, the OLR filed a
complaint against Attorney Peiss alleging
the following counts of misconduct:
Count One: By virtue of the Illinois
disciplinary disbarment, Attorney Peiss is
subject to reciprocal discipline in
Wisconsin pursuant to SCR 22.22.
Count Two: By failing to notify the OLR of
his disbarment in Illinois for professional
misconduct within 20 days of the effective
date of its imposition, Attorney Peiss
violated SCR 22.22(1).
¶6 Attorney Peiss filed an answer to
the OLR's complaint on July 12, 2016. He
filed an amended answer on September 9,
2016. The amended answer raised three
affirmative defenses: (1) that the hearing
in Illinois was conducted without notice to,
or service of process on Attorney Peiss; (2)
that Attorney Peiss had no opportunity to be
heard in the Illinois action; and (3) that
there was no proof of any misconduct in
Illinois.
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¶7 The OLR filed a motion for summary
judgment. Following briefing, the referee
granted the summary judgment motion. The
referee noted that under SCR 22.22(3), this
court shall impose the identical discipline
imposed in another jurisdiction unless one
or more of three exceptions apply. Attorney
Peiss argued that "the procedure in the
other jurisdiction was so lacking in notice
or opportunity to be heard as to constitute
a deprivation of due process." See SCR
22.22(3)(a). Attorney Peiss claimed that
the failure of the Illinois disciplinary
authorities to personally serve him with
either of the two complaints filed in the
Illinois action was fatal to the Illinois
court's prosecution of the disciplinary case
against him. The referee disagreed.
¶8 The referee noted that the pertinent
Illinois rule, Attorney Registration and
Disciplinary Commission (ARDC) Rule 214(b)
provides that an attorney may be served
either by personal service or, if a person
authorized to make personal service files an
affidavit that the respondent resides out of
state, has left the state, on due inquiry
cannot be found, or is concealed within the
state so that process cannot be served upon
him, the respondent may be served by
ordinary mail.
¶9 The referee said a review of the
Illinois ARDC record and statements of
Attorney Peiss confirm that he was not
personally served. However, the referee
said the Illinois record makes clear that at
the time the ARDC's original complaint was
filed, Attorney Peiss was in contact with
the ARDC and was aware as early as June of
2013 that a disciplinary inquiry was under
way. In addition, the referee said
following the filing of the first complaint,
Attorney Peiss was in contact with an
investigator from the ARDC and was aware the
ARDC wanted to personally serve the
complaint on him. According to the Illinois
record, Attorney Peiss told an ARDC
investigator that he would return to Chicago
to accept service of the complaint on August
6, 2013. Attorney Peiss never made contact
with the ARDC to accept service. ARDC later
hired a process server to attempt service on
Attorney Peiss in Madison, Wisconsin, where
he was taking care of his mother who had
suffered a stroke. This attempt at personal
service was also unsuccessful and substitute
service was made by mail. Attorney Peiss
did not answer the complaint.
¶10 The referee went on to note that the
ARDC subsequently filed an amended complaint
on December 10, 2013. This complaint was
mailed to Attorney Peiss, and the record
indicates that he received the complaint but
failed to file an answer. The Illinois
matter came on for a hearing before the
Board of Illinois Attorney Registration and
Disciplinary Commission (Board) on June 16,
2014. Attorney Peiss appeared at the
hearing and was represented by counsel. The
referee noted that because the substantive
accusations of the amended complaint had
been deemed admitted by Attorney Peiss's
failure to file an answer, the hearing dealt
with the disciplinary recommendation.
However, the referee said it appeared from
the report and recommendation in the
Illinois case that the Board did allow
Attorney Peiss to make some due process
arguments pertaining to the alleged lack of
personal service, but the Board was not
persuaded by his claims. The chair of the
Board specifically said that "after
listening to respondent's testimony and
observing his demeanor at the hearing, we
did not find him credible."
¶11 The referee said:
[I]t [is] impossible to believe that
the respondent was in any way deprived of
due process in the Illinois proceedings
against him. Any problems in service were
the direct result of the respondent's own
misbehavior and not the result of any
failure on the part of the ARDC. Further,
the due process issue was considered by the
Illinois authorities at the June 2015 [sic]
hearing and respondent's arguments were
properly rejected by that tribunal.
¶12 The referee went on to point out
that Attorney Peiss "undertook the same sort
of behavior" when attempts were made to
serve the complaint in the instant action.
