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ATTORNEY disciplinary proceeding.
Attorney's license suspended.
¶1 PER CURIAM. We review the report and
the supplemental report of Referee Robert E.
Kinney, recommending that Attorney Benjamin A.
Hanes be suspended for a period of two years
for professional misconduct, and that he
should pay the full costs of this proceeding,
which are $7,704.67 as of March 17, 2020. The
referee further recommended that we require
Attorney Hanes to fulfill certain conditions
before he can seek reinstatement.
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¶2 We accept in part the referee's
report, as supplemented, and we agree with the
referee that the seriousness of Attorney
Hanes' misconduct merits a severe sanction.
We suspend Attorney Hanes' license to practice
law for a period of four years. We impose
modified conditions on Attorney Hanes' future
reinstatement and we impose the full costs of
this proceeding on Attorney Hanes. The Office
of Lawyer Regulation (OLR) did not seek
restitution and no restitution is ordered.
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¶3 Attorney Hanes was admitted to the
practice of law in Wisconsin in 2011. He
worked as an assistant district attorney or
contract assistant district attorney in
Waushara, Winnebago, and Calumet counties.
Attorney Hanes has not previously been the
subject of professional discipline. On
October 31, 2017 his license to practice law
in Wisconsin was administratively suspended
for failure to pay state bar dues and
certify trust account information. On May
22, 2018, his license to practice law was
further administratively suspended for
failure to comply with continuing legal
education requirements. Attorney Hanes' law
license remains suspended.
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¶4 On June 27, 2019, the OLR filed a
four-count disciplinary complaint against
Attorney Hanes based on criminal conduct he
committed in August 2016 and January 2017.
The OLR's complaint alleged that: (1) by
engaging in conduct leading to a Columbia
County misdemeanor criminal conviction for
fourth-degree sexual assault, Attorney Hanes
violated Supreme Court Rule (SCR) 20:8.4(b)
(Count One); (2) by failing to notify the
OLR of his Columbia County misdemeanor
criminal conviction, Attorney Hanes violated
SCR 21.15(5), enforceable via SCR 20:8.4(f)
(Count Two); (3) by engaging in conduct
leading to three Calumet County felony
criminal convictions for second-degree
recklessly endangering safety,
fleeing/eluding an officer, and bail
jumping, Attorney Hanes violated SCR
20:8.4(b) (Count Three); and (4) by failing
to notify the OLR of his Calumet County
felony criminal convictions, Attorney Hanes
violated SCR 21.15(5), enforceable via SCR
20:8.4(f). The OLR sought a 90-day license
suspension.
¶5 Referee Kinney was appointed and
conducted a scheduling conference. After
that conference, the parties submitted a
stipulation and no contest plea to the
referee. Attorney Hanes agreed that the
referee could use the complaint as an
adequate factual basis for a determination
of the alleged misconduct, on the
understanding the referee would recommend
the level of discipline sought by the OLR
director, namely, a 90-day suspension of his
law license.
¶6 The referee conducted a hearing on
the proposed stipulation on October 29,
2019. At the hearing, the referee noted the
absence of underlying information pertaining
to the criminal convictions and asked
Attorney Hanes, "Do you wish to share the
documentation that's in these criminal files
with me?" Attorney Hanes declined to share
the information. Attorney Hanes attributed
his misconduct, in part, to an anxiety
disorder but offered no additional evidence
to substantiate that statement.
¶7 The referee issued a report and
recommendation on January 22, 2020. The
referee deemed the proposed 90-day license
suspension grossly inadequate. The referee
expressed frustration with the scant factual
record before him, which did not include the
underlying criminal complaints, witness
statements, or transcripts from the
underlying criminal proceedings. After
explaining how this underdeveloped record
hampered his task of making an informed
recommendation, the referee recommended a
two-year license suspension, based primarily
on In re Disciplinary Proceedings Against
Evenson, 2015 WI 38, 361 Wis. 2d 629, 861
N.W.2d 786.
¶8 The OLR filed a motion to supplement
the record and a motion for reconsideration.
The OLR identified no error in the referee's
report and did not ask the referee to alter
his recommendation. Rather, the OLR stated
that it had failed, inadvertently, to
introduce the transcripts of the plea and
sentencing hearings from Attorney Hanes' two
criminal cases. It provided that
information and also explained its
recommendation for a 90-day suspension,
citing numerous prior disciplinary cases, as
support.
¶9 After receiving no objection from
Attorney Hanes, the referee granted the
OLR's motion and reopened and supplemented
the record with the additional information,
some of which we recount here.
¶10 According to the record, as
supplemented, on August 26, 2016, Attorney
Hanes and others went out for dinner and
drinks. Afterward, the group returned to an
apartment, where a woman in the group fell
asleep on a couch. While she was sleeping,
Attorney Hanes sexually assaulted her.