The referee noted that according to an
affidavit of the process server, numerous
attempts at personal service were made
without success and when the process server
finally made telephone contact with Attorney
Peiss to discuss meeting to accept service,
Attorney Peiss's response was, "ah no,"
whereupon he hung up on the process server,
after which the complaint had to be served
by mail.
¶13 The referee rejected Attorney
Peiss's argument that reciprocal discipline
was unwarranted because he was denied due
process in the Illinois proceeding. The
referee granted the OLR's motion for summary
judgment and recommended that this court
impose discipline reciprocal to that imposed
by the Supreme Court of Illinois, i.e. the
revocation of Attorney Peiss's license to
practice law in Wisconsin. The referee also
recommended that Attorney Peiss be assessed
the full costs of this proceeding.
¶14 Attorney Peiss has not appealed the
referee's report and recommendation.
Accordingly, this court reviews the matter
pursuant to SCR 22.17(2), which provides
that if no appeal is timely filed, the court
shall review the referee's report; adopt,
reject or modify the referee's findings and
conclusions or remand the matter to the
referee for additional findings; and
determine and impose appropriate discipline.
¶15 Upon careful review of the matter,
we adopt the referee's findings of fact and
conclusions of law. We agree with the
referee that Attorney Peiss failed to
demonstrate that he was denied due process
in the Illinois proceeding. Accordingly, we
approve the referee's recommendation and
impose the identical discipline imposed by
the Supreme Court of Illinois, namely the
revocation of Attorney Peiss's license to
practice law in Wisconsin. We also assess
the full costs of the proceeding against
Attorney Peiss.
¶16 IT IS ORDERED that the license of
John H. Peiss to practice law in Wisconsin
is revoked, effective the date of this
order.
¶17 IT IS FURTHER ORDERED that, to the
extent he has not already done so, John H.
Peiss shall comply with the provisions of
SCR 22.26 concerning the duties of a person
whose license to practice law in Wisconsin
has been revoked.
¶18 IT IS FURTHER ORDERED that within 60
days of the date of this order, John H.
Peiss shall pay to the Office of Lawyer
Regulation the costs of this proceeding.
¶19 IT IS FURTHER ORDERED that
compliance with all conditions of this order
is required for reinstatement. See SCR
22.28(3).
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¶20 SHIRLEY S. ABRAHAMSON, J.
(concurring) This is a reciprocal
discipline case. It raises the question of
what is "identical discipline" in a
reciprocal discipline matter.
¶21 The Office of Lawyer Regulation
seeks revocation of Attorney Peiss's
Wisconsin license in the instant case, while
the Illinois discipline was "disbarment."
The documents filed by the OLR in the
instant case, like the documents filed in
other reciprocal discipline cases, do not
explain the extent to which the other
state's discipline (here disbarment) is or
is not identical to the Wisconsin discipline
of revocation.
¶22 This failure on the part of the OLR
hampers the work of this court. The per
curiam opinion is defective in not equating
disbarment and revocation.
¶23 I conclude that the OLR should
improve its presentation in reciprocal
discipline cases by comparing the Wisconsin
discipline to be imposed with the discipline
imposed in the other state.
¶24 For example, my research of Illinois
law indicates that disbarment in Illinois
amounts to a five-year revocation of the
license before the attorney may seek
reinstatement. See Illinois Rule 767.
Thus, disbarment in Illinois appears to be
identical to license revocation in
Wisconsin. SCR 22.29(2).
¶25 The OLR has an advantage over a
justice or a Supreme Court commissioner in
determining Illinois law. In contrast with
a justice or court staff——who may not engage
in ex parte communications——the OLR may do
its own research on other states' laws, may
seek assistance from officials in other
states, and may submit proof regarding the
nature of the other state's discipline. A
lawyer challenging the proposed Wisconsin
discipline may submit his or her own
documentation regarding the imposition of
identical discipline.
¶26 If this case were initially a
Wisconsin matter, the court in all
probability would order restitution to the
attorney's victims. The Illinois proceeding
did not order restitution. Should Wisconsin
nevertheless seek restitution before the
Wisconsin license is reinstated?
¶27 The instant case, as well as other
reciprocal discipline cases, raise the
question of what is identical discipline. I
suggest that the OLR Procedure Review
Committee (Professor Marsha Mansfield,
University of Wisconsin Law School,
Reporter), appointed by the court in June
2016, should consider reviewing and revising
the Supreme Court Rules governing reciprocal
discipline when a lawyer licensed in
Wisconsin is disciplined in another state.
¶28 For the reasons set forth, I write
separately.
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