After she woke up, Attorney Hanes again
assaulted her. The woman left and reported
the assault to police. On August 29, 2016,
Attorney Hanes was charged with one felony
count of second-degree sexual assault of an
unconscious victim and one misdemeanor count
of fourth-degree sexual assault. State v.
Hanes, Columbia County Case No. 2016CF412.
¶11 On July 20, 2018, Attorney Hanes was
convicted of misdemeanor fourth-degree
sexual assault; the felony count was
dismissed. He was sentenced to one-year
probation and was assessed costs and
restitution. Attorney Hanes was also
enjoined from contact with the victim.
¶12 Attorney Hanes failed to report his
Columbia County criminal conviction to the
OLR.
¶13 Meanwhile, on January 4, 2017, while
released on bail in the Columbia County
case, Attorney Hanes was pulled over by a
Calumet County sheriff for erratic driving.
Attorney Hanes' driver's license was revoked
at the time and, during the stop, the
sheriff noticed items in the vehicle
commonly associated with drug use.
¶14 After disobeying the sheriff's
command to exit his car, Attorney Hanes
drove off and a high speed chase ensued.
When law enforcement finally cornered
Attorney Hanes, he tried to flee on foot; he
was ultimately subdued by a Taser. At his
sentencing hearing it was noted that
Attorney Hanes:
[s]werved into oncoming traffic a
number of
- on a number of occasions, blew through a
red light - blew through two red lights . .
..
[a]nd then even after the defendant's
vehicle was partially boxed in, the
defendant did still try to leave, and that's
when the window was shattered, his driver's
side window was shattered ultimately
stopping the vehicle . . ..
Ultimately he was tased on the ground
because of his level of noncompliance and
the inability to get him to stop moving and
stop fighting.
¶15 On January 5, 2017, Attorney Hanes
was charged with second-degree recklessly
endangering safety, fleeing/eluding an
officer, and bail jumping, all felonies. He
was also charged with two misdemeanor
counts: resisting/obstructing an officer and
operating while revoked. State v.
Hanes,
Calumet County Case No. 2017CF002.
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¶16 On December 12, 2017, Attorney Hanes
was convicted of three felonies: second-
degree recklessly endangering safety,
fleeing/eluding an officer, and bail
jumping. The two misdemeanor counts were
dismissed but read in. Attorney Hanes was
sentenced to one year in jail with six
months of that time stayed, and three years
of probation. He was ordered to pay costs
and cooperate with the OLR.
¶17 Attorney Hanes failed to report his
Calumet County criminal convictions to the
OLR.
¶18 In February 2020, after receiving
the factual background information recounted
above, the referee issued a supplemental
report and recommendation. Clearly, the
referee was not mollified by the OLR's
motion to supplement the record. The referee
criticized the OLR's method of trying to
"average" sanctions imposed in prior cases
and expressed skepticism about the OLR's
claim that it typically files underlying
documentation when a complaint is predicated
on a criminal conviction. The referee
maintained his earlier determination that
the Evenson case, which imposed a 30-
month
suspension, was the most instructive
precedent.
¶19 In Evenson, the lawyer
approached an
obviously intoxicated young woman outside a
bar one night. She agreed to leave with the
lawyer and he provided her "Molly"
(commonly, known as "ecstasy") and they had
sexual intercourse at his law office.
Attorney Evenson then took her to his home
where they had more alcohol and again
engaged in sexual intercourse. The next
day, the woman awoke bruised, and had
difficulty recalling what had happened. She
notified police.
¶20 Attorney Evenson eventually pled
guilty to one count of felony delivery of a
schedule I drug and two counts of fourth-
degree sexual assault. His sentence was
stayed, and he was placed on probation for
three years, with a condition of nine months
in the county jail. A disciplinary
proceeding followed; this court accepted a
stipulation and imposed a 30-month license
suspension.
¶21 The referee acknowledged factual
distinctions between this case and
Evenson,
but wrote that it was difficult to reconcile
"the OLR's recommendation for a three-month
suspension here with its recommendation for
a 30-month suspension in Evenson." The
referee reaffirmed his recommendation for a
two-year license suspension and the
imposition of full costs. Given evidence of
Attorney Hanes' substance abuse, the referee
further recommended that "upon the filing of
a petition for reinstatement, Attorney Hanes
should be required to show that he has
successfully completed an AODA treatment
program and has maintained complete sobriety
for at least the previous one year prior to
filing his petition."
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¶22 No appeal was filed, so we consider
the referee's report and supplemental report
under SCR 22.17(2). This court will adopt a
referee's findings of fact unless they are
clearly erroneous. Conclusions of law are
reviewed de novo. See In re
Disciplinary
Proceedings Against Eisenberg, 2004 WI 14,
¶5, 269 Wis. 2d 43, 675 N.W.2d 747. The
court may impose whatever sanction it sees
fit, regardless of the referee's
recommendation. See In re
Disciplinary
Proceedings Against Widule, 2003 WI 34,
¶44,
261 Wis. 2d 45, 660 N.W.2d 686.
¶23 By order dated June 19, 2020, this
court issued an order directing the parties
to show cause why this court should not
suspend Attorney Hanes' law license for at
least two years and impose the full costs of
this proceeding upon Attorney Hanes. The
OLR filed a response on July 2, 2020,
standing by its initial recommendation for a
90-day license suspension. Attorney Hanes
did not respond.
¶24 There is no showing that the
referee's findings of fact are clearly
erroneous and we adopt them. We turn to the
referee's conclusion that Attorney Hanes
violated the Supreme Court Rules set forth
above. The referee explicitly found that
the allegations contained in the OLR's
complaint constitute an adequate factual
basis for the four counts of attorney
misconduct.
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¶25 A criminal conviction is not per se
evidence of misconduct. In re
Disciplinary
Proceedings Against Johns, 2014 WI 32, 353
Wis. 2d 746, 847 N.W.2d 179 (holding that
lawyer's conduct did not violate SCR
20:8.4(b) in light of the record evidence
indicating, among other things, the
exceedingly anomalous nature of the lawyer's
conduct). We consider independently whether
each of the criminal acts committed by
Attorney Hanes reflects adversely on his
honesty, trustworthiness, or his "fitness as
a lawyer in other respects." In re
Disciplinary Proceedings Against Horsch,
2020 WI 10, 390 Wis. 2d 99, 937 N.W.2d 925.
¶26 This is a fact-dependent inquiry.
The ABA Comment [2] to SCR 20:8.4 provides
some guidance as to what crimes reflect
adversely on fitness as a lawyer. It
states, inter alia:
Although a lawyer is personally
answerable
to the entire criminal law, a lawyer should
be professionally answerable only for
offenses that indicate [a] lack of those
characteristics relevant to law practice.
Offenses involving violence, dishonesty,
breach of trust, or serious interference
with the administration of justice are in
that category. A pattern of repeated
offenses, even ones of minor significance
when considered separately, can indicate
indifference to legal obligation.
¶27 We have no difficulty concluding
that Attorney Hanes' criminal acts, which
involved sexual contact without consent and
behavior that "endangered the public and law
officers," reflect adversely on Attorney
Hanes' fitness as a lawyer. We affirm the
referee's conclusion that Attorney Hanes
committed the professional misconduct as
alleged in the complaint.
¶28 We turn to the recommended sanction.
We firmly agree with the referee that the
proposed 90-day suspension was too low;
indeed, we are surprised that the OLR
continues to defend its recommendation. A
suspension of such brevity would unduly
depreciate the seriousness of Attorney
Hanes' misconduct, namely convictions for
sexual assault and recklessly endangering
safety, which caused harm to the victim and
put the lives of law enforcement personnel
and the public at risk. We also agree with
the referee's assessment of the aggravating
and mitigating factors, including the
referee's determination that Attorney Hanes'
anxiety is not a mitigating factor in this
case, given the absence of evidence
sufficient to find a causal connection
between any medical condition and the
misconduct. In re Disciplinary
Proceedings
Against Morse, 2019 WI 53, 386 Wis. 2d
654,
927 N.W.2d 543. On consideration of the
record, the report, and the OLR's response
to our order to show cause, we have
determined that a four-year suspension is
appropriate.
¶29 The Evenson case, imposing a 30-
month suspension, provides the most
instructive precedent. Attorney Evenson's
misconduct stemmed from his conviction for,
inter alia, fourth-degree sexual assault of
a vulnerable individual who was not his
client. Other caselaw confirms that severe
sanctions are appropriate when attorneys
engage in predatory sexual misconduct
against a vulnerable individual. In In re
Disciplinary Proceedings Against Voss,
2011
WI 2, 331 Wis. 2d 1, 795 N.W.2d 415, the OLR
filed a disciplinary complaint against an
attorney accused of engaging in sexual
relations with a female client who had an
extensive and severe history of various
psychiatric disorders and alcohol
dependency; she was the subject of a series
of emergency detentions and chapter 51
commitments. The client eventually told her
case worker that Attorney Voss had sexually
assaulted her. When the matter was
reported, Attorney Voss sought to persuade
his client, her family, and two circuit
court judges not to pursue criminal charges,
disclosing embarrassing personal information
about the client. Ultimately, no criminal
charges were filed but the referee concluded
Attorney Voss had committed five counts of
professional misconduct and recommended a
one-year license suspension.
¶30 We suspended Attorney Voss for four
years and eight months, imposed a no contact
order, and ordered the entire file and
record in this matter remain confidential
and sealed. We said: "Although we
ultimately chose not to revoke his license
to practice law, a lengthy suspension is
required to effectuate the purposes of
Wisconsin's attorney regulatory system. A
lesser sanction would unduly depreciate the
seriousness of Attorney Voss's misconduct."
Id., ¶¶33-34, 39 (citing In re
Disciplinary
Proceedings Against Woodmansee, 147 Wis.
2d
837, 434 N.W.2d 94 (1989) (imposing three-
year suspension upon lawyer who engaged in
coercive sexual behavior with a vulnerable
client, resulting in conviction for fourth-
degree sexual assault).
¶31 The cases cited by the OLR do not
persuade us that a lesser sanction is
merited. We note that aside from
Evenson,
few of those cases involved sexual assault,
and In re Disciplinary Proceedings Against
Strigenz, 185 Wis. 2d 370, 517 N.W.2d 190
(1994) (imposing one-year suspension for
non-consensual sexual contact with a
vulnerable victim, resulting in a conviction
for fourth-degree sexual assault) dates from
1994. As the New Jersey Supreme Court
observed when rendering a disciplinary
decision against an attorney who committed
sexual misconduct:
We have traveled a far way from
tolerance of
sexual misconduct in the workplace and in
our profession. We recognize the
psychological damage that can be inflicted
on the victims of sexual abuse, who silently
suffer and do not complain because they feel
powerless to do so. The sexual abuse of a
client is unacceptable in any profession and
in any business setting, and cannot be
tolerated in our profession, which holds as
sacred the dignity of the individual.
. . .
Attorneys who commit sexual crimes
against
their clients take from their victims
something more profound than money or goods;
they take from their victims their dignity
and psychological well-being. Such conduct
is grossly incompatible with the standards
of professionalism expected of
attorneys.
In Re Gallo, 178 N.J. 115 (2003)
(imposing
three-year suspension on attorney found
guilty of various sexual crimes with four
different client-victims). We acknowledge
that the individual Attorney Hanes sexually
assaulted was not his client, a distinction
that is relevant because a lawyer-client
relationship implicates additional ethical
concerns. Nonetheless, his conduct – which
included not only sexual assault but a
separate incident of criminally reckless
conduct that jeopardized the lives of law
enforcement officers and the public - is
"grossly incompatible with the standards of
professionalism expected of attorneys."
Id.
The seriousness of Attorney Hanes'
misconduct merits a four-year suspension.
¶32 Finally, we consider whether we
should impose the full costs of this
proceeding on Attorney Hanes. We have
considered the matter and have determined
that it is appropriate to impose the full
costs of this proceeding on Attorney Hanes.
¶33 IT IS ORDERED that the license of
Benjamin A. Hanes to practice law in
Wisconsin is suspended for a period of four
years, effective the date of this order.
¶34 IT IS FURTHER ORDERED that Benjamin
A. Hanes' administrative suspensions for
failure to pay State Bar dues, noncompliance
with continuing legal education
requirements, and failure to submit the
required trust account certification to the
State Bar shall remain in effect until the
reason for each such suspension has been
rectified.
¶35 IT IS FURTHER ORDERED that within 60
days of the date of this order, Benjamin A.
Hanes shall pay to the Office of Lawyer
Regulation the full costs of this
proceeding, which are $7,704.67 as of March
17, 2020.
¶36 IT IS FURTHER ORDERED that, to the
extent that he has not already done so,
Benjamin A. Hanes shall comply with the
provisions of SCR 22.26 concerning the
duties of a person whose license to practice
law in Wisconsin has been suspended.
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¶37 IT IS FURTHER ORDERED that any
future reinstatement of Benjamin A. Hanes'
law license will be conditioned upon:
• Providing evidence and documentation
to the Office of Lawyer Regulation,
demonstrating that, at least one year prior
to his petition for reinstatement Benjamin
A. Hanes participated, at his own expense,
in an alcohol and other drug abuse and
mental health assessment by a Wisconsin
Lawyers Assistance Program approved
provider.
• Providing evidence demonstrating
that he has complied and remains compliant
with any specific written recommendations
for treatment or maintenance as a result of
that assessment, including compliance with
all monitoring requirements, if any, deemed
appropriate by the Wisconsin Lawyers
Assistance Program or other monitor
designated by the Office of Lawyer
Regulation, which may include the
requirement to refrain from the consumption
of alcohol and any mood-altering drugs
without a valid prescription while subject
to monitoring.
• Providing signed medical releases of
confidentiality for each treatment provider
who is providing or has provided to Benjamin
A. Hanes within the last two years any
treatment, assessment, or services related
to alcohol or substance abuse, such releases
to remain in effect for two years from the
date of signature.
• Acknowledging that any future
reinstatement may be subject to further
conditions, including monitoring.
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